UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3051
Acadia Pharmaceuticals
ACAD
$5.06B
| $3.02M | ﹤0.01% |
144,696
+4,995
| +4% | +$136K |
|
3052
Jackson Financial
JXN
$8.83B
| $3.01M | ﹤0.01% |
78,761
-91,595
| -54% | -$3.2M |
|
3053
PUT
PG&E
PCG
$37.5B
| $3.01M | ﹤0.01% |
186,500
+19,100
| +11% | +$328K |
|
3054
CALL
State Street
STT
$51.3B
| $3.01M | ﹤0.01% |
44,900
| – | – |
|
3055
Stem
STEM
$50.9M
| $3M | ﹤0.01% |
35,422
-2,905
| -8% | -$332K |
|
3056
Kite Realty
KRG
$5.29B
| $3M | ﹤0.01% |
140,211
-66,206
| -32% | -$1.5M |
|
3057
EXL Service
EXLS
$5.32B
| $3M | ﹤0.01% |
106,865
-78,860
| -42% | -$2.31M |
|
3058
Energizer
ENR
$1.5B
| $3M | ﹤0.01% |
93,504
-57,840
| -38% | -$1.98M |
|
3059
Telefônica Brasil
VIV
$19.1B
| $2.98M | ﹤0.01% |
348,528
+3,178
| +0.9% | +$27.6K |
|
3060
Brink's
BCO
$4.55B
| $2.98M | ﹤0.01% |
41,017
-5,916
| -13% | -$427K |
|
3061
iShares Residential and Multisector Real Estate ETF
REZ
$860M
| $2.98M | ﹤0.01% |
45,147
+356
| +0.8% | +$25.4K |
|
3062
TG Therapeutics
TGTX
$7.52B
| $2.97M | ﹤0.01% |
355,565
+210,173
| +145% | +$2.93M |
|
3063
iShares MSCI Poland ETF
EPOL
$817M
| $2.97M | ﹤0.01% |
173,726
+6,298
| +4% | +$121K |
|
3064
CALL
Sysco
SYY
$40.1B
| $2.97M | ﹤0.01% |
+45,000
| New | +$3.23M |
|
|
3065
PUT
Sysco
SYY
$40.1B
| $2.97M | ﹤0.01% |
+45,000
| New | +$3.23M |
|
3066
The Ensign Group
ENSG
$10.7B
| $2.97M | ﹤0.01% |
31,944
-30,579
| -49% | -$2.89M |
|
3067
DigitalBridge
DBRG
$2.95B
| $2.97M | ﹤0.01% |
168,789
-6,369
| -4% | -$105K |
|
|
NOVA
3068
PUT
DELISTED
Sunnova Energy
NOVA
| $2.97M | ﹤0.01% |
283,300
+170,200
| +150% | +$2.66M |
|
3069
Globalstar
GSAT
$10.9B
| $2.96M | ﹤0.01% |
150,874
-598
| -0.4% | -$10.7K |
|
|
CFLT
3070
PUT
DELISTED
Confluent
CFLT
| $2.96M | ﹤0.01% |
100,000
| – | – |
|
|
DOOR
3071
DELISTED
MASONITE INTERNATIONAL CORP
DOOR
| $2.96M | ﹤0.01% |
31,758
-3,603
| -10% | -$362K |
|
3072
Gates Industrial Corporation Ltd.
GTES
$7.19B
| $2.95M | ﹤0.01% |
254,501
+183,569
| +259% | +$2.28M |
|
|
HQH
3073
abrdn Healthcare Investors
HQH
$1.33B
| $2.95M | ﹤0.01% |
189,978
-18,159
| -9% | -$303K |
|
|
AKRO
3074
DELISTED
Akero Therapeutics
AKRO
| $2.95M | ﹤0.01% |
58,403
+31,968
| +121% | +$1.49M |
|
3075
PIMCO Enhanced Short Maturity Active ESG ETF
EMNT
$217M
| $2.95M | ﹤0.01% |
30,106
+5,778
| +24% | +$565K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.