UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3076
WaFd
WAFD
$2.76B
| $3.43M | ﹤0.01% |
100,021
-10,427
| -9% | -$339K |
|
3077
CALL
TE Connectivity
TEL
$62B
| $3.43M | ﹤0.01% |
+25,000
| New | +$3.61M |
|
|
FREE
3078
DELISTED
Whole Earth Brands, Inc. Class A Common Stock
FREE
| $3.43M | ﹤0.01% |
297,065
-1,229
| -0.4% | -$15.4K |
|
3079
Invesco Energy Exploration & Production ETF
PXE
$84.3M
| $3.43M | ﹤0.01% |
181,519
-40,565
| -18% | -$672K |
|
|
SIX
3080
DELISTED
Six Flags Entertainment Corp.
SIX
| $3.43M | ﹤0.01% |
80,667
-3,280
| -4% | -$136K |
|
3081
CALL
AngloGold Ashanti
AU
$49.2B
| $3.43M | ﹤0.01% |
214,400
+108,100
| +102% | +$1.87M |
|
|
ETO
3082
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$524M
| $3.43M | ﹤0.01% |
113,750
+5,289
| +5% | +$164K |
|
|
VRN
3083
DELISTED
Veren
VRN
| $3.42M | ﹤0.01% |
742,527
+240,609
| +48% | +$890K |
|
3084
Glacier Bancorp
GBCI
$6.35B
| $3.42M | ﹤0.01% |
61,801
-15,808
| -20% | -$832K |
|
|
SCHR
3085
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
| $3.42M | ﹤0.01% |
120,670
+5,118
| +4% | +$146K |
|
|
VXRT
3086
DELISTED
Vaxart
VXRT
| $3.42M | ﹤0.01% |
430,119
+405,804
| +1,669% | +$3.34M |
|
3087
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$309M
| $3.42M | ﹤0.01% |
55,701
-1,650
| -3% | -$101K |
|
|
HR
3088
DELISTED
Healthcare Realty Trust Incorporated
HR
| $3.42M | ﹤0.01% |
114,698
+84,785
| +283% | +$2.6M |
|
3089
Mattel
MAT
$4.21B
| $3.41M | ﹤0.01% |
183,757
-147,823
| -45% | -$3.06M |
|
|
K
3090
CALL
DELISTED
Kellanova
K
| $3.41M | ﹤0.01% |
56,774
+26,625
| +88% | +$1.6M |
|
3091
iShares Core US REIT ETF
USRT
$4.58B
| $3.41M | ﹤0.01% |
58,112
+21,954
| +61% | +$1.34M |
|
|
RDFN
3092
DELISTED
Redfin
RDFN
| $3.41M | ﹤0.01% |
67,982
-77,164
| -53% | -$4.17M |
|
3093
Stantec
STN
$8.35B
| $3.4M | ﹤0.01% |
72,539
+24,589
| +51% | +$1.16M |
|
|
JPI
3094
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
| $3.4M | ﹤0.01% |
137,172
+35,912
| +35% | +$922K |
|
3095
ProShares Short Russell2000
RWM
$101M
| $3.4M | ﹤0.01% |
157,438
+43,721
| +38% | +$942K |
|
|
FOCS
3096
DELISTED
Focus Financial Partners Inc. Class A
FOCS
| $3.39M | ﹤0.01% |
64,819
+61,815
| +2,058% | +$3.16M |
|
3097
Cerence
CRNC
$403M
| $3.39M | ﹤0.01% |
35,304
-2,144
| -6% | -$234K |
|
3098
CALL
Nutanix
NTNX
$17.4B
| $3.39M | ﹤0.01% |
90,000
| – | – |
|
3099
Hancock Whitney
HWC
$6.23B
| $3.39M | ﹤0.01% |
71,927
-56,500
| -44% | -$2.5M |
|
3100
Inspire Medical Systems
INSP
$1.73B
| $3.39M | ﹤0.01% |
14,556
-349
| -2% | -$72.8K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.