UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$1.06B |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$590M |
| 3 |
Invesco QQQ Trust
QQQ
|
+$368M |
| 4 |
PLAN
Anaplan, Inc.
PLAN
|
+$264M |
| 5 |
UBS Group
UBS
|
+$223M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$717M |
| 2 |
Microsoft
MSFT
|
+$677M |
| 3 |
Apple
AAPL
|
+$653M |
| 4 |
Amazon
AMZN
|
+$641M |
| 5 |
Meta Platforms (Facebook)
META
|
+$351M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.23% |
| 2 | Financials | 6.63% |
| 3 | Healthcare | 5.96% |
| 4 | Consumer Discretionary | 5.78% |
| 5 | Industrials | 4.3% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ADVM
3151
DELISTED
Adverum Biotechnologies
ADVM
| $3.75M | ﹤0.01% |
213,264
-101,103
| -32% | -$2.02M |
|
3152
Hancock Whitney
HWC
$6.23B
| $3.75M | ﹤0.01% |
75,039
+3,112
| +4% | +$155K |
|
|
AVYA
3153
CALL
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
| $3.75M | ﹤0.01% |
+189,600
| New | +$3.74M |
|
3154
Lakeland Financial Corp
LKFN
$1.52B
| $3.75M | ﹤0.01% |
46,795
-27,202
| -37% | -$2.03M |
|
3155
Matsons
MATX
$6.24B
| $3.75M | ﹤0.01% |
41,610
+20,394
| +96% | +$1.74M |
|
|
IIF
3156
Morgan Stanley India Investment Fund
IIF
$220M
| $3.74M | ﹤0.01% |
139,985
-62,976
| -31% | -$1.7M |
|
3157
CALL
Western Digital
WDC
$151B
| $3.74M | ﹤0.01% |
75,808
-16,802
| -18% | -$730K |
|
|
KREF
3158
KKR Real Estate Finance Trust
KREF
$492M
| $3.74M | ﹤0.01% |
179,368
+50,207
| +39% | +$1.08M |
|
3159
First Trust Dorsey Wright International Focus 5 ETF
IFV
$234M
| $3.73M | ﹤0.01% |
160,670
-32,514
| -17% | -$751K |
|
3160
iShares Emerging Markets Equity Factor ETF
EMGF
$1.86B
| $3.73M | ﹤0.01% |
72,859
-5,368
| -7% | -$276K |
|
3161
Comstock Resources
CRK
$4.22B
| $3.72M | ﹤0.01% |
460,286
+377,589
| +457% | +$3.45M |
|
3162
BlackRock MuniHoldings California Quality Fund
MUC
$1.01B
| $3.72M | ﹤0.01% |
241,211
-21,677
| -8% | -$340K |
|
3163
Veracyte
VCYT
$3.72B
| $3.72M | ﹤0.01% |
90,403
+83,051
| +1,130% | +$3.67M |
|
3164
Invesco Building & Construction ETF
PKB
$393M
| $3.72M | ﹤0.01% |
68,176
-7,115
| -9% | -$368K |
|
|
PRFT
3165
DELISTED
Perficient Inc
PRFT
| $3.71M | ﹤0.01% |
28,696
+4,543
| +19% | +$598K |
|
|
GAP
3166
PUT
The Gap Inc
GAP
$7.74B
| $3.71M | ﹤0.01% |
210,000
+160,000
| +320% | +$3.35M |
|
3167
SLM Corp
SLM
$5.14B
| $3.71M | ﹤0.01% |
188,401
-2,810
| -1% | -$51.5K |
|
|
FCT
3168
First Trust Senior Floating Rate Income Fund II
FCT
$251M
| $3.7M | ﹤0.01% |
307,008
+13,284
| +5% | +$160K |
|
3169
Tronox
TROX
$993M
| $3.69M | ﹤0.01% |
153,476
+153,422
| +284,115% | +$3.67M |
|
|
MMU
3170
Western Asset Managed Municipals Fund
MMU
$552M
| $3.69M | ﹤0.01% |
281,753
+6,108
| +2% | +$80.5K |
|
|
CIVI
3171
DELISTED
Civitas Resources
CIVI
| $3.68M | ﹤0.01% |
75,130
+35,591
| +90% | +$1.89M |
|
|
VSTO
3172
DELISTED
Vista Outdoor Inc.
VSTO
| $3.68M | ﹤0.01% |
79,845
+28,670
| +56% | +$1.23M |
|
3173
Prothena Corp
PRTA
$468M
| $3.67M | ﹤0.01% |
74,372
-3,145
| -4% | -$174K |
|
3174
Arcturus Therapeutics
ARCT
$200M
| $3.67M | ﹤0.01% |
99,030
+9,285
| +10% | +$378K |
|
3175
InfraCap REIT Preferred ETF
PFFR
$120M
| $3.66M | ﹤0.01% |
154,547
-18,785
| -11% | -$450K |
|
Similar funds
UBS Group's Q4 2021 Portfolio in Review
As of Q4 2021, UBS Group held 11,479 positions worth $349B, up 9.9% from $318B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q4 2021 filing shows 1,739 new, 5,110 increased, 3,129 reduced and 997 closed positions. Its largest new stake was Hertz: 1,027,564 shares worth $25.7M. The largest sale was iShares Russell 2000 ETF, an estimated $717M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2021 buy was Hertz: 1,027,564 shares worth $25.7M.
- UBS Group added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $1.06B increase.
- UBS Group's biggest Q4 2021 reduction was iShares Russell 2000 ETF, cutting an estimated $717M.
- UBS Group fully exited Kansas City Southern in Q4 2021, selling an estimated $81.9M.
- UBS Group's ten largest holdings make up 14% of its $349B portfolio in Q4 2021.
- UBS Group opened 1,739 new positions and closed 997 in Q4 2021.
- UBS Group's portfolio value rose 9.9% quarter-over-quarter to $349B.
Based on UBS Group's 13F filing for Q4 2021, filed 14 Feb 2022.