UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AVK
3201
Advent Convertible and Income Fund
AVK
$569M
| $2.55M | ﹤0.01% |
249,459
+232
| +0.1% | +$2.57K |
|
|
VNET
3202
VNET Group
VNET
$2.12B
| $2.55M | ﹤0.01% |
813,840
-1,807
| -0.2% | -$5.43K |
|
3203
Shift4
FOUR
$3.38B
| $2.55M | ﹤0.01% |
46,001
-20,581
| -31% | -$1.25M |
|
3204
Xtrackers Russell US Multifactor ETF
DEUS
$305M
| $2.55M | ﹤0.01% |
59,156
-2,579
| -4% | -$115K |
|
3205
ABM Industries
ABM
$2.81B
| $2.54M | ﹤0.01% |
63,364
+15,469
| +32% | +$670K |
|
3206
First Bancorp
FBP
$4.44B
| $2.53M | ﹤0.01% |
188,081
+58,022
| +45% | +$806K |
|
|
BLDP
3207
Ballard Power Systems
BLDP
$790M
| $2.53M | ﹤0.01% |
689,303
+21,469
| +3% | +$92K |
|
3208
Kratos Defense & Security Solutions
KTOS
$11.6B
| $2.53M | ﹤0.01% |
168,420
+13,475
| +9% | +$201K |
|
3209
Genesis Energy
GEL
$1.9B
| $2.53M | ﹤0.01% |
244,738
-311,778
| -56% | -$3.07M |
|
3210
Kemper
KMPR
$1.54B
| $2.53M | ﹤0.01% |
60,089
+24,323
| +68% | +$1.15M |
|
3211
ATI
ATI
$31.4B
| $2.52M | ﹤0.01% |
61,291
-218,594
| -78% | -$9.71M |
|
3212
Northern Oil and Gas
NOG
$2.51B
| $2.52M | ﹤0.01% |
62,674
-180,834
| -74% | -$7.13M |
|
3213
Hancock Whitney
HWC
$6.24B
| $2.52M | ﹤0.01% |
68,112
+20,406
| +43% | +$833K |
|
3214
Bilibili
BILI
$7.58B
| $2.52M | ﹤0.01% |
182,927
-359,467
| -66% | -$5.55M |
|
3215
SLM Corp
SLM
$5.21B
| $2.52M | ﹤0.01% |
184,935
+18,715
| +11% | +$282K |
|
|
MUI
3216
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
| $2.52M | ﹤0.01% |
248,153
-19,223
| -7% | -$212K |
|
3217
BlackRock MuniYield New York Quality Fund
MYN
$376M
| $2.52M | ﹤0.01% |
284,026
-23,523
| -8% | -$228K |
|
3218
Meritage Homes
MTH
$4.75B
| $2.51M | ﹤0.01% |
41,078
+16
| +0% | +$1.1K |
|
3219
CALL
Advance Auto Parts
AAP
$3.36B
| $2.51M | ﹤0.01% |
44,900
| – | – |
|
3220
Artivion
AORT
$1.3B
| $2.51M | ﹤0.01% |
165,640
-22,596
| -12% | -$366K |
|
3221
CALL
General Mills
GIS
$19.7B
| $2.51M | ﹤0.01% |
39,200
-35,000
| -47% | -$2.47M |
|
3222
Vanguard US Minimum Volatility ETF
VFMV
$445M
| $2.51M | ﹤0.01% |
26,066
-756
| -3% | -$75.2K |
|
3223
Carlyle Secured Lending
CGBD
$764M
| $2.51M | ﹤0.01% |
172,873
-33,353
| -16% | -$499K |
|
3224
NETSCOUT
NTCT
$2.81B
| $2.51M | ﹤0.01% |
89,458
-9,504
| -10% | -$272K |
|
|
PLL
3225
DELISTED
Piedmont Lithium
PLL
| $2.5M | ﹤0.01% |
63,082
+21,884
| +53% | +$1.06M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.