UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3101
Advanced Micro Devices
AMD
$790B
| $2M | ﹤0.01% |
156,943
-96,122
| -38% | -$1.25M |
|
|
EMBJ
3102
Embraer S.A. ADS
EMBJ
$12.6B
| $2M | ﹤0.01% |
88,481
-725
| -0.8% | -$15.5K |
|
3103
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$255M
| $2M | ﹤0.01% |
81,625
-10,980
| -12% | -$274K |
|
|
NLSN
3104
DELISTED
Nielsen Holdings plc
NLSN
| $2M | ﹤0.01% |
48,200
+25,705
| +114% | +$1.03M |
|
3105
First Trust Germany AlphaDEX Fund
FGM
$98.8M
| $1.99M | ﹤0.01% |
41,615
-213
| -0.5% | -$9.78K |
|
3106
PUT
State Street Industrial Select Sector SPDR ETF
XLI
$33.3B
| $1.99M | ﹤0.01% |
28,000
-700
| -2% | -$48.1K |
|
3107
Franklin US Core Dividend Tilt Index ETF
UDIV
$143M
| $1.99M | ﹤0.01% |
70,365
-2,895
| -4% | -$81.8K |
|
3108
Comfort Systems
FIX
$62.3B
| $1.99M | ﹤0.01% |
55,627
+4,306
| +8% | +$149K |
|
|
LOXO
3109
DELISTED
Loxo Oncology, Inc
LOXO
| $1.98M | ﹤0.01% |
21,490
-12,264
| -36% | -$953K |
|
3110
St. Joe Company
JOE
$3.64B
| $1.98M | ﹤0.01% |
104,939
+3,500
| +3% | +$65K |
|
3111
Mercury Systems
MRCY
$6.35B
| $1.98M | ﹤0.01% |
38,129
+10,350
| +37% | +$477K |
|
3112
PUT
Casey's General Stores
CASY
$31.8B
| $1.97M | ﹤0.01% |
+18,000
| New | +$1.91M |
|
3113
BlackRock MuniYield Michigan Quality Fund
MIY
$349M
| $1.97M | ﹤0.01% |
141,128
+13,559
| +11% | +$191K |
|
|
SPPI
3114
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
| $1.97M | ﹤0.01% |
140,018
+47,174
| +51% | +$427K |
|
3115
CALL
Lumen
LUMN
$6.65B
| $1.97M | ﹤0.01% |
104,100
-286,300
| -73% | -$6.03M |
|
3116
CALL
Kinder Morgan
KMI
$69.9B
| $1.97M | ﹤0.01% |
102,500
| – | – |
|
3117
Halozyme
HALO
$9.76B
| $1.96M | ﹤0.01% |
112,907
+20,876
| +23% | +$283K |
|
3118
Bio-Techne
TECH
$11.2B
| $1.96M | ﹤0.01% |
64,844
+42,856
| +195% | +$1.27M |
|
3119
Photronics
PLAB
$1.85B
| $1.96M | ﹤0.01% |
221,256
+62,320
| +39% | +$553K |
|
|
IBCE
3120
DELISTED
iShares iBonds Mar 2023 Term Corporate ex-Financials ETF
IBCE
| $1.96M | ﹤0.01% |
79,661
-14,099
| -15% | -$347K |
|
3121
Lexicon Pharmaceuticals
LXRX
$1.03B
| $1.95M | ﹤0.01% |
158,646
+25,330
| +19% | +$374K |
|
|
PFPT
3122
DELISTED
Proofpoint, Inc.
PFPT
| $1.95M | ﹤0.01% |
22,334
+5,052
| +29% | +$449K |
|
3123
Greenlight Captial
GLRE
$552M
| $1.94M | ﹤0.01% |
89,802
+3,347
| +4% | +$72.2K |
|
3124
Semtech
SMTC
$11.1B
| $1.94M | ﹤0.01% |
51,736
-4,073
| -7% | -$152K |
|
3125
First Trust Switzerland AlphaDEX Fund
FSZ
$36.9M
| $1.94M | ﹤0.01% |
37,777
+128
| +0.3% | +$6.42K |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.