UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3176
Vaxcyte
PCVX
$8.67B
| $3.09M | ﹤0.01% |
121,787
+13,884
| +13% | +$337K |
|
3177
CALL
Intuit
INTU
$91.5B
| $3.08M | ﹤0.01% |
5,700
+2,500
| +78% | +$1.35M |
|
3178
Navitas Semiconductor
NVTS
$3.44B
| $3.08M | ﹤0.01% |
308,117
+290,341
| +1,633% | +$2.89M |
|
3179
Invesco Dorsey Wright Industrials Momentum ETF
PRN
$432M
| $3.07M | ﹤0.01% |
30,918
-113,962
| -79% | -$11.5M |
|
|
TPIC
3180
DELISTED
TPI Composites
TPIC
| $3.07M | ﹤0.01% |
91,003
-92,381
| -50% | -$3.63M |
|
3181
CALL
NIO
NIO
$12.1B
| $3.07M | ﹤0.01% |
86,168
+3,119
| +4% | +$128K |
|
|
EOI
3182
Eaton Vance Enhanced Equity Income Fund
EOI
$828M
| $3.07M | ﹤0.01% |
171,346
+1,575
| +0.9% | +$29.7K |
|
|
MYOV
3183
DELISTED
Myovant Sciences Ltd.
MYOV
| $3.06M | ﹤0.01% |
136,538
+64,689
| +90% | +$1.42M |
|
|
FIF
3184
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
| $3.06M | ﹤0.01% |
239,854
+12,048
| +5% | +$159K |
|
3185
Rocket Companies
RKT
$39B
| $3.05M | ﹤0.01% |
190,444
-7,102
| -4% | -$124K |
|
3186
Nutanix
NTNX
$17.4B
| $3.05M | ﹤0.01% |
80,841
-123,333
| -60% | -$4.66M |
|
3187
Urban Edge Properties
UE
$2.75B
| $3.05M | ﹤0.01% |
166,434
+60,662
| +57% | +$1.13M |
|
3188
State Street SPDR S&P Global Infrastructure ETF
GII
$929M
| $3.04M | ﹤0.01% |
57,696
+149
| +0.3% | +$7.91K |
|
3189
Ocugen
OCGN
$444M
| $3.04M | ﹤0.01% |
423,599
+372,609
| +731% | +$2.74M |
|
3190
PUT
Gen Digital
GEN
$17.5B
| $3.04M | ﹤0.01% |
120,000
| – | – |
|
3191
iShares Global Industrials ETF
EXI
$1.47B
| $3.03M | ﹤0.01% |
25,809
+4,986
| +24% | +$606K |
|
|
RSX
3192
PUT
DELISTED
VanEck Russia ETF
RSX
| $3.03M | ﹤0.01% |
100,000
| – | – |
|
3193
PUT
B&G Foods
BGS
$276M
| $3.03M | ﹤0.01% |
101,400
+14,600
| +17% | +$438K |
|
3194
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$741M
| $3.03M | ﹤0.01% |
47,090
+6,966
| +17% | +$456K |
|
|
CD
3195
DELISTED
Chindata Group Holdings Limited American Depositary Shares
CD
| $3.03M | ﹤0.01% |
360,209
+158,876
| +79% | +$1.87M |
|
3196
CALL
Under Armour
UAA
$2.5B
| $3.03M | ﹤0.01% |
150,000
+50,500
| +51% | +$1.12M |
|
3197
State Street Global Allocation ETF
GAL
$315M
| $3.03M | ﹤0.01% |
66,427
-1,172
| -2% | -$54.4K |
|
3198
Genmab
GMAB
$19.2B
| $3.02M | ﹤0.01% |
69,118
+20,576
| +42% | +$924K |
|
3199
PUT
Marriott Vacations Worldwide
VAC
$3.89B
| $3.02M | ﹤0.01% |
+19,200
| New | +$2.91M |
|
3200
Invesco BulletShares 2028 Municipal Bond ETF
BSMS
$316M
| $3.02M | ﹤0.01% |
115,650
+54,394
| +89% | +$1.44M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.