UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
HTO
3051
H2O America
HTO
$2.56B
| $3.52M | ﹤0.01% |
53,367
+1,899
| +4% | +$128K |
|
3052
Hain Celestial
HAIN
$53.4M
| $3.52M | ﹤0.01% |
82,320
-622,385
| -88% | -$24.7M |
|
3053
PUT
Bumble
BMBL
$360M
| $3.52M | ﹤0.01% |
70,400
+35,000
| +99% | +$1.82M |
|
3054
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.86B
| $3.52M | ﹤0.01% |
53,078
-13,801
| -21% | -$930K |
|
3055
OneMain Financial
OMF
$7.27B
| $3.52M | ﹤0.01% |
63,518
+8,942
| +16% | +$520K |
|
3056
Vishay Intertechnology
VSH
$5.08B
| $3.52M | ﹤0.01% |
174,940
+113,860
| +186% | +$2.46M |
|
3057
Amplitude
AMPL
$1.52B
| $3.51M | ﹤0.01% |
+64,549
| New | +$3.51M |
|
3058
PUT
Dropbox
DBX
$8.07B
| $3.51M | ﹤0.01% |
120,000
| – | – |
|
3059
Banco Santander
SAN
$210B
| $3.5M | ﹤0.01% |
967,971
+7,019
| +0.7% | +$25.9K |
|
3060
Littelfuse
LFUS
$11.6B
| $3.49M | ﹤0.01% |
12,787
+1,158
| +10% | +$309K |
|
|
ISD
3061
PGIM High Yield Bond Fund
ISD
$419M
| $3.49M | ﹤0.01% |
214,914
+8,491
| +4% | +$138K |
|
3062
Pegasystems
PEGA
$5.43B
| $3.48M | ﹤0.01% |
54,764
-7,718
| -12% | -$514K |
|
3063
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.3B
| $3.48M | ﹤0.01% |
23,892
+18,122
| +314% | +$2.74M |
|
3064
CALL
GSK
GSK
$104B
| $3.48M | ﹤0.01% |
+72,800
| New | +$3.66M |
|
3065
Toro Company
TTC
$9.4B
| $3.48M | ﹤0.01% |
35,695
+12,730
| +55% | +$1.39M |
|
3066
National Fuel Gas
NFG
$7.78B
| $3.47M | ﹤0.01% |
66,006
+25,354
| +62% | +$1.31M |
|
|
RAD
3067
DELISTED
Rite Aid Corporation
RAD
| $3.46M | ﹤0.01% |
244,032
-100,952
| -29% | -$1.59M |
|
|
ECHO
3068
DELISTED
Echo Global Logistics, Inc.
ECHO
| $3.46M | ﹤0.01% |
72,602
+62,311
| +605% | +$2.15M |
|
3069
PUT
Intuit
INTU
$91.5B
| $3.45M | ﹤0.01% |
6,400
| – | – |
|
3070
NOV
NOV
$7.38B
| $3.45M | ﹤0.01% |
263,250
-278,061
| -51% | -$3.75M |
|
3071
JPMorgan BetaBuilders Canada ETF
BBCA
$11.3B
| $3.45M | ﹤0.01% |
54,815
+22,743
| +71% | +$1.47M |
|
|
JKS
3072
JinkoSolar
JKS
$886M
| $3.45M | ﹤0.01% |
75,221
-6,419
| -8% | -$325K |
|
3073
The 3D Printing ETF
PRNT
$64.8M
| $3.44M | ﹤0.01% |
96,455
+11,994
| +14% | +$457K |
|
3074
Schwab International Small-Cap Equity ETF
SCHC
$5.63B
| $3.44M | ﹤0.01% |
82,738
+21,381
| +35% | +$908K |
|
3075
Columbia Banking Systems
COLB
$8.84B
| $3.43M | ﹤0.01% |
90,385
-59,576
| -40% | -$2.12M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.