UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Blackrock
BLK
|
+$356M |
| 2 |
Procter & Gamble
PG
|
+$310M |
| 3 |
Hilton Worldwide
HLT
|
+$286M |
| 4 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$282M |
| 5 |
SPDR Gold Trust
GLD
|
+$276M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.44B |
| 2 |
Chipotle Mexican Grill
CMG
|
+$638M |
| 3 |
KLA
KLAC
|
+$271M |
| 4 |
Bank of America
BAC
|
+$219M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$190M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.04% |
| 2 | Healthcare | 5.89% |
| 3 | Technology | 5.66% |
| 4 | Industrials | 5.03% |
| 5 | Energy | 4.95% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3101
Usana Health Sciences
USNA
$275M
| $1.57M | ﹤0.01% |
25,644
-6,820
| -21% | -$444K |
|
|
MCI
3102
Barings Corporate Investors
MCI
$343M
| $1.57M | ﹤0.01% |
101,319
+9,859
| +11% | +$163K |
|
3103
Invesco CurrencyShares Canadian Dollar Trust
FXC
$69.7M
| $1.57M | ﹤0.01% |
21,290
-10,674
| -33% | -$791K |
|
3104
Community Bank
CBU
$3.44B
| $1.56M | ﹤0.01% |
25,319
+9,108
| +56% | +$487K |
|
|
EGRX
3105
DELISTED
Eagle Pharmaceuticals, Inc.
EGRX
| $1.56M | ﹤0.01% |
19,684
+15,469
| +367% | +$1.12M |
|
|
VIA
3106
DELISTED
Viacom Inc. Class A
VIA
| $1.56M | ﹤0.01% |
40,570
-35,258
| -46% | -$1.45M |
|
|
CVSA
3107
PUT
Covista Inc
CVSA
$4.23B
| $1.56M | ﹤0.01% |
+50,000
| New | +$1.35M |
|
3108
PUT
State Street
STT
$50.8B
| $1.55M | ﹤0.01% |
+20,000
| New | +$1.51M |
|
3109
CALL
Air Products & Chemicals
APD
$66.8B
| $1.55M | ﹤0.01% |
10,800
-22,927
| -68% | -$3.21M |
|
3110
State Street SPDR S&P Health Care Equipment ETF
XHE
$160M
| $1.55M | ﹤0.01% |
31,206
+7,844
| +34% | +$390K |
|
3111
Invesco Dividend Achievers ETF
PFM
$805M
| $1.55M | ﹤0.01% |
67,657
+3,536
| +6% | +$79.7K |
|
3112
CALL
Patterson-UTI
PTEN
$3.83B
| $1.55M | ﹤0.01% |
+57,500
| New | +$1.42M |
|
3113
iShares Core Moderate Allocation ETF
AOM
$1.77B
| $1.55M | ﹤0.01% |
43,907
-693
| -2% | -$24.5K |
|
3114
CALL
C.H. Robinson
CHRW
$17.1B
| $1.55M | ﹤0.01% |
21,100
-3,000
| -12% | -$217K |
|
|
DSM
3115
BNY Mellon Strategic Municipal Bond Fund
DSM
$291M
| $1.55M | ﹤0.01% |
192,348
+27,597
| +17% | +$228K |
|
3116
White Mountains Insurance
WTM
$5.3B
| $1.54M | ﹤0.01% |
1,846
+333
| +22% | +$279K |
|
3117
Bruker
BRKR
$7.8B
| $1.54M | ﹤0.01% |
72,783
+15,550
| +27% | +$340K |
|
|
BZUN
3118
PUT
Baozun
BZUN
$169M
| $1.54M | ﹤0.01% |
+127,700
| New | +$1.84M |
|
|
MCN
3119
Madison Covered Call & Equity Strategy Fund
MCN
$117M
| $1.54M | ﹤0.01% |
200,168
-11,167
| -5% | -$86.9K |
|
3120
Ultrapar
UGP
$6.81B
| $1.54M | ﹤0.01% |
148,574
-18,580
| -11% | -$195K |
|
|
TNH
3121
DELISTED
Terra Nitrogen
TNH
| $1.54M | ﹤0.01% |
15,005
+2,864
| +24% | +$302K |
|
3122
Piper Sandler
PIPR
$5.02B
| $1.54M | ﹤0.01% |
84,908
+63,384
| +294% | +$1M |
|
3123
Interface
TILE
$2.04B
| $1.54M | ﹤0.01% |
82,859
+36,332
| +78% | +$626K |
|
3124
CALL
Thermo Fisher Scientific
TMO
$214B
| $1.54M | ﹤0.01% |
+10,900
| New | +$1.61M |
|
3125
Rogers Corp
ROG
$2.39B
| $1.54M | ﹤0.01% |
20,014
+13,325
| +199% | +$902K |
|
Similar funds
UBS Group's Q4 2016 Portfolio in Review
As of Q4 2016, UBS Group held 8,573 positions worth $181B, up 8% from $168B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $10.5B of net new capital in Q4 2016, opening 819 new positions and adding to 3,871 existing holdings. Its largest new stake was Yum China: 1,408,862 shares worth $36.8M.
By sector, the portfolio is most concentrated in Financials at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.44B trimmed.
- UBS Group's largest Q4 2016 buy was Yum China: 1,408,862 shares worth $36.8M.
- UBS Group added most to Blackrock in Q4 2016, an estimated $356M increase.
- UBS Group's biggest Q4 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.44B.
- UBS Group fully exited ITC HOLDINGS CORP in Q4 2016, selling an estimated $56M.
- UBS Group's ten largest holdings make up 17% of its $181B portfolio in Q4 2016.
- UBS Group opened 819 new positions and closed 745 in Q4 2016.
- UBS Group's portfolio value rose 8% quarter-over-quarter to $181B.
Based on UBS Group's 13F filing for Q4 2016, filed 14 Feb 2017.