UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3101
Goldman Sachs JUST US Large Cap Equity ETF
JUST
$579M
| $3.39M | ﹤0.01% |
54,272
-884
| -2% | -$56.8K |
|
3102
Bruker
BRKR
$8.58B
| $3.39M | ﹤0.01% |
43,362
+16,382
| +61% | +$1.36M |
|
3103
Global X S&P 500 Catholic Values ETF
CATH
$1.35B
| $3.38M | ﹤0.01% |
62,769
+4,170
| +7% | +$229K |
|
3104
Papa John's
PZZA
$785M
| $3.38M | ﹤0.01% |
26,624
+10,702
| +67% | +$1.29M |
|
3105
CALL
Huntington Ingalls Industries
HII
$13B
| $3.38M | ﹤0.01% |
+17,500
| New | +$3.54M |
|
|
EQC
3106
DELISTED
Equity Commonwealth
EQC
| $3.38M | ﹤0.01% |
130,036
+112,808
| +655% | +$2.97M |
|
|
ARNA
3107
DELISTED
Arena Pharmaceuticals Inc
ARNA
| $3.38M | ﹤0.01% |
56,677
+42,402
| +297% | +$2.5M |
|
3108
Cirrus Logic
CRUS
$6.11B
| $3.37M | ﹤0.01% |
40,863
-7,617
| -16% | -$634K |
|
3109
SLM Corp
SLM
$5.14B
| $3.37M | ﹤0.01% |
191,211
-74,935
| -28% | -$1.41M |
|
3110
Empire State Realty Trust
ESRT
$802M
| $3.36M | ﹤0.01% |
335,406
+229,267
| +216% | +$2.47M |
|
|
MMT
3111
Aberdeen Multi-Market Income Fund
MMT
$242M
| $3.36M | ﹤0.01% |
512,376
-58,745
| -10% | -$375K |
|
3112
Dimensional US Core Equity Market ETF
DFAU
$12.8B
| $3.36M | ﹤0.01% |
111,476
-40,703
| -27% | -$1.26M |
|
3113
ICF International
ICFI
$1.66B
| $3.35M | ﹤0.01% |
37,575
+2,643
| +8% | +$240K |
|
3114
Invesco S&P MidCap 400 GARP ETF
GRPM
$508M
| $3.35M | ﹤0.01% |
37,256
-5,129
| -12% | -$468K |
|
|
GGM
3115
DELISTED
GUGGENHEIM CREDIT ALLOCATION FUND
GGM
| $3.33M | ﹤0.01% |
160,509
+17,943
| +13% | +$387K |
|
3116
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$426M
| $3.32M | ﹤0.01% |
134,974
+4,795
| +4% | +$118K |
|
3117
Guardant Health
GH
$22.4B
| $3.32M | ﹤0.01% |
26,575
+243
| +0.9% | +$28.9K |
|
|
BRFS
3118
DELISTED
BRF SA
BRFS
| $3.32M | ﹤0.01% |
661,340
-33,138
| -5% | -$156K |
|
3119
Invesco CurrencyShares Australian Dollar Trust
FXA
$97.8M
| $3.31M | ﹤0.01% |
46,182
-2,221
| -5% | -$162K |
|
3120
Vanguard Total Corporate Bond ETF
VTC
$1.71B
| $3.31M | ﹤0.01% |
36,317
+4,445
| +14% | +$411K |
|
|
DBL
3121
DoubleLine Opportunistic Credit Fund
DBL
$281M
| $3.31M | ﹤0.01% |
167,929
-2,494
| -1% | -$49.4K |
|
3122
Viavi Solutions
VIAV
$9.18B
| $3.31M | ﹤0.01% |
210,122
-23,879
| -10% | -$392K |
|
|
ILPT
3123
Industrial Logistics Properties Trust
ILPT
$583M
| $3.3M | ﹤0.01% |
129,947
+34,709
| +36% | +$927K |
|
3124
Jack in the Box
JACK
$340M
| $3.3M | ﹤0.01% |
33,923
-125,566
| -79% | -$13.1M |
|
3125
UMB Financial
UMBF
$11.1B
| $3.3M | ﹤0.01% |
34,119
+8,517
| +33% | +$777K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.