UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ARGO
3201
DELISTED
Argo Group International Holdings, Ltd.
ARGO
| $2.15M | ﹤0.01% |
30,540
+19,946
| +188% | +$1.38M |
|
3202
Dr. Reddy's Laboratories
RDY
$10.2B
| $2.15M | ﹤0.01% |
283,090
-5,135
| -2% | -$38.2K |
|
3203
Universal Electronics
UEIC
$61.3M
| $2.14M | ﹤0.01% |
42,111
+9,480
| +29% | +$421K |
|
|
MYF
3204
DELISTED
Blackrock Muni Yield Investment Fund, Inc.
MYF
| $2.14M | ﹤0.01% |
149,842
-77,491
| -34% | -$1.12M |
|
|
HYI
3205
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
| $2.14M | ﹤0.01% |
141,311
-19,450
| -12% | -$296K |
|
3206
John Hancock Multifactor Small Cap ETF
JHSC
$744M
| $2.14M | ﹤0.01% |
81,862
+6,836
| +9% | +$178K |
|
3207
Compass Minerals
CMP
$1.15B
| $2.14M | ﹤0.01% |
37,882
+6,910
| +22% | +$371K |
|
|
ODP
3208
PUT
DELISTED
ODP
ODP
| $2.14M | ﹤0.01% |
121,800
| – | – |
|
3209
Amdocs
DOX
$6.22B
| $2.14M | ﹤0.01% |
32,327
+4,204
| +15% | +$270K |
|
3210
Fox Factory Holding Corp
FOXF
$886M
| $2.14M | ﹤0.01% |
34,331
+17,468
| +104% | +$1.3M |
|
3211
PUT
iShares MSCI Mexico ETF
EWW
$1.99B
| $2.14M | ﹤0.01% |
+50,000
| New | +$2.09M |
|
3212
iShares US Oil & Gas Exploration & Production ETF
IEO
$543M
| $2.13M | ﹤0.01% |
41,868
-13,618
| -25% | -$704K |
|
|
PRA
3213
DELISTED
ProAssurance
PRA
| $2.13M | ﹤0.01% |
52,984
+28,824
| +119% | +$1.12M |
|
|
REGI
3214
CALL
DELISTED
Renewable Energy Group, Inc.
REGI
| $2.13M | ﹤0.01% |
+142,000
| New | +$1.96M |
|
3215
H&R Block
HRB
$5.86B
| $2.13M | ﹤0.01% |
90,171
-482,631
| -84% | -$12.8M |
|
3216
Integer Holdings
ITGR
$4.26B
| $2.13M | ﹤0.01% |
28,129
+18,110
| +181% | +$1.43M |
|
3217
Madrigal Pharmaceuticals
MDGL
$11.8B
| $2.12M | ﹤0.01% |
24,590
+13,464
| +121% | +$1.26M |
|
|
MMD
3218
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$282M
| $2.12M | ﹤0.01% |
101,102
-3,942
| -4% | -$82.2K |
|
3219
BlackRock Energy and Resources Trust
BGR
$405M
| $2.12M | ﹤0.01% |
189,304
-23,890
| -11% | -$263K |
|
3220
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.23B
| $2.12M | ﹤0.01% |
19,002
+4,029
| +27% | +$444K |
|
3221
Sinclair Inc
SBGI
$1.03B
| $2.12M | ﹤0.01% |
49,536
-169,546
| -77% | -$8.21M |
|
3222
Veracyte
VCYT
$3.8B
| $2.12M | ﹤0.01% |
88,223
+51,054
| +137% | +$1.36M |
|
3223
Axalta
AXTA
$8.17B
| $2.12M | ﹤0.01% |
70,156
-59,422
| -46% | -$1.75M |
|
3224
BlackRock MuniHoldings California Quality Fund
MUC
$1.01B
| $2.12M | ﹤0.01% |
149,790
-6,004
| -4% | -$84.1K |
|
3225
OFS Capital
OFS
$51.9M
| $2.11M | ﹤0.01% |
182,010
-5,845
| -3% | -$67.2K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.