UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
HIMX
3151
CALL
Himax Technologies
HIMX
$2.23B
| $1.89M | ﹤0.01% |
173,000
-150,000
| -46% | -$1.36M |
|
3152
Ultragenyx Pharmaceutical
RARE
$2.46B
| $1.89M | ﹤0.01% |
35,420
+18,098
| +104% | +$1.07M |
|
3153
Martin Midstream Partners
MMLP
$95.9M
| $1.88M | ﹤0.01% |
121,072
-11,441
| -9% | -$202K |
|
|
UCTT
3154
Ultra Clean Holdings
UCTT
$4B
| $1.88M | ﹤0.01% |
61,495
+59,602
| +3,149% | +$1.41M |
|
|
OCLR
3155
DELISTED
Oclaro Inc.
OCLR
| $1.88M | ﹤0.01% |
218,151
+50,005
| +30% | +$450K |
|
|
SCLN
3156
DELISTED
Sciclone Pharmaceuticals Inc
SCLN
| $1.88M | ﹤0.01% |
168,059
+7,104
| +4% | +$78.4K |
|
|
SFR
3157
DELISTED
Starwood Waypoint Homes
SFR
| $1.88M | ﹤0.01% |
51,731
+8,356
| +19% | +$298K |
|
3158
CALL
Axalta
AXTA
$7.76B
| $1.88M | ﹤0.01% |
+65,000
| New | +$1.96M |
|
3159
US Physical Therapy
USPH
$1.18B
| $1.88M | ﹤0.01% |
30,565
+1,442
| +5% | +$87.8K |
|
3160
PUT
Under Armour Class C
UA
$2.83B
| $1.88M | ﹤0.01% |
+125,000
| New | +$2.1M |
|
3161
Sally Beauty Holdings
SBH
$1.54B
| $1.88M | ﹤0.01% |
95,884
+55,176
| +136% | +$1.08M |
|
|
JPI
3162
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
| $1.88M | ﹤0.01% |
74,493
+18,154
| +32% | +$452K |
|
3163
Hilton Grand Vacations
HGV
$3.52B
| $1.87M | ﹤0.01% |
48,528
-47,269
| -49% | -$1.71M |
|
|
DATA
3164
PUT
DELISTED
Tableau Software, Inc.
DATA
| $1.87M | ﹤0.01% |
25,000
| – | – |
|
|
K
3165
CALL
DELISTED
Kellanova
K
| $1.87M | ﹤0.01% |
31,950
-14,271
| -31% | -$901K |
|
3166
CALL
PPG Industries
PPG
$25.3B
| $1.87M | ﹤0.01% |
+17,200
| New | +$1.83M |
|
|
NBD
3167
DELISTED
Nuveen Build Am Bond Opp Fd
NBD
| $1.87M | ﹤0.01% |
84,736
+4,334
| +5% | +$96.1K |
|
|
GEUR
3168
DELISTED
AdvisorShares Gartman Gold/Euro ETF
GEUR
| $1.87M | ﹤0.01% |
161,115
+19,536
| +14% | +$227K |
|
3169
PUT
Fortive
FTV
$18B
| $1.86M | ﹤0.01% |
41,706
+40,913
| +5,159% | +$1.7M |
|
3170
Spire
SR
$4.73B
| $1.86M | ﹤0.01% |
24,913
+2,179
| +10% | +$162K |
|
|
XLVS
3171
DELISTED
POWERSHARES S&P SMALLCAP HEALTH CARE PORTFOLIO
XLVS
| $1.86M | ﹤0.01% |
19,998
+3,427
| +21% | +$318K |
|
3172
LendingTree
TREE
$448M
| $1.85M | ﹤0.01% |
7,565
+4,674
| +162% | +$1.01M |
|
3173
Fidelity MSCI Health Care Index ETF
FHLC
$3.28B
| $1.85M | ﹤0.01% |
46,793
+9,562
| +26% | +$370K |
|
3174
Astec Industries
ASTE
$1.21B
| $1.85M | ﹤0.01% |
32,956
+341
| +1% | +$17.4K |
|
|
BFX
3175
DELISTED
BowFlex Inc.
BFX
| $1.84M | ﹤0.01% |
109,121
+6,376
| +6% | +$110K |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.