UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3251
CALL
United Airlines
UAL
$40.2B
| $2.85M | ﹤0.01% |
+60,000
| New | +$2.83M |
|
3252
Antero Midstream
AM
$10.4B
| $2.85M | ﹤0.01% |
273,268
+29,091
| +12% | +$285K |
|
3253
iPath Select MLP ETN
ATMP
$632M
| $2.85M | ﹤0.01% |
180,592
-14,228
| -7% | -$221K |
|
3254
HealthEquity
HQY
$8.93B
| $2.85M | ﹤0.01% |
43,950
+3,602
| +9% | +$250K |
|
|
DFUS
3255
Dimensional US Equity ETF
DFUS
$21.6B
| $2.84M | ﹤0.01% |
60,258
-10,855
| -15% | -$525K |
|
3256
PUT
Vail Resorts
MTN
$5.21B
| $2.84M | ﹤0.01% |
+8,500
| New | +$2.62M |
|
3257
U-Haul Holding Co
UHAL
$14.4B
| $2.84M | ﹤0.01% |
43,940
+28,650
| +187% | +$1.8M |
|
3258
PUT
GrowGeneration
GRWG
$85.9M
| $2.84M | ﹤0.01% |
+115,000
| New | +$4.06M |
|
3259
CALL
RTX Corp
RTX
$302B
| $2.84M | ﹤0.01% |
33,000
+23,000
| +230% | +$1.97M |
|
|
RA
3260
Brookfield Real Assets Income Fund
RA
$708M
| $2.82M | ﹤0.01% |
134,922
+9,285
| +7% | +$205K |
|
3261
iShares iBonds Dec 2028 Term Corporate ETF
IBDT
$4.07B
| $2.82M | ﹤0.01% |
98,380
+6,041
| +7% | +$175K |
|
3262
TETRA Technologies
TTI
$1.28B
| $2.81M | ﹤0.01% |
901,622
-68,566
| -7% | -$220K |
|
3263
Pacific Biosciences
PACB
$357M
| $2.8M | ﹤0.01% |
109,552
-45,756
| -29% | -$1.36M |
|
3264
BlackLine
BL
$1.7B
| $2.8M | ﹤0.01% |
23,700
-2,642
| -10% | -$304K |
|
3265
Diamondrock Hospitality Co
DRH
$2.48B
| $2.8M | ﹤0.01% |
295,907
+98,970
| +50% | +$885K |
|
3266
Idacorp
IDA
$8.08B
| $2.8M | ﹤0.01% |
27,041
+13,441
| +99% | +$1.4M |
|
|
PRFT
3267
DELISTED
Perficient Inc
PRFT
| $2.79M | ﹤0.01% |
24,153
+14,414
| +148% | +$1.48M |
|
|
KAMN
3268
DELISTED
Kaman Corp
KAMN
| $2.79M | ﹤0.01% |
78,259
-16,799
| -18% | -$694K |
|
3269
Curis
CRIS
$7.13M
| $2.79M | ﹤0.01% |
890
+884
| +14,733% | +$2.76M |
|
3270
ProPetro Holding
PUMP
$1.43B
| $2.79M | ﹤0.01% |
322,215
+33,050
| +11% | +$258K |
|
3271
Sibanye-Stillwater
SBSW
$7.55B
| $2.78M | ﹤0.01% |
225,445
-178,978
| -44% | -$2.8M |
|
3272
PUT
C3.ai
AI
$1.62B
| $2.78M | ﹤0.01% |
60,000
| – | – |
|
|
KC
3273
CALL
Kingsoft Cloud Holdings
KC
$3.58B
| $2.78M | ﹤0.01% |
98,174
+4,794
| +5% | +$142K |
|
|
DADA
3274
DELISTED
Dada Nexus
DADA
| $2.78M | ﹤0.01% |
138,697
-86,207
| -38% | -$1.95M |
|
3275
Flowserve
FLS
$10.1B
| $2.78M | ﹤0.01% |
80,156
+6,298
| +9% | +$246K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.