UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3151
United Parks & Resorts
PRKS
$2B
| $2.71M | ﹤0.01% |
58,637
+11,802
| +25% | +$600K |
|
3152
CALL
W.P. Carey
WPC
$16.1B
| $2.7M | ﹤0.01% |
51,050
| – | – |
|
3153
WisdomTree True Developed International Fund
DOL
$841M
| $2.7M | ﹤0.01% |
59,255
+1,950
| +3% | +$91.5K |
|
3154
Cullen/Frost Bankers
CFR
$10.3B
| $2.7M | ﹤0.01% |
29,583
+23,097
| +356% | +$2.34M |
|
|
WIW
3155
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$510M
| $2.69M | ﹤0.01% |
327,424
-36,106
| -10% | -$316K |
|
3156
Roivant Sciences
ROIV
$25.8B
| $2.69M | ﹤0.01% |
230,346
-148,704
| -39% | -$1.68M |
|
3157
PUT
Cytokinetics
CYTK
$10.8B
| $2.69M | ﹤0.01% |
91,300
+74,700
| +450% | +$2.49M |
|
3158
Revolution Medicines
RVMD
$44.4B
| $2.69M | ﹤0.01% |
97,159
-39,295
| -29% | -$1.17M |
|
3159
Penumbra
PEN
$12.8B
| $2.69M | ﹤0.01% |
11,103
+3,097
| +39% | +$860K |
|
3160
Marqeta
MQ
$1.62B
| $2.68M | ﹤0.01% |
112,170
-44,506
| -28% | -$1.01M |
|
3161
Bumble
BMBL
$360M
| $2.68M | ﹤0.01% |
179,821
-627,586
| -78% | -$10.6M |
|
3162
Denison Mines
DNN
$2.95B
| $2.68M | ﹤0.01% |
1,625,240
-86
| -0% | -$119 |
|
3163
Winnebago Industries
WGO
$906M
| $2.68M | ﹤0.01% |
45,083
+43,954
| +3,893% | +$2.85M |
|
3164
Vir Biotechnology
VIR
$1.5B
| $2.68M | ﹤0.01% |
285,532
+74,704
| +35% | +$1.07M |
|
3165
Fidelity MSCI Communication Services Index ETF
FCOM
$1.79B
| $2.67M | ﹤0.01% |
67,357
-155
| -0.2% | -$6.34K |
|
3166
Medpace
MEDP
$16.8B
| $2.67M | ﹤0.01% |
11,037
-477
| -4% | -$122K |
|
3167
First Trust Nasdaq Bank ETF
FTXO
$316M
| $2.67M | ﹤0.01% |
129,079
-29,332
| -19% | -$647K |
|
3168
CALL
Restaurant Brands International
QSR
$25.4B
| $2.66M | ﹤0.01% |
40,000
| – | – |
|
|
FSD
3169
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
| $2.66M | ﹤0.01% |
248,080
-54,644
| -18% | -$610K |
|
3170
First Trust Europe AlphaDEX Fund
FEP
$531M
| $2.66M | ﹤0.01% |
80,554
-7,607
| -9% | -$263K |
|
3171
Dimensional US Core Equity Market ETF
DFAU
$12.8B
| $2.65M | ﹤0.01% |
88,524
+29,604
| +50% | +$922K |
|
3172
Cousins Properties
CUZ
$4.83B
| $2.65M | ﹤0.01% |
130,138
-18,269
| -12% | -$418K |
|
3173
PUT
Petrobras
PBR
$118B
| $2.65M | ﹤0.01% |
176,800
+150,000
| +560% | +$2.13M |
|
3174
White Mountains Insurance
WTM
$5.04B
| $2.65M | ﹤0.01% |
1,770
+598
| +51% | +$918K |
|
3175
Hartford Multifactor US Equity ETF
ROUS
$725M
| $2.65M | ﹤0.01% |
65,890
-6,126
| -9% | -$255K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.