UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
BTA
3126
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
| $2.35M | ﹤0.01% |
186,343
-18,338
| -9% | -$234K |
|
3127
CONMED
CNMD
$1.47B
| $2.35M | ﹤0.01% |
24,412
+13,652
| +127% | +$1.28M |
|
3128
CALL
Quanta Services
PWR
$101B
| $2.35M | ﹤0.01% |
+62,100
| New | +$2.24M |
|
3129
Sprott Gold Miners ETF
SGDM
$662M
| $2.35M | ﹤0.01% |
102,479
+39,951
| +64% | +$960K |
|
3130
First Bancorp
FBP
$4.38B
| $2.34M | ﹤0.01% |
234,844
+147,005
| +167% | +$1.49M |
|
3131
Hawaiian Electric Industries
HE
$2.14B
| $2.34M | ﹤0.01% |
51,367
-14,575
| -22% | -$648K |
|
3132
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$310M
| $2.34M | ﹤0.01% |
74,834
-12,143
| -14% | -$363K |
|
|
OLP
3133
One Liberty Properties
OLP
$527M
| $2.34M | ﹤0.01% |
84,894
+19,252
| +29% | +$540K |
|
|
AKTS
3134
DELISTED
Akoustis Technologies Inc
AKTS
| $2.33M | ﹤0.01% |
301,220
+30,255
| +11% | +$199K |
|
3135
Essential Properties Realty Trust
EPRT
$6.62B
| $2.33M | ﹤0.01% |
101,756
+60,290
| +145% | +$1.3M |
|
3136
SouthState Bank Corp
SSB
$10.5B
| $2.33M | ﹤0.01% |
30,935
+18,426
| +147% | +$1.39M |
|
3137
PUT
Deere & Co
DE
$168B
| $2.33M | ﹤0.01% |
13,800
+4,200
| +44% | +$672K |
|
3138
CALL
Hershey
HSY
$36.6B
| $2.33M | ﹤0.01% |
+15,000
| New | +$2.27M |
|
3139
LiveRamp
RAMP
$2.3B
| $2.33M | ﹤0.01% |
54,127
-94,613
| -64% | -$4.4M |
|
|
TEN
3140
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
| $2.32M | ﹤0.01% |
185,595
+26,093
| +16% | +$266K |
|
3141
Alerian Energy Infrastructure ETF
ENFR
$506M
| $2.32M | ﹤0.01% |
111,891
+7,420
| +7% | +$155K |
|
3142
US Commodity Index
USCI
$365M
| $2.32M | ﹤0.01% |
64,726
+2,143
| +3% | +$76.9K |
|
3143
Global X Internet of Things ETF
SNSR
$223M
| $2.31M | ﹤0.01% |
113,461
-20,712
| -15% | -$411K |
|
3144
iShares MSCI Sweden ETF
EWD
$595M
| $2.31M | ﹤0.01% |
78,603
+9,601
| +14% | +$282K |
|
3145
PUT
TJX Companies
TJX
$178B
| $2.31M | ﹤0.01% |
41,500
| – | – |
|
|
EWSC
3146
DELISTED
Invesco S&P SmallCap 600 Equal Weight ETF
EWSC
| $2.31M | ﹤0.01% |
43,430
+209
| +0.5% | +$11K |
|
|
BAND
3147
CALL
Bandwidth Inc
BAND
$1.61B
| $2.31M | ﹤0.01% |
35,400
+18,600
| +111% | +$1.45M |
|
|
GOOD
3148
Gladstone Commercial Corp
GOOD
$627M
| $2.29M | ﹤0.01% |
97,432
+12,939
| +15% | +$287K |
|
3149
HUTCHMED
HCM
$2.17B
| $2.29M | ﹤0.01% |
128,370
+18,069
| +16% | +$376K |
|
3150
United Parks & Resorts
PRKS
$2.12B
| $2.29M | ﹤0.01% |
87,009
+25,916
| +42% | +$789K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.