UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3226
Dillards
DDS
$9.9B
| $2.92M | ﹤0.01% |
16,944
+1,913
| +13% | +$364K |
|
3227
NCR Voyix
VYX
$1.09B
| $2.92M | ﹤0.01% |
122,891
+36,635
| +42% | +$953K |
|
3228
Tenaris
TS
$27.4B
| $2.92M | ﹤0.01% |
138,250
+134,458
| +3,546% | +$2.73M |
|
3229
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$374M
| $2.92M | ﹤0.01% |
48,075
+8,896
| +23% | +$548K |
|
3230
CALL
Fastly Inc
FSLY
$4.42B
| $2.91M | ﹤0.01% |
72,000
| – | – |
|
3231
C3.ai
AI
$1.62B
| $2.91M | ﹤0.01% |
62,727
-49,409
| -44% | -$2.51M |
|
|
KRTX
3232
DELISTED
Karuna Therapeutics, Inc. Common Stock
KRTX
| $2.9M | ﹤0.01% |
23,707
+23,096
| +3,780% | +$2.67M |
|
|
NSTG
3233
DELISTED
NanoString Technologies, Inc.
NSTG
| $2.9M | ﹤0.01% |
60,423
+2,482
| +4% | +$143K |
|
3234
America Movil
AMX
$71.7B
| $2.9M | ﹤0.01% |
163,777
-40,974
| -20% | -$706K |
|
3235
Gevo
GEVO
$388M
| $2.89M | ﹤0.01% |
435,734
+113,129
| +35% | +$700K |
|
3236
Lindsay Corp
LNN
$1.17B
| $2.89M | ﹤0.01% |
19,051
+1,847
| +11% | +$298K |
|
|
SVC
3237
Service Properties Trust
SVC
$1.05B
| $2.89M | ﹤0.01% |
51,569
+5,008
| +11% | +$285K |
|
3238
CALL
Manulife Financial
MFC
$73.3B
| $2.89M | ﹤0.01% |
150,000
| – | – |
|
|
3239
PUT
Manulife Financial
MFC
$73.3B
| $2.89M | ﹤0.01% |
150,000
| – | – |
|
3240
Watsco Inc
WSO
$13.5B
| $2.88M | ﹤0.01% |
10,893
-12,786
| -54% | -$3.59M |
|
|
CADE
3241
DELISTED
Cadence Bank
CADE
| $2.88M | ﹤0.01% |
96,612
-66,511
| -41% | -$1.85M |
|
3242
CALL
AB InBev
BUD
$164B
| $2.88M | ﹤0.01% |
+51,000
| New | +$3.2M |
|
|
CDMO
3243
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
| $2.87M | ﹤0.01% |
132,994
+57,420
| +76% | +$1.39M |
|
3244
Exponent
EXPO
$3.21B
| $2.87M | ﹤0.01% |
25,343
-5,420
| -18% | -$585K |
|
3245
Four Corners Property Trust
FCPT
$2.69B
| $2.87M | ﹤0.01% |
106,738
+10,706
| +11% | +$300K |
|
3246
Rocket Pharmaceuticals
RCKT
$397M
| $2.87M | ﹤0.01% |
95,903
+83,742
| +689% | +$3.05M |
|
|
BZUN
3247
Baozun
BZUN
$170M
| $2.87M | ﹤0.01% |
163,463
-19,863
| -11% | -$489K |
|
3248
Legend Biotech
LEGN
$4B
| $2.86M | ﹤0.01% |
56,656
+54,366
| +2,374% | +$2.26M |
|
3249
PMV Pharmaceuticals
PMVP
$65.6M
| $2.86M | ﹤0.01% |
96,038
+94,956
| +8,776% | +$3.03M |
|
3250
iShares Core International Aggregate Bond Fund
IAGG
$11.4B
| $2.85M | ﹤0.01% |
51,874
-7,958
| -13% | -$443K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.