UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$527M |
| 2 |
NXP Semiconductors
NXPI
|
+$500M |
| 3 |
Chevron
CVX
|
+$297M |
| 4 |
Suncor Energy
SU
|
+$296M |
| 5 |
CERN
Cerner Corp
CERN
|
+$272M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SPDR Gold Trust
GLD
|
+$760M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$551M |
| 3 |
ExxonMobil
XOM
|
+$530M |
| 4 |
iShares China Large-Cap ETF
FXI
|
+$448M |
| 5 |
AerCap
AER
|
+$321M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.38% |
| 2 | Technology | 6.63% |
| 3 | Healthcare | 6.13% |
| 4 | Industrials | 5.09% |
| 5 | Consumer Discretionary | 4.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
301
General Dynamics
GD
$105B
| $114M | 0.06% |
611,443
+28,163
| +5% | +$5.21M |
|
302
Cummins
CMI
$84.6B
| $114M | 0.06% |
755,368
+388,168
| +106% | +$57.5M |
|
303
iShares Gold Trust
IAU
$63.1B
| $114M | 0.06% |
4,739,529
+400,621
| +9% | +$9.41M |
|
304
Invesco S&P 500 Low Volatility ETF
SPLV
$7.26B
| $113M | 0.06% |
2,610,159
-338,659
| -11% | -$14.5M |
|
305
WisdomTree Japan Hedged Equity Fund
DXJ
$7.14B
| $113M | 0.06% |
2,239,941
+290,648
| +15% | +$14.8M |
|
306
Vanguard Small-Cap Value ETF
VBR
$37.4B
| $113M | 0.06% |
921,509
+56,805
| +7% | +$6.98M |
|
307
General Motors
GM
$82.3B
| $113M | 0.06% |
3,195,623
-4,249,923
| -57% | -$155M |
|
308
AstraZeneca
AZN
$270B
| $113M | 0.06% |
1,812,391
-4,499
| -0.2% | -$262K |
|
|
DD
309
DELISTED
Du Pont De Nemours E I
DD
| $113M | 0.06% |
1,404,980
-60,458
| -4% | -$4.69M |
|
310
CALL
Wells Fargo
WFC
$256B
| $113M | 0.06% |
2,021,300
-565,400
| -22% | -$32.1M |
|
311
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.41B
| $112M | 0.06% |
2,281,068
-429,491
| -16% | -$20.9M |
|
312
Howard Hughes
HHH
$3.96B
| $112M | 0.06% |
1,005,401
-97,049
| -9% | -$10.4M |
|
313
State Street Utilities Select Sector SPDR ETF
XLU
$23.2B
| $112M | 0.06% |
4,358,750
-983,050
| -18% | -$24.6M |
|
|
EQM
314
DELISTED
EQM Midstream Partners, LP
EQM
| $111M | 0.06% |
1,446,191
+80,072
| +6% | +$6.26M |
|
315
CALL
iShares Russell 2000 ETF
IWM
$79.8B
| $110M | 0.06% |
800,000
+118,400
| +17% | +$16.2M |
|
316
iShares 20+ Year Treasury Bond ETF
TLT
$42.8B
| $110M | 0.06% |
911,031
-246,004
| -21% | -$29.5M |
|
|
RDS.A
317
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
| $108M | 0.06% |
2,042,594
+168,449
| +9% | +$9.01M |
|
|
TRUE
318
DELISTED
TrueCar
TRUE
| $107M | 0.06% |
6,929,950
+206,606
| +3% | +$2.87M |
|
319
PUT
Alphabet (Google) Class C
GOOG
$4.16T
| $107M | 0.06% |
2,575,280
+1,697,280
| +193% | +$69.6M |
|
320
Eli Lilly
LLY
$1.09T
| $107M | 0.06% |
1,269,288
-1,034,446
| -45% | -$82.9M |
|
321
CALL
American Airlines Group
AAL
$9.96B
| $107M | 0.06% |
2,522,600
+647,800
| +35% | +$29.3M |
|
322
State Street Materials Select Sector SPDR ETF
XLB
$8.74B
| $106M | 0.06% |
4,057,766
-2,815,726
| -41% | -$73.1M |
|
323
CALL
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.53B
| $106M | 0.06% |
709,875
+504,925
| +246% | +$78.6M |
|
324
CALL
Nike
NKE
$64.1B
| $106M | 0.06% |
1,901,316
-171,334
| -8% | -$9.47M |
|
325
PayPal
PYPL
$51.1B
| $105M | 0.06% |
2,438,873
+86,042
| +4% | +$3.6M |
|
Similar funds
UBS Group's Q1 2017 Portfolio in Review
As of Q1 2017, UBS Group held 8,532 positions worth $183B, up 1.2% from $181B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group withdrew a net $8.15B in Q1 2017, closing 787 positions and reducing 3,714 holdings. Its most notable exit was American Capital Ltd, an estimated $114M position sold in full.
By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 7% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS Group opened a new position in Deutsche Bank Aktiengesellschaft worth $33.3M.
- UBS Group's largest Q1 2017 buy was Deutsche Bank Aktiengesellschaft: 14,119,827 shares worth $33.3M.
- UBS Group added most to iShares Core MSCI EAFE ETF in Q1 2017, an estimated $527M increase.
- UBS Group's biggest Q1 2017 reduction was SPDR Gold Trust, cutting an estimated $760M.
- UBS Group fully exited American Capital Ltd in Q1 2017, selling an estimated $114M.
- UBS Group's ten largest holdings make up 15% of its $183B portfolio in Q1 2017.
- UBS Group opened 702 new positions and closed 787 in Q1 2017.
- UBS Group's portfolio value rose 1.2% quarter-over-quarter to $183B.
Based on UBS Group's 13F filing for Q1 2017, filed 12 May 2017.