UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
TLRD
3251
PUT
DELISTED
Tailored Brands, Inc.
TLRD
| $2.06M | ﹤0.01% |
+467,400
| New | +$2.37M |
|
|
SRCI
3252
DELISTED
SRC Energy Inc
SRCI
| $2.06M | ﹤0.01% |
441,157
-11,773
| -3% | -$53.2K |
|
3253
WisdomTree US LargeCap Fund
EPS
$1.65B
| $2.06M | ﹤0.01% |
61,258
-1,003
| -2% | -$33.3K |
|
|
SCU
3254
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
| $2.06M | ﹤0.01% |
105,503
+16,157
| +18% | +$367K |
|
|
GMZ
3255
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
| $2.06M | ﹤0.01% |
42,365
-13,499
| -24% | -$691K |
|
3256
iShares Morningstar Small-Cap ETF
ISCB
$292M
| $2.05M | ﹤0.01% |
46,812
-2,268
| -5% | -$98.2K |
|
3257
Laureate Education
LAUR
$5.28B
| $2.05M | ﹤0.01% |
123,509
-52,028
| -30% | -$874K |
|
3258
Anika Therapeutics
ANIK
$287M
| $2.05M | ﹤0.01% |
37,284
+18,909
| +103% | +$971K |
|
3259
Vericel Corp
VCEL
$2.31B
| $2.04M | ﹤0.01% |
135,058
+76,301
| +130% | +$1.33M |
|
|
B
3260
DELISTED
Barnes Group Inc.
B
| $2.04M | ﹤0.01% |
39,683
+18,851
| +90% | +$945K |
|
3261
iShares Low Carbon Optimized MSCI ACWI ETF
CRBN
$1.18B
| $2.04M | ﹤0.01% |
17,013
+176
| +1% | +$21K |
|
3262
Guidewire Software
GWRE
$14.2B
| $2.04M | ﹤0.01% |
19,389
-144
| -0.7% | -$14.5K |
|
3263
WSFS Financial
WSFS
$4.15B
| $2.04M | ﹤0.01% |
46,311
+32,938
| +246% | +$1.39M |
|
|
LHCG
3264
DELISTED
LHC Group LLC
LHCG
| $2.04M | ﹤0.01% |
17,978
-1,662
| -8% | -$200K |
|
3265
Invesco Dividend Achievers ETF
PFM
$808M
| $2.04M | ﹤0.01% |
68,946
-1,546
| -2% | -$45.1K |
|
3266
NMI Holdings
NMIH
$3.36B
| $2.04M | ﹤0.01% |
77,570
+41,603
| +116% | +$1.14M |
|
3267
CALL
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
| $2.04M | ﹤0.01% |
70,000
| – | – |
|
3268
First Interstate BancSystem
FIBK
$3.58B
| $2.03M | ﹤0.01% |
50,553
-5,658
| -10% | -$222K |
|
3269
International Bancshares
IBOC
$4.57B
| $2.03M | ﹤0.01% |
52,595
+20,893
| +66% | +$765K |
|
3270
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$784M
| $2.03M | ﹤0.01% |
103,650
-9,290
| -8% | -$185K |
|
3271
Extreme Networks
EXTR
$3.15B
| $2.02M | ﹤0.01% |
277,998
+253,930
| +1,055% | +$1.84M |
|
|
EHT
3272
DELISTED
Eaton Vance 2021 Target Term Trust
EHT
| $2.02M | ﹤0.01% |
202,526
+36,773
| +22% | +$365K |
|
3273
PUT
Alarm.com
ALRM
$2.85B
| $2.02M | ﹤0.01% |
+43,200
| New | +$2.12M |
|
3274
Sprouts Farmers Market
SFM
$8.01B
| $2.01M | ﹤0.01% |
104,153
-49,266
| -32% | -$905K |
|
3275
Cemex
CX
$16.3B
| $2.01M | ﹤0.01% |
513,097
+137,771
| +37% | +$505K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.