UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
WWE
3151
DELISTED
World Wrestling Entertainment
WWE
| $3.2M | ﹤0.01% |
56,817
-5,320
| -9% | -$277K |
|
3152
CALL
Hewlett Packard
HPE
$72.4B
| $3.2M | ﹤0.01% |
224,263
| – | – |
|
3153
RLI Corp
RLI
$5.83B
| $3.19M | ﹤0.01% |
63,672
+164
| +0.3% | +$8.72K |
|
3154
Clean Harbors
CLH
$16.4B
| $3.19M | ﹤0.01% |
30,683
-12,748
| -29% | -$1.25M |
|
3155
ProShares Pet Care ETF
PAWZ
$33.5M
| $3.18M | ﹤0.01% |
40,874
+6,611
| +19% | +$540K |
|
3156
Terreno Realty
TRNO
$7.45B
| $3.18M | ﹤0.01% |
50,257
+21,201
| +73% | +$1.41M |
|
3157
CALL
Emerson Electric
EMR
$88.5B
| $3.17M | ﹤0.01% |
33,700
| – | – |
|
3158
Columbia Sportswear
COLM
$2.92B
| $3.17M | ﹤0.01% |
33,087
+8,688
| +36% | +$877K |
|
|
GRFS
3159
Grifois
GRFS
$5.48B
| $3.17M | ﹤0.01% |
216,862
+49,564
| +30% | +$750K |
|
3160
Invesco Dorsey Wright Energy Momentum ETF
PXI
$53.1M
| $3.17M | ﹤0.01% |
102,350
-126,320
| -55% | -$3.33M |
|
|
MMD
3161
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$281M
| $3.15M | ﹤0.01% |
144,014
-39,407
| -21% | -$886K |
|
3162
CALL
Bristol-Myers Squibb
BMY
$132B
| $3.15M | ﹤0.01% |
53,166
| – | – |
|
3163
Bankunited
BKU
$3.34B
| $3.14M | ﹤0.01% |
75,092
-85,732
| -53% | -$3.51M |
|
|
FOLD
3164
DELISTED
Amicus Therapeutics
FOLD
| $3.13M | ﹤0.01% |
327,846
+184,656
| +129% | +$1.89M |
|
|
COUP
3165
DELISTED
Coupa Software Incorporated
COUP
| $3.13M | ﹤0.01% |
14,279
-32,666
| -70% | -$7.67M |
|
3166
PUT
Tapestry
TPR
$33.3B
| $3.13M | ﹤0.01% |
84,500
| – | – |
|
3167
JPMorgan BetaBuilders Europe ETF
BBEU
$9.53B
| $3.13M | ﹤0.01% |
54,778
+44,924
| +456% | +$2.67M |
|
|
KYNB
3168
Kyntra Bio
KYNB
$28.2M
| $3.13M | ﹤0.01% |
12,235
+10,793
| +748% | +$3.82M |
|
3169
VanEck Short Muni ETF
SMB
$314M
| $3.12M | ﹤0.01% |
173,515
+15,907
| +10% | +$287K |
|
3170
Virtu Financial
VIRT
$4.92B
| $3.12M | ﹤0.01% |
127,831
-33,214
| -21% | -$844K |
|
3171
First Majestic Silver
AG
$9.29B
| $3.12M | ﹤0.01% |
276,368
+31,568
| +13% | +$407K |
|
|
ACV
3172
Virtus Diversified Income & Convertible Fund
ACV
$285M
| $3.12M | ﹤0.01% |
92,100
+7,741
| +9% | +$272K |
|
3173
Nuveen Preferred & Income Opportunities Fund
JPC
$2.93B
| $3.12M | ﹤0.01% |
314,627
-12,634
| -4% | -$126K |
|
3174
PUT
ITT
ITT
$18.9B
| $3.11M | ﹤0.01% |
+36,200
| New | +$3.4M |
|
3175
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$794M
| $3.1M | ﹤0.01% |
103,970
-1,390
| -1% | -$42.8K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.