UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
GRX
3276
Gabelli Healthcare & Wellness Trust
GRX
$147M
| $2.78M | ﹤0.01% |
210,382
+11,601
| +6% | +$157K |
|
3277
Anixa Biosciences
ANIX
$111M
| $2.78M | ﹤0.01% |
582,408
-104,894
| -15% | -$473K |
|
3278
Brookfield Renewable
BEP
$9.8B
| $2.78M | ﹤0.01% |
75,245
+7,236
| +11% | +$281K |
|
|
BNY
3279
DELISTED
BlackRock New York Municipal Income Trust
BNY
| $2.78M | ﹤0.01% |
180,977
-9,150
| -5% | -$140K |
|
3280
Sanmina
SANM
$10.7B
| $2.77M | ﹤0.01% |
71,782
+67,812
| +1,708% | +$2.6M |
|
3281
CALL
Coinbase
COIN
$39.2B
| $2.76M | ﹤0.01% |
+12,151
| New | +$2.99M |
|
3282
Fidelity Dividend ETF for Rising Rates
FDRR
$761M
| $2.76M | ﹤0.01% |
66,729
+7,539
| +13% | +$322K |
|
3283
State Street Multi-Asset Real Return ETF
RLY
$1.31B
| $2.76M | ﹤0.01% |
96,686
+4,460
| +5% | +$127K |
|
3284
Seres Therapeutics
MCRB
$50.2M
| $2.75M | ﹤0.01% |
19,793
+19,394
| +4,861% | +$3.79M |
|
3285
Healthcare Services Group
HCSG
$1.5B
| $2.75M | ﹤0.01% |
110,110
-21,368
| -16% | -$578K |
|
3286
VanEck Green Bond ETF
GRNB
$184M
| $2.75M | ﹤0.01% |
101,159
+12,668
| +14% | +$348K |
|
3287
PUT
FMC
FMC
$1.31B
| $2.75M | ﹤0.01% |
30,000
-25,000
| -45% | -$2.47M |
|
3288
CALL
DraftKings
DKNG
$12B
| $2.75M | ﹤0.01% |
57,000
-443,400
| -89% | -$23.5M |
|
3289
Federal Agricultural Mortgage
AGM
$2.54B
| $2.74M | ﹤0.01% |
25,267
+8,105
| +47% | +$803K |
|
3290
Kirby Corp
KEX
$7B
| $2.74M | ﹤0.01% |
57,172
+50,720
| +786% | +$2.81M |
|
3291
Patterson-UTI
PTEN
$4.19B
| $2.74M | ﹤0.01% |
304,321
-199,517
| -40% | -$1.62M |
|
3292
Howard Hughes
HHH
$3.91B
| $2.73M | ﹤0.01% |
32,666
-6,782
| -17% | -$586K |
|
|
PZC
3293
DELISTED
PIMCO California Municipal Income Fund III
PZC
| $2.73M | ﹤0.01% |
248,243
+8,215
| +3% | +$93.3K |
|
3294
Enovis
ENOV
$1.4B
| $2.73M | ﹤0.01% |
34,586
+2,918
| +9% | +$235K |
|
|
SNP
3295
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
| $2.73M | ﹤0.01% |
55,493
-20,759
| -27% | -$991K |
|
3296
Hubbell
HUBB
$26.7B
| $2.73M | ﹤0.01% |
15,091
-193,879
| -93% | -$37.8M |
|
|
KREF
3297
KKR Real Estate Finance Trust
KREF
$492M
| $2.73M | ﹤0.01% |
129,161
+84,305
| +188% | +$1.79M |
|
3298
CALL
Playtika
PLTK
$1.07B
| $2.73M | ﹤0.01% |
98,670
-100,188
| -50% | -$2.49M |
|
3299
CALL
GE Aerospace
GE
$380B
| $2.73M | ﹤0.01% |
42,453
-354,938
| -89% | -$22.8M |
|
|
SWTX
3300
DELISTED
SpringWorks Therapeutics
SWTX
| $2.73M | ﹤0.01% |
42,960
+40,485
| +1,636% | +$3.12M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.