UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3226
Novanta
NOVT
$6.29B
| $2.11M | ﹤0.01% |
25,831
+19,440
| +304% | +$1.58M |
|
|
SKX
3227
PUT
DELISTED
Skechers
SKX
| $2.1M | ﹤0.01% |
+56,300
| New | +$1.93M |
|
|
EOI
3228
Eaton Vance Enhanced Equity Income Fund
EOI
$826M
| $2.1M | ﹤0.01% |
138,857
+8,591
| +7% | +$130K |
|
|
GPM
3229
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
| $2.1M | ﹤0.01% |
269,358
+17,357
| +7% | +$138K |
|
|
NUAN
3230
DELISTED
Nuance Communications, Inc.
NUAN
| $2.1M | ﹤0.01% |
148,560
-752,175
| -84% | -$10.8M |
|
3231
CorVel
CRVL
$3.19B
| $2.1M | ﹤0.01% |
83,061
+15,471
| +23% | +$440K |
|
|
MAGN
3232
Magnera Corp
MAGN
$460M
| $2.1M | ﹤0.01% |
10,475
+2,413
| +30% | +$482K |
|
|
TDAY
3233
USA Today Co
TDAY
$1.06B
| $2.09M | ﹤0.01% |
237,434
+20,733
| +10% | +$189K |
|
3234
CALL
Trimble
TRMB
$13.9B
| $2.09M | ﹤0.01% |
53,900
+1,700
| +3% | +$68.4K |
|
|
ENDP
3235
DELISTED
Endo International plc
ENDP
| $2.09M | ﹤0.01% |
651,682
-64,584
| -9% | -$208K |
|
3236
Four Corners Property Trust
FCPT
$2.75B
| $2.09M | ﹤0.01% |
73,948
+41,413
| +127% | +$1.15M |
|
|
RDUS
3237
DELISTED
Radius Health, Inc.
RDUS
| $2.09M | ﹤0.01% |
81,008
-46,768
| -37% | -$1.15M |
|
3238
Telephone and Data Systems
TDS
$3.75B
| $2.08M | ﹤0.01% |
80,728
-150,632
| -65% | -$4.2M |
|
3239
PUT
Align Technology
ALGN
$12.3B
| $2.08M | ﹤0.01% |
+11,500
| New | +$2.39M |
|
3240
Nuveen New York Municipal Value Fund
NNY
$157M
| $2.08M | ﹤0.01% |
204,131
-12,546
| -6% | -$128K |
|
|
BGX
3241
Blackstone Long-Short Credit Income Fund
BGX
$138M
| $2.07M | ﹤0.01% |
131,389
-14,746
| -10% | -$236K |
|
3242
Renasant Corp
RNST
$3.91B
| $2.07M | ﹤0.01% |
59,252
+24,139
| +69% | +$828K |
|
3243
State Street Multi-Asset Real Return ETF
RLY
$1.28B
| $2.07M | ﹤0.01% |
83,747
-34,978
| -29% | -$867K |
|
|
ERF
3244
DELISTED
Enerplus Corporation
ERF
| $2.07M | ﹤0.01% |
278,505
-269,600
| -49% | -$1.86M |
|
|
FMBI
3245
DELISTED
First Midwest Bancorp Inc/IL
FMBI
| $2.07M | ﹤0.01% |
106,324
+45,410
| +75% | +$904K |
|
3246
Telefônica Brasil
VIV
$19.2B
| $2.07M | ﹤0.01% |
157,130
+8,557
| +6% | +$114K |
|
3247
VanEck Mortgage REIT Income ETF
MORT
$385M
| $2.06M | ﹤0.01% |
88,598
+5,242
| +6% | +$120K |
|
3248
Matador Resources
MTDR
$6.09B
| $2.06M | ﹤0.01% |
124,807
+16,426
| +15% | +$275K |
|
3249
BlackRock Floating Rate Income Strategies Fund
FRA
$385M
| $2.06M | ﹤0.01% |
163,382
-8,444
| -5% | -$107K |
|
3250
Invesco DB US Dollar Index Bullish Fund
UUP
$422M
| $2.06M | ﹤0.01% |
75,930
+41,653
| +122% | +$1.11M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.