UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3076
PUT
L3Harris
LHX
$53.4B
| $2.5M | ﹤0.01% |
+12,000
| New | +$2.46M |
|
3077
CALL
Bausch Health
BHC
$2.34B
| $2.49M | ﹤0.01% |
113,900
-3,480
| -3% | -$79.6K |
|
3078
Range Resources
RRC
$8.95B
| $2.48M | ﹤0.01% |
650,151
-54,365
| -8% | -$261K |
|
|
MDP
3079
DELISTED
Meredith Corporation
MDP
| $2.48M | ﹤0.01% |
67,675
+39,292
| +138% | +$1.83M |
|
3080
Alarm.com
ALRM
$2.85B
| $2.48M | ﹤0.01% |
53,111
+24,157
| +83% | +$1.18M |
|
3081
Pathward Financial
CASH
$1.8B
| $2.48M | ﹤0.01% |
75,910
+52,504
| +224% | +$1.58M |
|
3082
Sabre
SABR
$835M
| $2.48M | ﹤0.01% |
110,569
+90,705
| +457% | +$2.13M |
|
3083
CALL
Suncor Energy
SU
$70.3B
| $2.47M | ﹤0.01% |
78,300
-128,800
| -62% | -$3.87M |
|
|
MQT
3084
DELISTED
BlackRock MuniYield Quality Fund II
MQT
| $2.47M | ﹤0.01% |
190,534
+27,772
| +17% | +$357K |
|
3085
PUT
Newell Brands
NWL
$2.56B
| $2.47M | ﹤0.01% |
+132,000
| New | +$2.13M |
|
|
CVSA
3086
Covista Inc
CVSA
$4.8B
| $2.47M | ﹤0.01% |
64,853
+18,227
| +39% | +$818K |
|
|
LRFC
3087
DELISTED
Logan Ridge Finance Corp
LRFC
| $2.47M | ﹤0.01% |
49,643
+642
| +1% | +$33.5K |
|
3088
Stellantis
STLA
$20.8B
| $2.47M | ﹤0.01% |
190,685
-10,839
| -5% | -$145K |
|
3089
Global X SuperDividend US ETF
DIV
$783M
| $2.46M | ﹤0.01% |
104,542
+9,039
| +9% | +$207K |
|
3090
CNO Financial Group
CNO
$5.1B
| $2.46M | ﹤0.01% |
155,613
+36,273
| +30% | +$573K |
|
3091
BJ's Restaurants
BJRI
$1.48B
| $2.46M | ﹤0.01% |
63,393
+25,861
| +69% | +$997K |
|
|
RWT
3092
PUT
Redwood Trust
RWT
$594M
| $2.46M | ﹤0.01% |
+150,000
| New | +$2.51M |
|
|
NSLR
3093
Neostellar Capital Corp
NSLR
$254M
| $2.46M | ﹤0.01% |
469,136
+26,127
| +6% | +$141K |
|
3094
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.67B
| $2.46M | ﹤0.01% |
33,845
-4,463
| -12% | -$320K |
|
|
MDRX
3095
DELISTED
Veradigm Inc. Common Stock
MDRX
| $2.45M | ﹤0.01% |
223,344
+107,734
| +93% | +$1.11M |
|
3096
VictoryShares US Large Cap High Div Volatility Wtd ETF
CDL
$403M
| $2.45M | ﹤0.01% |
51,000
-16,920
| -25% | -$795K |
|
|
DWFI
3097
DELISTED
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
| $2.45M | ﹤0.01% |
103,919
+9,136
| +10% | +$215K |
|
3098
Mueller Water Products
MWA
$4.16B
| $2.45M | ﹤0.01% |
217,532
+85,605
| +65% | +$875K |
|
3099
Carpenter Technology
CRS
$28.4B
| $2.44M | ﹤0.01% |
47,317
+21,016
| +80% | +$1.02M |
|
3100
Gibraltar Industries
ROCK
$1.49B
| $2.44M | ﹤0.01% |
53,118
+40,592
| +324% | +$1.7M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.