UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3176
Parsons
PSN
$4.93B
| $2.64M | ﹤0.01% |
48,643
-3,554
| -7% | -$188K |
|
3177
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$309M
| $2.64M | ﹤0.01% |
52,137
-22,674
| -30% | -$1.19M |
|
3178
Valley National Bancorp
VLY
$8.1B
| $2.64M | ﹤0.01% |
308,603
+187,917
| +156% | +$1.71M |
|
|
FTCH
3179
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
| $2.64M | ﹤0.01% |
1,263,645
+547,456
| +76% | +$2.23M |
|
|
MMD
3180
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$282M
| $2.63M | ﹤0.01% |
165,360
-1,993
| -1% | -$33.1K |
|
3181
iShares Morningstar Small-Cap Growth ETF
ISCG
$1.01B
| $2.63M | ﹤0.01% |
67,917
+3,192
| +5% | +$131K |
|
3182
Recursion Pharmaceuticals
RXRX
$1.76B
| $2.62M | ﹤0.01% |
342,679
+173,954
| +103% | +$1.74M |
|
3183
Blackbaud
BLKB
$2.09B
| $2.62M | ﹤0.01% |
37,247
+15,518
| +71% | +$1.14M |
|
3184
CALL
Mobileye
MBLY
$7.44B
| $2.62M | ﹤0.01% |
+63,000
| New | +$2.42M |
|
3185
CALL
Nutanix
NTNX
$17.4B
| $2.62M | ﹤0.01% |
+75,000
| New | +$2.35M |
|
3186
iShares US Pharmaceuticals ETF
IHE
$1.66B
| $2.61M | ﹤0.01% |
44,220
-1,068
| -2% | -$65.5K |
|
3187
CryoPort
CYRX
$751M
| $2.61M | ﹤0.01% |
190,243
+18,340
| +11% | +$270K |
|
3188
COPT Defense Properties
CDP
$4.14B
| $2.61M | ﹤0.01% |
109,413
-61,975
| -36% | -$1.57M |
|
3189
Valaris
VAL
$5.94B
| $2.61M | ﹤0.01% |
34,771
-1,888
| -5% | -$139K |
|
3190
WaFd
WAFD
$2.76B
| $2.61M | ﹤0.01% |
101,718
-20,554
| -17% | -$575K |
|
|
ARDC
3191
Are Dynamic Credit Allocation Fund
ARDC
$299M
| $2.6M | ﹤0.01% |
201,595
+916
| +0.5% | +$11.6K |
|
|
ENV
3192
DELISTED
ENVESTNET, INC.
ENV
| $2.6M | ﹤0.01% |
59,039
+41,388
| +234% | +$2.27M |
|
3193
CorVel
CRVL
$3.12B
| $2.59M | ﹤0.01% |
39,546
-11,376
| -22% | -$785K |
|
|
EIM
3194
Eaton Vance Municipal Bond Fund
EIM
$499M
| $2.59M | ﹤0.01% |
288,987
-158,421
| -35% | -$1.53M |
|
3195
iShares iBonds Dec 2028 Term Treasury ETF
IBTI
$1.93B
| $2.59M | ﹤0.01% |
120,046
-10,848
| -8% | -$236K |
|
3196
SouthState Bank Corp
SSB
$10.5B
| $2.58M | ﹤0.01% |
38,372
+30,693
| +400% | +$2.21M |
|
3197
First Trust Global Wind Energy ETF
FAN
$277M
| $2.58M | ﹤0.01% |
177,815
-42,669
| -19% | -$692K |
|
3198
International Seaways
INSW
$4.48B
| $2.57M | ﹤0.01% |
57,124
+4,830
| +9% | +$203K |
|
3199
iShares MSCI Japan Small-Cap ETF
SCJ
$260M
| $2.57M | ﹤0.01% |
37,751
+25,495
| +208% | +$1.77M |
|
3200
Invesco DB Agriculture Fund
DBA
$1.24B
| $2.55M | ﹤0.01% |
119,116
+3,809
| +3% | +$82.7K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.