UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
MVC
3101
DELISTED
MVC Capital, Inc.
MVC
| $2.44M | ﹤0.01% |
273,956
-13,058
| -5% | -$120K |
|
3102
CALL
The RealReal
REAL
$1.5B
| $2.42M | ﹤0.01% |
+108,300
| New | +$2.18M |
|
|
XEC
3103
DELISTED
CIMAREX ENERGY CO
XEC
| $2.42M | ﹤0.01% |
50,424
-99,146
| -66% | -$4.69M |
|
3104
Harley-Davidson
HOG
$2.71B
| $2.42M | ﹤0.01% |
67,153
+13,424
| +25% | +$460K |
|
|
CUK
3105
DELISTED
Carnival PLC
CUK
| $2.42M | ﹤0.01% |
57,402
-442
| -0.8% | -$19.7K |
|
3106
iShares Global Industrials ETF
EXI
$1.48B
| $2.42M | ﹤0.01% |
26,443
-657
| -2% | -$59.2K |
|
3107
EXL Service
EXLS
$5.29B
| $2.42M | ﹤0.01% |
180,290
+121,275
| +205% | +$1.62M |
|
|
STAY
3108
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
| $2.42M | ﹤0.01% |
164,972
+76,124
| +86% | +$1.16M |
|
|
GRMN
3109
PUT
Garmin
GRMN
$60B
| $2.41M | ﹤0.01% |
28,500
+18,500
| +185% | +$1.49M |
|
|
SAGE
3110
DELISTED
Sage Therapeutics
SAGE
| $2.41M | ﹤0.01% |
17,194
-10,087
| -37% | -$1.69M |
|
|
HQH
3111
abrdn Healthcare Investors
HQH
$1.32B
| $2.41M | ﹤0.01% |
131,289
-6,563
| -5% | -$127K |
|
3112
iShares S&P GSCI Commodity-Indexed Trust
GSG
$968M
| $2.4M | ﹤0.01% |
159,714
-58,603
| -27% | -$893K |
|
|
EVM
3113
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
| $2.4M | ﹤0.01% |
211,809
-3,681
| -2% | -$41.7K |
|
3114
First Merchants
FRME
$2.67B
| $2.39M | ﹤0.01% |
63,566
-68,646
| -52% | -$2.56M |
|
|
CADE
3115
DELISTED
Cadence Bancorporation
CADE
| $2.39M | ﹤0.01% |
136,365
+64,381
| +89% | +$1.1M |
|
3116
Saia
SAIA
$9.72B
| $2.39M | ﹤0.01% |
25,507
+16,955
| +198% | +$1.35M |
|
3117
Arq
ARQ
$89.3M
| $2.39M | ﹤0.01% |
161,031
+33,494
| +26% | +$434K |
|
|
DBD
3118
DELISTED
Diebold Nixdorf Incorporated
DBD
| $2.38M | ﹤0.01% |
212,591
-9,304
| -4% | -$110K |
|
3119
CALL
MGM Resorts International
MGM
$11.2B
| $2.38M | ﹤0.01% |
+85,800
| New | +$2.46M |
|
3120
Pan American Silver
PAAS
$21.6B
| $2.38M | ﹤0.01% |
151,426
+3,741
| +3% | +$60.5K |
|
3121
Avient
AVNT
$4.19B
| $2.37M | ﹤0.01% |
72,561
+68,379
| +1,635% | +$2.17M |
|
3122
Strategic Education
STRA
$1.92B
| $2.37M | ﹤0.01% |
17,426
+9,714
| +126% | +$1.66M |
|
3123
State Street SPDR S&P Transportation ETF
XTN
$399M
| $2.37M | ﹤0.01% |
38,795
-36,611
| -49% | -$2.22M |
|
3124
CALL
Carnival Corporation Ltd
CCL
$39.7B
| $2.36M | ﹤0.01% |
54,000
+5,300
| +11% | +$245K |
|
3125
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.36B
| $2.35M | ﹤0.01% |
38,154
+1,148
| +3% | +$69.4K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.