UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$324M |
| 2 |
State Street Energy Select Sector SPDR ETF
XLE
|
+$241M |
| 3 |
State Street Health Care Select Sector SPDR ETF
XLV
|
+$150M |
| 4 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$142M |
| 5 |
UBS Group
UBS
|
+$140M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI ACWI ETF
ACWI
|
+$630M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$608M |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$368M |
| 4 |
Tesla
TSLA
|
+$339M |
| 5 |
Amazon
AMZN
|
+$301M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.88% |
| 2 | Financials | 6.67% |
| 3 | Healthcare | 6.52% |
| 4 | Consumer Discretionary | 4.99% |
| 5 | Industrials | 4.19% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
MAV
3151
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
| $2.03M | ﹤0.01% |
268,763
+30,491
| +13% | +$268K |
|
|
KRTX
3152
CALL
DELISTED
Karuna Therapeutics, Inc. Common Stock
KRTX
| $2.02M | ﹤0.01% |
+9,000
| New | +$1.82M |
|
3153
First Majestic Silver
AG
$9.29B
| $2.02M | ﹤0.01% |
265,379
-182,522
| -41% | -$1.36M |
|
3154
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$386M
| $2.02M | ﹤0.01% |
36,638
+2,393
| +7% | +$143K |
|
3155
LivaNova
LIVN
$4.21B
| $2.02M | ﹤0.01% |
39,726
-4,849
| -11% | -$288K |
|
3156
Vir Biotechnology
VIR
$1.5B
| $2.02M | ﹤0.01% |
104,528
-22,347
| -18% | -$568K |
|
3157
New Jersey Resources
NJR
$5.45B
| $2.01M | ﹤0.01% |
52,050
+242
| +0.5% | +$10.8K |
|
|
ACII
3158
DELISTED
Atlas Crest Investment Corp. II
ACII
| $2.01M | ﹤0.01% |
204,325
+2,180
| +1% | +$21.5K |
|
|
PZC
3159
DELISTED
PIMCO California Municipal Income Fund III
PZC
| $2.01M | ﹤0.01% |
275,729
-77,542
| -22% | -$643K |
|
|
BYM
3160
DELISTED
BlackRock Municipal Income Quality Trust
BYM
| $2M | ﹤0.01% |
182,741
+9,616
| +6% | +$122K |
|
|
NVEE
3161
DELISTED
NV5 Global
NVEE
| $2M | ﹤0.01% |
64,772
-3,068
| -5% | -$100K |
|
3162
Alger Mid Cap 40 ETF
FRTY
$150M
| $2M | ﹤0.01% |
170,490
+103,146
| +153% | +$1.37M |
|
3163
Invesco S&P MidCap 400 GARP ETF
GRPM
$508M
| $2M | ﹤0.01% |
26,711
-1,269
| -5% | -$106K |
|
3164
Terex
TEX
$7.58B
| $2M | ﹤0.01% |
67,300
+52,211
| +346% | +$1.71M |
|
3165
iShares Asia 50 ETF
AIA
$4.91B
| $2M | ﹤0.01% |
40,024
-6,509
| -14% | -$381K |
|
|
CHY
3166
Calamos Convertible and High Income Fund
CHY
$1.07B
| $2M | ﹤0.01% |
197,987
-45,414
| -19% | -$554K |
|
3167
Scorpio Tankers
STNG
$3.83B
| $2M | ﹤0.01% |
47,529
-37,093
| -44% | -$1.48M |
|
|
ICPT
3168
CALL
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
| $2M | ﹤0.01% |
143,080
| – | – |
|
3169
BlackRock MuniAssets Fund
MUA
$519M
| $2M | ﹤0.01% |
194,296
+495
| +0.3% | +$5.95K |
|
3170
PUT
JetBlue
JBLU
$2.13B
| $1.99M | ﹤0.01% |
300,000
+38,800
| +15% | +$316K |
|
3171
Sonoco
SON
$5.72B
| $1.99M | ﹤0.01% |
35,060
-6,116
| -15% | -$376K |
|
3172
Helmerich & Payne
HP
$4.18B
| $1.99M | ﹤0.01% |
53,777
+32,417
| +152% | +$1.36M |
|
3173
PUT
Equinor
EQNR
$97.4B
| $1.99M | ﹤0.01% |
+60,000
| New | +$2.16M |
|
|
EVA
3174
DELISTED
Enviva Inc.
EVA
| $1.99M | ﹤0.01% |
33,059
+774
| +2% | +$52K |
|
3175
PUT
Kroger
KR
$34.6B
| $1.98M | ﹤0.01% |
45,300
+1,000
| +2% | +$47.5K |
|
Similar funds
UBS Group's Q3 2022 Portfolio in Review
As of Q3 2022, UBS Group held 11,885 positions worth $228B, down 6.3% from $244B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2022 filing shows 1,175 new, 4,825 increased, 3,846 reduced and 1,024 closed positions. Its largest new stake was Fairlead Tactical Sector ETF: 824,803 shares worth $18.4M. The largest sale was iShares MSCI ACWI ETF, an estimated $630M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2022 buy was Fairlead Tactical Sector ETF: 824,803 shares worth $18.4M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2022, an estimated $324M increase.
- UBS Group's biggest Q3 2022 reduction was iShares MSCI ACWI ETF, cutting an estimated $630M.
- UBS Group fully exited CMC Materials, Inc. Common Stock in Q3 2022, selling an estimated $111M.
- UBS Group's ten largest holdings make up 14% of its $228B portfolio in Q3 2022.
- UBS Group opened 1,175 new positions and closed 1,024 in Q3 2022.
- UBS Group's portfolio value fell 6.3% quarter-over-quarter to $228B.
Based on UBS Group's 13F filing for Q3 2022, filed 10 Nov 2022.