UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
HTT
3276
High Templar Tech Ltd
HTT
$394M
| $2.36M | ﹤0.01% |
1,112,189
+1,102,636
| +11,542% | +$2.43M |
|
3277
iShares USD Green Bond ETF
BGRN
$501M
| $2.36M | ﹤0.01% |
52,213
-3,352
| -6% | -$154K |
|
3278
Prospect Capital
PSEC
$1.15B
| $2.35M | ﹤0.01% |
389,074
+18,588
| +5% | +$116K |
|
3279
PUT
Spectrum Brands
SPB
$2.02B
| $2.35M | ﹤0.01% |
30,000
-85,000
| -74% | -$6.71M |
|
3280
PUT
NIO
NIO
$11.5B
| $2.35M | ﹤0.01% |
+260,000
| New | +$2.89M |
|
3281
PUT
The Mosaic Company
MOS
$7.49B
| $2.35M | ﹤0.01% |
66,000
-12,600
| -16% | -$483K |
|
|
MQT
3282
DELISTED
BlackRock MuniYield Quality Fund II
MQT
| $2.35M | ﹤0.01% |
261,338
+3,233
| +1% | +$31.7K |
|
3283
CALL
Lantheus
LNTH
$6.59B
| $2.35M | ﹤0.01% |
+33,800
| New | +$2.47M |
|
3284
Invesco S&P MidCap 400 GARP ETF
GRPM
$508M
| $2.35M | ﹤0.01% |
26,867
+1,040
| +4% | +$94.9K |
|
3285
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.41B
| $2.35M | ﹤0.01% |
55,079
-444
| -0.8% | -$20K |
|
3286
Invesco Municipal Income Opportunities Trust
OIA
$290M
| $2.35M | ﹤0.01% |
403,621
+329,279
| +443% | +$2.04M |
|
3287
CALL
KB Home
KBH
$3.54B
| $2.34M | ﹤0.01% |
50,600
| – | – |
|
3288
nVent Electric
NVT
$27.1B
| $2.34M | ﹤0.01% |
44,173
+12,742
| +41% | +$687K |
|
3289
CALL
Whirlpool
WHR
$2.85B
| $2.34M | ﹤0.01% |
+17,500
| New | +$2.47M |
|
|
3290
PUT
Whirlpool
WHR
$2.85B
| $2.34M | ﹤0.01% |
+17,500
| New | +$2.47M |
|
3291
Artisan Partners
APAM
$3.06B
| $2.33M | ﹤0.01% |
62,319
-4,090
| -6% | -$159K |
|
3292
Invesco Global Clean Energy ETF
PBD
$193M
| $2.33M | ﹤0.01% |
151,337
+92,893
| +159% | +$1.65M |
|
3293
CALL
Pan American Silver
PAAS
$21.9B
| $2.33M | ﹤0.01% |
160,640
-171,400
| -52% | -$2.68M |
|
3294
PUT
NovoCure
NVCR
$2.02B
| $2.32M | ﹤0.01% |
143,900
+57,700
| +67% | +$1.66M |
|
3295
Invesco S&P 500 High Beta ETF
SPHB
$935M
| $2.32M | ﹤0.01% |
33,057
-5,226
| -14% | -$394K |
|
3296
CALL
Hasbro
HAS
$13.7B
| $2.31M | ﹤0.01% |
+35,000
| New | +$2.32M |
|
3297
Invesco DB US Dollar Index Bullish Fund
UUP
$414M
| $2.31M | ﹤0.01% |
77,823
-65,002
| -46% | -$1.87M |
|
|
GTM
3298
ZoomInfo Technologies
GTM
$1.24B
| $2.31M | ﹤0.01% |
140,987
-134,064
| -49% | -$2.74M |
|
3299
Sonoco
SON
$5.69B
| $2.31M | ﹤0.01% |
42,487
+1,301
| +3% | +$73.6K |
|
|
HIO
3300
Western Asset High Income Opportunity Fund
HIO
$339M
| $2.31M | ﹤0.01% |
634,351
-157,495
| -20% | -$598K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.