UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3276
Brinker International
EAT
$9.66B
| $2.01M | ﹤0.01% |
47,013
-134,719
| -74% | -$5.4M |
|
|
LTC
3277
LTC Properties
LTC
$2.15B
| $2.01M | ﹤0.01% |
39,180
+18,304
| +88% | +$883K |
|
3278
BWX Technologies
BWXT
$15.6B
| $2M | ﹤0.01% |
34,962
+25,138
| +256% | +$1.4M |
|
3279
SLM Corp
SLM
$5.15B
| $1.99M | ﹤0.01% |
212,384
-61,025
| -22% | -$549K |
|
|
VGR
3280
DELISTED
Vector Group Ltd.
VGR
| $1.99M | ﹤0.01% |
236,081
+60,409
| +34% | +$463K |
|
3281
PUT
WisdomTree
WT
$3.22B
| $1.99M | ﹤0.01% |
380,000
| – | – |
|
3282
Assured Guaranty
AGO
$3.34B
| $1.99M | ﹤0.01% |
44,655
+9,241
| +26% | +$407K |
|
|
FFC
3283
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
| $1.98M | ﹤0.01% |
94,705
+6,646
| +8% | +$135K |
|
|
CMBT
3284
CMB.TECH NV
CMBT
$4.73B
| $1.98M | ﹤0.01% |
215,336
+85,225
| +66% | +$721K |
|
|
BECN
3285
DELISTED
Beacon Roofing Supply, Inc.
BECN
| $1.97M | ﹤0.01% |
58,772
+40,411
| +220% | +$1.37M |
|
3286
WisdomTree Dynamic International Equity Fund
DDWM
$1.51B
| $1.97M | ﹤0.01% |
68,319
+3,640
| +6% | +$104K |
|
3287
Prestige Consumer Healthcare
PBH
$2.6B
| $1.97M | ﹤0.01% |
56,735
+2,011
| +4% | +$66.2K |
|
|
SUM
3288
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
| $1.97M | ﹤0.01% |
90,190
+2,194
| +2% | +$43.3K |
|
3289
Karyopharm Therapeutics
KPTI
$48M
| $1.96M | ﹤0.01% |
13,583
+13,402
| +7,404% | +$1.82M |
|
3290
Global X Social Media ETF
SOCL
$93.4M
| $1.96M | ﹤0.01% |
61,343
-34,424
| -36% | -$1.14M |
|
3291
Mesa Laboratories
MLAB
$574M
| $1.96M | ﹤0.01% |
8,223
+2,087
| +34% | +$482K |
|
3292
Lattice Semiconductor
LSCC
$18.5B
| $1.96M | ﹤0.01% |
106,908
+102,147
| +2,145% | +$1.87M |
|
3293
Park National Corp
PRK
$3.67B
| $1.96M | ﹤0.01% |
20,620
+5,667
| +38% | +$534K |
|
|
UCB
3294
United Community Banks
UCB
$4.28B
| $1.95M | ﹤0.01% |
68,920
+23,103
| +50% | +$634K |
|
3295
CALL
Terex
TEX
$7.74B
| $1.95M | ﹤0.01% |
+75,000
| New | +$2.06M |
|
|
3296
PUT
Terex
TEX
$7.74B
| $1.95M | ﹤0.01% |
+75,000
| New | +$2.06M |
|
3297
iShares Core Moderate Allocation ETF
AOM
$1.78B
| $1.95M | ﹤0.01% |
49,537
-3,257
| -6% | -$127K |
|
3298
CALL
Howard Hughes
HHH
$4.03B
| $1.94M | ﹤0.01% |
+15,735
| New | +$1.95M |
|
|
GTLS
3299
DELISTED
Chart Industries
GTLS
| $1.94M | ﹤0.01% |
31,137
+27,748
| +819% | +$1.88M |
|
|
PFN
3300
PIMCO Income Strategy Fund II
PFN
$703M
| $1.94M | ﹤0.01% |
187,986
-8,313
| -4% | -$87.3K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.