UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Blackrock
BLK
|
+$356M |
| 2 |
Procter & Gamble
PG
|
+$310M |
| 3 |
Hilton Worldwide
HLT
|
+$286M |
| 4 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$282M |
| 5 |
SPDR Gold Trust
GLD
|
+$276M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.44B |
| 2 |
Chipotle Mexican Grill
CMG
|
+$638M |
| 3 |
KLA
KLAC
|
+$271M |
| 4 |
Bank of America
BAC
|
+$219M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$190M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.04% |
| 2 | Healthcare | 5.89% |
| 3 | Technology | 5.66% |
| 4 | Industrials | 5.03% |
| 5 | Energy | 4.95% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
COL
3276
CALL
DELISTED
Rockwell Collins
COL
| $1.33M | ﹤0.01% |
+14,300
| New | +$1.26M |
|
3277
Encore Capital Group
ECPG
$2.1B
| $1.32M | ﹤0.01% |
46,227
+35,677
| +338% | +$873K |
|
|
TECD
3278
DELISTED
Tech Data Corp
TECD
| $1.32M | ﹤0.01% |
15,651
+4,882
| +45% | +$406K |
|
3279
Gogo Inc
GOGO
$492M
| $1.32M | ﹤0.01% |
143,560
+58,206
| +68% | +$575K |
|
3280
Allison Transmission
ALSN
$9.64B
| $1.32M | ﹤0.01% |
39,280
+20,832
| +113% | +$648K |
|
3281
CALL
Estee Lauder
EL
$30.9B
| $1.32M | ﹤0.01% |
17,300
-13,800
| -44% | -$1.12M |
|
|
RGC
3282
DELISTED
Regal Entertainment Group
RGC
| $1.32M | ﹤0.01% |
64,204
-68,683
| -52% | -$1.52M |
|
3283
Hancock Whitney
HWC
$6.22B
| $1.32M | ﹤0.01% |
30,681
+28,892
| +1,615% | +$1.1M |
|
|
PFN
3284
PIMCO Income Strategy Fund II
PFN
$702M
| $1.32M | ﹤0.01% |
139,315
-5,783
| -4% | -$53.6K |
|
3285
ALPS Medical Breakthroughs ETF
SBIO
$213M
| $1.32M | ﹤0.01% |
57,452
+26,262
| +84% | +$629K |
|
|
HEQ
3286
John Hancock Hedged Equity & Income Fund
HEQ
$139M
| $1.31M | ﹤0.01% |
83,586
+744
| +0.9% | +$11.8K |
|
3287
CALL
lululemon athletica
LULU
$14.2B
| $1.31M | ﹤0.01% |
20,200
| – | – |
|
3288
CALL
iShares Select Dividend ETF
DVY
$23.5B
| $1.31M | ﹤0.01% |
+14,800
| New | +$1.27M |
|
3289
Nuveen Real Estate Income Fund
JRS
$244M
| $1.31M | ﹤0.01% |
121,767
+40,324
| +50% | +$427K |
|
|
CUDA
3290
DELISTED
Barracuda Networks, Inc.
CUDA
| $1.31M | ﹤0.01% |
61,154
+42,353
| +225% | +$989K |
|
|
HR
3291
DELISTED
Healthcare Realty Trust Incorporated
HR
| $1.31M | ﹤0.01% |
43,234
+10,628
| +33% | +$324K |
|
|
VSTO
3292
DELISTED
Vista Outdoor Inc.
VSTO
| $1.31M | ﹤0.01% |
35,504
+5,728
| +19% | +$221K |
|
|
EOS
3293
Eaton Vance Enhance Equity Income Fund II
EOS
$1.17B
| $1.31M | ﹤0.01% |
102,115
+8,660
| +9% | +$115K |
|
|
FOLD
3294
DELISTED
Amicus Therapeutics
FOLD
| $1.3M | ﹤0.01% |
262,258
+118,545
| +82% | +$820K |
|
|
WFT
3295
CALL
DELISTED
Weatherford International plc
WFT
| $1.3M | ﹤0.01% |
260,648
+129,460
| +99% | +$677K |
|
|
DMO
3296
Western Asset Mortgage Opportunity Fund
DMO
$119M
| $1.3M | ﹤0.01% |
56,909
+11,718
| +26% | +$272K |
|
|
EVER
3297
DELISTED
Everbank Financial Corp
EVER
| $1.29M | ﹤0.01% |
66,584
+17,120
| +35% | +$331K |
|
3298
W.R. Berkley
WRB
$26.8B
| $1.29M | ﹤0.01% |
65,573
+2,305
| +4% | +$41.4K |
|
3299
Neogen
NEOG
$2.46B
| $1.29M | ﹤0.01% |
52,149
+277
| +0.5% | +$6.15K |
|
|
BNY
3300
DELISTED
BlackRock New York Municipal Income Trust
BNY
| $1.29M | ﹤0.01% |
92,506
-38,336
| -29% | -$556K |
|
Similar funds
UBS Group's Q4 2016 Portfolio in Review
As of Q4 2016, UBS Group held 8,573 positions worth $181B, up 8% from $168B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $10.5B of net new capital in Q4 2016, opening 819 new positions and adding to 3,871 existing holdings. Its largest new stake was Yum China: 1,408,862 shares worth $36.8M.
By sector, the portfolio is most concentrated in Financials at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.44B trimmed.
- UBS Group's largest Q4 2016 buy was Yum China: 1,408,862 shares worth $36.8M.
- UBS Group added most to Blackrock in Q4 2016, an estimated $356M increase.
- UBS Group's biggest Q4 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.44B.
- UBS Group fully exited ITC HOLDINGS CORP in Q4 2016, selling an estimated $56M.
- UBS Group's ten largest holdings make up 17% of its $181B portfolio in Q4 2016.
- UBS Group opened 819 new positions and closed 745 in Q4 2016.
- UBS Group's portfolio value rose 8% quarter-over-quarter to $181B.
Based on UBS Group's 13F filing for Q4 2016, filed 14 Feb 2017.