UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
WES
301
DELISTED
Western Gas Partners Lp
WES
| $134M | 0.06% |
2,612,091
-181,298
| -6% | -$9.42M |
|
302
CALL
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
| $134M | 0.06% |
1,507,400
-2,442,300
| -62% | -$216M |
|
303
Morgan Stanley
MS
$333B
| $133M | 0.06% |
2,753,402
+445,116
| +19% | +$20.6M |
|
304
Eaton
ETN
$150B
| $133M | 0.06% |
1,726,394
-240,148
| -12% | -$18.1M |
|
305
Micron Technology
MU
$927B
| $132M | 0.06% |
3,366,182
+727,718
| +28% | +$23M |
|
306
CSX Corp
CSX
$94.2B
| $132M | 0.06% |
7,288,548
-490,833
| -6% | -$8.42M |
|
307
ConocoPhillips
COP
$139B
| $131M | 0.06% |
2,619,083
+62,886
| +2% | +$2.83M |
|
308
CALL
ExxonMobil
XOM
$634B
| $131M | 0.06% |
1,594,000
+1,032,600
| +184% | +$82M |
|
309
iShares Preferred and Income Securities ETF
PFF
$13.2B
| $130M | 0.06% |
3,361,221
+145,270
| +5% | +$5.66M |
|
310
TotalEnergies
TTE
$187B
| $130M | 0.06% |
2,426,025
-328,555
| -12% | -$16.9M |
|
311
iShares Floating Rate Bond ETF
FLOT
$10.2B
| $130M | 0.06% |
2,543,974
+170,273
| +7% | +$8.66M |
|
312
iShares MSCI Brazil ETF
EWZ
$9.13B
| $130M | 0.06% |
3,107,071
-4,669,536
| -60% | -$183M |
|
313
General Dynamics
GD
$106B
| $129M | 0.06% |
629,298
+4,915
| +0.8% | +$985K |
|
314
Oneok
OKE
$55.9B
| $129M | 0.06% |
2,324,731
+1,989,440
| +593% | +$108M |
|
315
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
| $128M | 0.06% |
2,539,764
-2,604
| -0.1% | -$128K |
|
316
State Street SPDR S&P Regional Banking ETF
KRE
$4.55B
| $128M | 0.06% |
2,250,567
-394,404
| -15% | -$21.2M |
|
317
CALL
Microsoft
MSFT
$2.92T
| $127M | 0.06% |
1,705,300
-1,336,068
| -44% | -$97.6M |
|
318
CALL
NVIDIA
NVDA
$4.77T
| $127M | 0.06% |
28,412,000
-92,000
| -0.3% | -$382K |
|
319
iShares MSCI China ETF
MCHI
$6.16B
| $127M | 0.06% |
2,006,391
+1,094,507
| +120% | +$65.8M |
|
320
Schwab US Broad Market ETF
SCHB
$42.9B
| $126M | 0.06% |
12,448,362
-302,256
| -2% | -$3M |
|
321
KKR & Co
KKR
$92.2B
| $126M | 0.06% |
6,209,228
+1,671,950
| +37% | +$31.7M |
|
322
Halliburton
HAL
$26.1B
| $125M | 0.06% |
2,715,660
+82,605
| +3% | +$3.46M |
|
323
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.41B
| $124M | 0.06% |
2,416,858
+184,716
| +8% | +$9.31M |
|
324
CALL
State Street Financial Select Sector SPDR ETF
XLF
$57.4B
| $123M | 0.06% |
4,753,400
+204,500
| +4% | +$5.1M |
|
325
PUT
Booking.com
BKNG
$154B
| $123M | 0.06% |
1,677,500
-72,500
| -4% | -$5.5M |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.