UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3126
Davis Select Financial ETF
DFNL
$491M
| $2.78M | ﹤0.01% |
103,898
-7,391
| -7% | -$206K |
|
3127
America Movil
AMX
$71.7B
| $2.78M | ﹤0.01% |
160,501
-5,935
| -4% | -$116K |
|
3128
Cohen & Steers Closed End Opportunity Fund
FOF
$382M
| $2.78M | ﹤0.01% |
269,026
-6,514
| -2% | -$70.3K |
|
3129
BlackRock TCP Capital
TCPC
$331M
| $2.77M | ﹤0.01% |
236,222
-29,043
| -11% | -$349K |
|
|
SWAV
3130
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
| $2.77M | ﹤0.01% |
13,919
-17,860
| -56% | -$4.22M |
|
3131
WisdomTree US LargeCap Fund
EPS
$1.65B
| $2.77M | ﹤0.01% |
60,548
-291
| -0.5% | -$13.8K |
|
|
TGNA
3132
DELISTED
TEGNA Inc
TGNA
| $2.76M | ﹤0.01% |
189,443
+108,825
| +135% | +$1.76M |
|
3133
PUT
Arista Networks
ANET
$242B
| $2.76M | ﹤0.01% |
+60,000
| New | +$2.67M |
|
3134
First Trust Ultra Short Duration Municipal ETF
FUMB
$248M
| $2.76M | ﹤0.01% |
138,363
-16,133
| -10% | -$322K |
|
3135
Novanta
NOVT
$6.2B
| $2.75M | ﹤0.01% |
19,200
-1,513
| -7% | -$247K |
|
3136
Rapid7
RPD
$776M
| $2.75M | ﹤0.01% |
60,082
-114,257
| -66% | -$5.27M |
|
3137
Invesco Dorsey Wright Basic Materials Momentum ETF
PYZ
$78.2M
| $2.75M | ﹤0.01% |
35,012
-5,507
| -14% | -$463K |
|
|
CVSA
3138
Covista Inc
CVSA
$4.38B
| $2.75M | ﹤0.01% |
64,176
+574
| +0.9% | +$24.2K |
|
|
RMM
3139
RiverNorth Managed Duration Municipal Income Fund
RMM
$286M
| $2.75M | ﹤0.01% |
200,140
-7,701
| -4% | -$117K |
|
3140
Casella Waste Systems
CWST
$5.73B
| $2.74M | ﹤0.01% |
35,965
-10,189
| -22% | -$835K |
|
3141
ProShares Large Cap Core Plus
CSM
$534M
| $2.74M | ﹤0.01% |
56,154
-34,019
| -38% | -$1.74M |
|
3142
Universal Corp
UVV
$1.18B
| $2.74M | ﹤0.01% |
58,006
-21,341
| -27% | -$1.03M |
|
3143
Liberty Live Group Series C
LLYVK
$9.61B
| $2.74M | ﹤0.01% |
+85,274
| New | +$2.82M |
|
3144
Silicon Laboratories
SLAB
$7.2B
| $2.74M | ﹤0.01% |
23,617
-29,400
| -55% | -$4.06M |
|
3145
Liberty All-Star Equity Fund
USA
$1.86B
| $2.73M | ﹤0.01% |
461,658
+33,280
| +8% | +$211K |
|
3146
PUT
Trip.com Group
TCOM
$29.7B
| $2.73M | ﹤0.01% |
+78,000
| New | +$2.93M |
|
|
CEM
3147
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
| $2.73M | ﹤0.01% |
77,422
-4,052
| -5% | -$147K |
|
3148
Tootsie Roll Industries
TR
$2.97B
| $2.72M | ﹤0.01% |
99,721
-11,121
| -10% | -$333K |
|
3149
FirstCash
FCFS
$9.05B
| $2.72M | ﹤0.01% |
27,144
-4,632
| -15% | -$438K |
|
3150
Sunrun
RUN
$2.38B
| $2.72M | ﹤0.01% |
216,853
-53,220
| -20% | -$875K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.