UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Yum! Brands
YUM
|
+$674M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$629M |
| 3 |
WisdomTree Europe Hedged Equity Fund
HEDJ
|
+$454M |
| 4 |
Rockwell Automation
ROK
|
+$420M |
| 5 |
WPZ
Williams Partners L.P.
WPZ
|
+$369M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Qualcomm
QCOM
|
+$294M |
| 2 |
VER
VEREIT, Inc.
VER
|
+$278M |
| 3 |
Emerson Electric
EMR
|
+$275M |
| 4 |
United Parcel Service
UPS
|
+$237M |
| 5 |
AGN
Allergan Inc
AGN
|
+$210M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.78% |
| 2 | Energy | 7.49% |
| 3 | Healthcare | 7.07% |
| 4 | Technology | 6.57% |
| 5 | Consumer Discretionary | 5.91% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
HPF
3251
John Hancock Preferred Income Fund II
HPF
$345M
| $1.41M | ﹤0.01% |
66,873
-10,734
| -14% | -$225K |
|
|
GHI
3252
DELISTED
GLOBAL HIGH INCOME FUND INC.
GHI
| $1.4M | ﹤0.01% |
160,407
+128,776
| +407% | +$1.13M |
|
|
PVA
3253
DELISTED
PENN VIRGINIA CORP
PVA
| $1.4M | ﹤0.01% |
216,735
+187,459
| +640% | +$1.19M |
|
3254
Nuveen AMT-Free Municipal Value Fund
NUW
$252M
| $1.4M | ﹤0.01% |
80,511
+2,833
| +4% | +$49.2K |
|
|
BTA
3255
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
| $1.4M | ﹤0.01% |
121,908
+15,655
| +15% | +$179K |
|
3256
iShares MSCI New Zealand ETF
ENZL
$82.9M
| $1.4M | ﹤0.01% |
34,914
+7,040
| +25% | +$282K |
|
3257
Smith & Nephew
SNN
$12.6B
| $1.4M | ﹤0.01% |
40,942
-22,998
| -36% | -$814K |
|
3258
Commault Systems
CVLT
$5.61B
| $1.4M | ﹤0.01% |
31,916
-2,537
| -7% | -$117K |
|
3259
Moelis & Co
MC
$4.94B
| $1.4M | ﹤0.01% |
46,305
+22,425
| +94% | +$708K |
|
|
GEQ
3260
DELISTED
Gugnheim Eql Wght Enh Eqty In Fd
GEQ
| $1.4M | ﹤0.01% |
71,533
+3,463
| +5% | +$68.5K |
|
|
SD
3261
DELISTED
SANDRIDGE ENERGY, INC.
SD
| $1.39M | ﹤0.01% |
782,370
-10,545,140
| -93% | -$17.7M |
|
3262
RBC Bearings
RBC
$18B
| $1.39M | ﹤0.01% |
18,180
-3,193
| -15% | -$200K |
|
|
CEB
3263
DELISTED
CEB Inc.
CEB
| $1.39M | ﹤0.01% |
17,426
-3,573
| -17% | -$269K |
|
3264
Progress Software
PRGS
$1.76B
| $1.39M | ﹤0.01% |
51,191
-6,250
| -11% | -$165K |
|
|
DD
3265
CALL
DELISTED
Du Pont De Nemours E I
DD
| $1.39M | ﹤0.01% |
20,428
+842
| +4% | +$60.1K |
|
3266
First Trust United Kingdom AlphaDEX Fund
FKU
$39.9M
| $1.39M | ﹤0.01% |
34,273
+19,678
| +135% | +$798K |
|
|
MUE
3267
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
| $1.38M | ﹤0.01% |
100,299
+19,302
| +24% | +$265K |
|
|
BTO
3268
John Hancock Financial Opportunities Fund
BTO
$803M
| $1.38M | ﹤0.01% |
58,884
+4,936
| +9% | +$112K |
|
|
DNR
3269
DELISTED
Denbury Resources, Inc.
DNR
| $1.38M | ﹤0.01% |
189,051
+125,628
| +198% | +$973K |
|
|
GNC
3270
DELISTED
GNC Holdings, Inc.
GNC
| $1.38M | ﹤0.01% |
28,056
-15,846
| -36% | -$731K |
|
3271
Green Plains
GPRE
$1.03B
| $1.38M | ﹤0.01% |
48,174
-71,790
| -60% | -$1.79M |
|
|
EWGS
3272
DELISTED
iShares MSCI Germany Small-Cap ETF
EWGS
| $1.38M | ﹤0.01% |
34,903
+34,896
| +498,514% | +$1.36M |
|
3273
PUT
Energy Transfer Partners
ET
$69.3B
| $1.38M | ﹤0.01% |
43,400
-213,600
| -83% | -$6.33M |
|
3274
CALL
The Mosaic Company
MOS
$7.33B
| $1.37M | ﹤0.01% |
29,800
+5,100
| +21% | +$249K |
|
|
FDML
3275
DELISTED
Federal-Mogul Holdings Corporation
FDML
| $1.37M | ﹤0.01% |
103,174
+7,139
| +7% | +$99.1K |
|
Similar funds
UBS Group's Q1 2015 Portfolio in Review
As of Q1 2015, UBS Group held 10,318 positions worth $145B, up 1.2% from $143B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
UBS Group's Q1 2015 filing shows 561 new, 3,567 increased, 4,243 reduced and 1,510 closed positions. Its largest new stake was ACTAVIS PLC Pfd Conv Ser A (Irl): 200,030 shares worth $202M. The largest sale was Qualcomm, an estimated $294M.
By sector, the portfolio is most concentrated in Financials at 8.8% of assets, up from 8.8% a quarter earlier, followed by Energy and Healthcare.
- UBS Group's largest Q1 2015 buy was ACTAVIS PLC Pfd Conv Ser A (Irl): 200,030 shares worth $202M.
- UBS Group added most to Yum! Brands in Q1 2015, an estimated $674M increase.
- UBS Group's biggest Q1 2015 reduction was Qualcomm, cutting an estimated $294M.
- UBS Group fully exited Allergan Inc in Q1 2015, selling an estimated $210M.
- UBS Group's ten largest holdings make up 12% of its $145B portfolio in Q1 2015.
- UBS Group opened 561 new positions and closed 1,510 in Q1 2015.
- UBS Group's portfolio value rose 1.2% quarter-over-quarter to $145B.
Based on UBS Group's 13F filing for Q1 2015, filed 14 May 2015.