UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
301
Eaton
ETN
$161B
| $164M | 0.06% |
1,734,104
+160,336
| +10% | +$14.2M |
|
302
Stryker
SYK
$125B
| $164M | 0.06% |
780,924
+143,590
| +23% | +$29.8M |
|
303
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
| $164M | 0.06% |
1,303,503
-68,443
| -5% | -$8.64M |
|
304
Targa Resources
TRGP
$58B
| $163M | 0.06% |
3,987,841
-626,344
| -14% | -$24.3M |
|
305
State Street Communication Services Select Sector SPDR ETF
XLC
$22.3B
| $161M | 0.06% |
2,997,395
-24,832
| -0.8% | -$1.28M |
|
|
TWTR
306
DELISTED
Twitter, Inc.
TWTR
| $161M | 0.06% |
5,013,181
+2,810,802
| +128% | +$92.5M |
|
307
Norfolk Southern
NSC
$75.4B
| $161M | 0.06% |
827,178
+208,080
| +34% | +$39M |
|
308
PNC Financial Services
PNC
$99.7B
| $160M | 0.06% |
1,004,150
-474,807
| -32% | -$71.3M |
|
309
Western Midstream Partners
WES
$19.2B
| $159M | 0.06% |
8,052,121
-898,322
| -10% | -$18.6M |
|
310
Williams Companies
WMB
$87.5B
| $157M | 0.05% |
6,628,841
-725,165
| -10% | -$16.6M |
|
|
PXD
311
DELISTED
Pioneer Natural Resource Co.
PXD
| $157M | 0.05% |
1,038,244
+435,102
| +72% | +$57.9M |
|
|
PXD
312
CALL
DELISTED
Pioneer Natural Resource Co.
PXD
| $157M | 0.05% |
1,034,700
+981,900
| +1,860% | +$131M |
|
313
Schwab US Dividend Equity ETF
SCHD
$103B
| $157M | 0.05% |
8,110,326
+227,178
| +3% | +$4.26M |
|
314
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
| $155M | 0.05% |
1,767,270
+427,352
| +32% | +$37.2M |
|
315
PUT
Starbucks
SBUX
$120B
| $155M | 0.05% |
1,767,000
+291,100
| +20% | +$24.8M |
|
316
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
| $155M | 0.05% |
2,985,207
-435,319
| -13% | -$22.6M |
|
317
DuPont de Nemours
DD
$18.5B
| $155M | 0.05% |
1,918,825
-84,471
| -4% | -$7.01M |
|
318
Constellation Brands
STZ
$22.2B
| $154M | 0.05% |
810,965
-21,211
| -3% | -$4.01M |
|
319
Delta Air Lines
DAL
$57.5B
| $154M | 0.05% |
2,628,965
-68,800
| -3% | -$3.86M |
|
320
MetLife
MET
$61.9B
| $154M | 0.05% |
3,014,134
-1,024,465
| -25% | -$49.5M |
|
321
Brighthouse Financial
BHF
$3.56B
| $154M | 0.05% |
3,913,045
+5,417
| +0.1% | +$213K |
|
322
iShares Semiconductor ETF
SOXX
$41.7B
| $153M | 0.05% |
1,824,390
+14,094
| +0.8% | +$1.08M |
|
323
PUT
Uber
UBER
$143B
| $152M | 0.05% |
5,125,300
+3,936,700
| +331% | +$117M |
|
324
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.7B
| $152M | 0.05% |
2,558,244
-246,964
| -9% | -$14.2M |
|
325
iShares Short Maturity Bond ETF
NEAR
$4.83B
| $152M | 0.05% |
3,021,117
-101,561
| -3% | -$5.11M |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,307 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.