UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
301
Avis
CAR
$4.96B
| $202M | 0.06% |
1,732,229
+463,642
| +37% | +$40.9M |
|
302
CALL
Snowflake
SNOW
$110B
| $201M | 0.06% |
+663,200
| New | +$189M |
|
303
CALL
iShares MSCI Brazil ETF
EWZ
$9.21B
| $200M | 0.06% |
6,233,000
-5,592,000
| -47% | -$204M |
|
304
Eaton
ETN
$171B
| $199M | 0.06% |
1,336,004
+25,770
| +2% | +$4.12M |
|
305
Peloton Interactive
PTON
$2.85B
| $199M | 0.06% |
2,285,505
-215,344
| -9% | -$23.8M |
|
306
CALL
JD.com
JD
$44.4B
| $198M | 0.06% |
2,747,436
+2,483,686
| +942% | +$183M |
|
307
Caterpillar
CAT
$407B
| $198M | 0.06% |
1,028,881
-153,342
| -13% | -$31.9M |
|
308
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
| $196M | 0.06% |
3,734,640
+660,380
| +21% | +$34.6M |
|
309
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
| $196M | 0.06% |
1,783,273
+30,619
| +2% | +$3.44M |
|
310
T-Mobile US
TMUS
$188B
| $194M | 0.06% |
1,517,324
-197,099
| -11% | -$27.5M |
|
311
VanEck Semiconductor ETF
SMH
$72B
| $194M | 0.06% |
1,512,376
+370,140
| +32% | +$48.8M |
|
312
Vanguard Financials ETF
VFH
$13.7B
| $194M | 0.06% |
2,090,063
+174,852
| +9% | +$16.1M |
|
313
Vanguard FTSE Europe ETF
VGK
$31.1B
| $193M | 0.06% |
2,942,807
-73,544
| -2% | -$5.04M |
|
314
PUT
Shopify
SHOP
$156B
| $193M | 0.06% |
1,420,560
-569,500
| -29% | -$85.3M |
|
315
Schwab US TIPS ETF
SCHP
$16.3B
| $192M | 0.06% |
6,126,082
+192,804
| +3% | +$6.08M |
|
316
Stryker
SYK
$129B
| $190M | 0.06% |
722,254
-9,183
| -1% | -$2.46M |
|
317
Electronic Arts
EA
$53B
| $190M | 0.06% |
1,335,152
+525,450
| +65% | +$73.7M |
|
318
Duke Energy
DUK
$96.6B
| $189M | 0.06% |
1,941,361
+142,454
| +8% | +$14.7M |
|
319
Prologis
PLD
$131B
| $189M | 0.06% |
1,507,577
-65,010
| -4% | -$8.44M |
|
320
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
| $187M | 0.06% |
1,647,812
+52,406
| +3% | +$6.07M |
|
321
iShares MSCI USA Momentum Factor ETF
MTUM
$26.5B
| $187M | 0.06% |
1,062,340
-83,699
| -7% | -$14.9M |
|
|
ATVI
322
DELISTED
Activision Blizzard
ATVI
| $186M | 0.06% |
2,408,532
-88,699
| -4% | -$7.41M |
|
323
NXP Semiconductors
NXPI
$59.7B
| $186M | 0.06% |
947,081
+3,816
| +0.4% | +$792K |
|
|
DOCU
324
PUT
DocuSign
DOCU
$10.8B
| $185M | 0.06% |
720,100
+45,600
| +7% | +$13.1M |
|
325
State Street SPDR S&P Biotech ETF
XBI
$9.85B
| $185M | 0.06% |
1,469,803
-541,065
| -27% | -$69.7M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,130 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.