UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ERF
3076
DELISTED
Enerplus Corporation
ERF
| $2.95M | ﹤0.01% |
167,335
-727,016
| -81% | -$12M |
|
3077
PUT
Terex
TEX
$7.58B
| $2.94M | ﹤0.01% |
+51,100
| New | +$3.05M |
|
3078
Vanguard Global ex-US Real Estate ETF
VNQI
$3.52B
| $2.94M | ﹤0.01% |
75,589
-4,628
| -6% | -$188K |
|
3079
Sterling Infrastructure
STRL
$16.2B
| $2.94M | ﹤0.01% |
40,021
+6,099
| +18% | +$427K |
|
3080
Red Rock Resorts
RRR
$3.62B
| $2.94M | ﹤0.01% |
71,592
+12,128
| +20% | +$548K |
|
3081
RH
RH
$3.47B
| $2.93M | ﹤0.01% |
11,096
-3,696
| -25% | -$1.28M |
|
|
HPF
3082
John Hancock Preferred Income Fund II
HPF
$345M
| $2.93M | ﹤0.01% |
202,650
+10,761
| +6% | +$163K |
|
3083
AdvisorShares Ranger Equity Bear ETF
HDGE
$53.1M
| $2.92M | ﹤0.01% |
124,699
+13,883
| +13% | +$302K |
|
3084
CNO Financial Group
CNO
$5.12B
| $2.92M | ﹤0.01% |
122,923
+74,416
| +153% | +$1.79M |
|
3085
First American
FAF
$7.37B
| $2.91M | ﹤0.01% |
51,515
+22,577
| +78% | +$1.36M |
|
3086
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$540M
| $2.91M | ﹤0.01% |
31,431
-2,916
| -8% | -$271K |
|
3087
PUT
Nutrien
NTR
$31.6B
| $2.91M | ﹤0.01% |
47,100
| – | – |
|
3088
WIX.com
WIX
$2.61B
| $2.9M | ﹤0.01% |
31,618
+24,151
| +323% | +$2.16M |
|
|
MYD
3089
DELISTED
BlackRock MuniYield Fund
MYD
| $2.9M | ﹤0.01% |
316,147
-10,523
| -3% | -$107K |
|
3090
JPMorgan BetaBuilders Europe ETF
BBEU
$9.53B
| $2.89M | ﹤0.01% |
56,852
+8,914
| +19% | +$476K |
|
|
IIF
3091
Morgan Stanley India Investment Fund
IIF
$220M
| $2.89M | ﹤0.01% |
129,296
+992
| +0.8% | +$22.1K |
|
3092
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$656M
| $2.89M | ﹤0.01% |
285,525
-16,777
| -6% | -$183K |
|
|
EFT
3093
Eaton Vance Floating-Rate Income Trust
EFT
$288M
| $2.88M | ﹤0.01% |
234,226
+1,885
| +0.8% | +$22.8K |
|
3094
Avista
AVA
$3.2B
| $2.88M | ﹤0.01% |
89,008
+24,682
| +38% | +$882K |
|
3095
iShares Emerging Markets Equity Factor ETF
EMGF
$1.86B
| $2.88M | ﹤0.01% |
70,371
-1,383
| -2% | -$58.1K |
|
|
MCN
3096
Madison Covered Call & Equity Strategy Fund
MCN
$119M
| $2.87M | ﹤0.01% |
406,301
+8,308
| +2% | +$61K |
|
3097
Beam Therapeutics
BEAM
$2.82B
| $2.87M | ﹤0.01% |
119,398
-7,808
| -6% | -$209K |
|
|
SPNS
3098
DELISTED
Sapiens International
SPNS
| $2.87M | ﹤0.01% |
100,848
-4,363
| -4% | -$125K |
|
3099
LXP Industrial Trust
LXP
$3.58B
| $2.86M | ﹤0.01% |
64,319
-32,509
| -34% | -$1.59M |
|
|
FBCG
3100
Fidelity Blue Chip Growth ETF
FBCG
$7.24B
| $2.85M | ﹤0.01% |
98,563
+25,882
| +36% | +$779K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.