UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3201
iShares MSCI Thailand ETF
THD
$368M
| $1.78M | ﹤0.01% |
20,585
-672
| -3% | -$54.5K |
|
3202
CALL
Intuit
INTU
$86.5B
| $1.78M | ﹤0.01% |
+12,500
| New | +$1.73M |
|
|
SRV
3203
NXG Cushing Midstream Energy Fund
SRV
$219M
| $1.77M | ﹤0.01% |
36,792
+738
| +2% | +$35.4K |
|
3204
MACOM Technology Solutions
MTSI
$19.2B
| $1.77M | ﹤0.01% |
39,681
-6,977
| -15% | -$340K |
|
|
CXP
3205
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
| $1.77M | ﹤0.01% |
81,333
+16,098
| +25% | +$347K |
|
3206
VanEck Retail ETF
RTH
$262M
| $1.76M | ﹤0.01% |
21,651
-3,396
| -14% | -$273K |
|
|
AZPN
3207
DELISTED
ASPEN TECHNOLOGY INC
AZPN
| $1.76M | ﹤0.01% |
28,075
+23,483
| +511% | +$1.48M |
|
|
KTWO
3208
DELISTED
K2M Group Holdings, Inc
KTWO
| $1.76M | ﹤0.01% |
83,072
+70,472
| +559% | +$1.63M |
|
|
NMY
3209
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
| $1.76M | ﹤0.01% |
137,146
+5,274
| +4% | +$68.8K |
|
3210
Atlassian
TEAM
$25.6B
| $1.75M | ﹤0.01% |
49,918
-3,610
| -7% | -$128K |
|
|
STMP
3211
DELISTED
Stamps.com, Inc.
STMP
| $1.75M | ﹤0.01% |
8,661
+2,626
| +44% | +$482K |
|
3212
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5B
| $1.75M | ﹤0.01% |
27,714
-6,192
| -18% | -$368K |
|
3213
PUT
iShares Core MSCI Emerging Markets ETF
IEMG
$152B
| $1.75M | ﹤0.01% |
+32,400
| New | +$1.72M |
|
|
UHT
3214
Universal Health Realty Income Trust
UHT
$603M
| $1.75M | ﹤0.01% |
23,173
+2,644
| +13% | +$204K |
|
|
TAHO
3215
DELISTED
Tahoe Resources Inc
TAHO
| $1.75M | ﹤0.01% |
331,962
-197,974
| -37% | -$1.08M |
|
3216
Kratos Defense & Security Solutions
KTOS
$8.74B
| $1.75M | ﹤0.01% |
133,361
+130,888
| +5,293% | +$1.61M |
|
3217
Black Hills Corp
BKH
$5.42B
| $1.74M | ﹤0.01% |
25,320
-16,152
| -39% | -$1.12M |
|
3218
PUT
Cracker Barrel
CBRL
$1.26B
| $1.74M | ﹤0.01% |
+11,500
| New | +$1.76M |
|
3219
Green Dot
GDOT
$743M
| $1.74M | ﹤0.01% |
35,080
+5,002
| +17% | +$222K |
|
|
VIA
3220
DELISTED
Viacom Inc. Class A
VIA
| $1.74M | ﹤0.01% |
47,358
+3,854
| +9% | +$149K |
|
3221
CALL
Amdocs
DOX
$5.92B
| $1.74M | ﹤0.01% |
27,000
+22,900
| +559% | +$1.48M |
|
|
MCI
3222
Barings Corporate Investors
MCI
$340M
| $1.74M | ﹤0.01% |
109,860
+1,703
| +2% | +$26.7K |
|
3223
Compass Minerals
CMP
$1.23B
| $1.73M | ﹤0.01% |
26,731
+1,242
| +5% | +$83K |
|
3224
Intellia Therapeutics
NTLA
$1.49B
| $1.73M | ﹤0.01% |
69,624
+7,320
| +12% | +$138K |
|
|
VQT
3225
DELISTED
iPath S&P VEQTOR ETN
VQT
| $1.73M | ﹤0.01% |
11,493
-1,652
| -13% | -$244K |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.