UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$834M |
| 2 |
Alibaba
BABA
|
+$559M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$557M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$459M |
| 5 |
Stellantis
STLA
|
+$454M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$828M |
| 2 |
Apple
AAPL
|
+$800M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$654M |
| 4 |
Boeing
BA
|
+$592M |
| 5 |
JPMorgan Chase
JPM
|
+$416M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.37% |
| 2 | Healthcare | 6.89% |
| 3 | Financials | 5.79% |
| 4 | Consumer Discretionary | 5.66% |
| 5 | Communication Services | 4.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3076
Norwegian Cruise Line
NCLH
$8.52B
| $1.4M | ﹤0.01% |
128,027
-148,854
| -54% | -$5.99M |
|
3077
PUT
Vipshop
VIPS
$7.4B
| $1.4M | ﹤0.01% |
90,000
-60,000
| -40% | -$853K |
|
|
EV
3078
DELISTED
Eaton Vance Corp.
EV
| $1.4M | ﹤0.01% |
43,429
-119,210
| -73% | -$5.06M |
|
3079
Nuveen Real Asset Income & Growth Fund
JRI
$352M
| $1.4M | ﹤0.01% |
141,743
+7,649
| +6% | +$124K |
|
|
VGR
3080
DELISTED
Vector Group Ltd.
VGR
| $1.4M | ﹤0.01% |
208,955
-94,096
| -31% | -$830K |
|
3081
Arrow Electronics
ARW
$10.3B
| $1.39M | ﹤0.01% |
26,822
-93,413
| -78% | -$6.64M |
|
|
BRSL
3082
Brightstar Lottery PLC
BRSL
$2.02B
| $1.39M | ﹤0.01% |
233,720
+107,705
| +85% | +$1.23M |
|
|
PFN
3083
PIMCO Income Strategy Fund II
PFN
$707M
| $1.39M | ﹤0.01% |
183,270
-3,258
| -2% | -$32.1K |
|
|
CTRA
3084
CALL
DELISTED
Coterra Energy
CTRA
| $1.39M | ﹤0.01% |
80,800
-26,500
| -25% | -$419K |
|
|
DMF
3085
DELISTED
BNY Mellon Municipal Income
DMF
| $1.39M | ﹤0.01% |
168,975
+25,673
| +18% | +$228K |
|
3086
Puma Biotechnology
PBYI
$449M
| $1.39M | ﹤0.01% |
164,497
+148,324
| +917% | +$1.44M |
|
3087
Helix Energy Solutions
HLX
$1.47B
| $1.39M | ﹤0.01% |
845,902
+649,474
| +331% | +$4.28M |
|
3088
SITE Centers
SITC
$158M
| $1.39M | ﹤0.01% |
340,943
+64,837
| +23% | +$562K |
|
|
HEES
3089
DELISTED
H&E Equipment Services
HEES
| $1.38M | ﹤0.01% |
94,263
+4,454
| +5% | +$108K |
|
3090
ACI Worldwide
ACIW
$5.34B
| $1.38M | ﹤0.01% |
56,921
-167,681
| -75% | -$5.35M |
|
3091
iShares iBonds Dec 2028 Term Corporate ETF
IBDT
$4.07B
| $1.37M | ﹤0.01% |
52,370
-5,470
| -9% | -$151K |
|
3092
CNX Resources
CNX
$5.32B
| $1.37M | ﹤0.01% |
257,708
-793,240
| -75% | -$5.27M |
|
|
SAFM
3093
DELISTED
Sanderson Farms Inc
SAFM
| $1.37M | ﹤0.01% |
11,112
+6,038
| +119% | +$841K |
|
3094
PUT
Sysco
SYY
$40.1B
| $1.37M | ﹤0.01% |
+30,000
| New | +$2.08M |
|
|
EVY
3095
DELISTED
Eaton Vance New York Municipal Income Trust
EVY
| $1.37M | ﹤0.01% |
110,261
-3,680
| -3% | -$48.8K |
|
3096
H.B. Fuller
FUL
$3.29B
| $1.37M | ﹤0.01% |
48,908
-28,578
| -37% | -$1.2M |
|
3097
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$305M
| $1.36M | ﹤0.01% |
82,099
+11,523
| +16% | +$308K |
|
|
ENIA
3098
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
| $1.36M | ﹤0.01% |
224,311
+104,459
| +87% | +$938K |
|
3099
abrdn Physical Palladium Shares ETF
PALL
$683M
| $1.36M | ﹤0.01% |
30,540
+16,745
| +121% | +$722K |
|
|
X
3100
CALL
DELISTED
US Steel
X
| $1.36M | ﹤0.01% |
215,050
-74,950
| -26% | -$628K |
|
Similar funds
UBS Group's Q1 2020 Portfolio in Review
As of Q1 2020, UBS Group held 8,948 positions worth $212B, down 26% from $287B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group withdrew a net $21.6B in Q1 2020, closing 880 positions and reducing 4,775 holdings. Its most notable exit was Wellcare Health Plans, Inc., an estimated $196M position sold in full.
By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.8% a quarter earlier, followed by Healthcare and Financials.
Against the trend, UBS Group opened a new position in VelocityShares Daily 2x VIX Short Term ETN worth $221M.
- UBS Group's largest Q1 2020 buy was VelocityShares Daily 2x VIX Short Term ETN: 705,722 shares worth $221M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $834M increase.
- UBS Group's biggest Q1 2020 reduction was Microsoft, cutting an estimated $828M.
- UBS Group fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $196M.
- UBS Group's ten largest holdings make up 17% of its $212B portfolio in Q1 2020.
- UBS Group opened 748 new positions and closed 880 in Q1 2020.
- UBS Group's portfolio value fell 26% quarter-over-quarter to $212B.
Based on UBS Group's 13F filing for Q1 2020, filed 1 May 2020.