UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$880M |
| 2 |
Microsoft
MSFT
|
+$583M |
| 3 |
Meta Platforms (Facebook)
META
|
+$528M |
| 4 |
Amazon
AMZN
|
+$340M |
| 5 |
Apple
AAPL
|
+$289M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Sempra
SRE
|
+$524M |
| 2 |
Cheniere Energy
LNG
|
+$337M |
| 3 |
SPDR Gold Trust
GLD
|
+$308M |
| 4 |
WPZ
Williams Partners L.P.
WPZ
|
+$274M |
| 5 |
Starbucks
SBUX
|
+$262M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.26% |
| 2 | Financials | 7.12% |
| 3 | Healthcare | 6.44% |
| 4 | Consumer Discretionary | 5.31% |
| 5 | Industrials | 5.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
EVM
3051
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
| $2.38M | ﹤0.01% |
238,790
+12,932
| +6% | +$133K |
|
|
INN
3052
Summit Hotel Properties
INN
$700M
| $2.37M | ﹤0.01% |
175,458
+44,436
| +34% | +$612K |
|
3053
Kratos Defense & Security Solutions
KTOS
$11.4B
| $2.37M | ﹤0.01% |
160,620
+29,772
| +23% | +$393K |
|
3054
Applied Industrial Technologies
AIT
$13.3B
| $2.37M | ﹤0.01% |
30,313
-34,876
| -53% | -$2.64M |
|
|
FRBK
3055
DELISTED
Republic First Bancorp Inc
FRBK
| $2.37M | ﹤0.01% |
331,370
+16,135
| +5% | +$123K |
|
3056
Prosperity Bancshares
PB
$8.89B
| $2.37M | ﹤0.01% |
34,122
+23,176
| +212% | +$1.67M |
|
3057
CALL
Bristol-Myers Squibb
BMY
$132B
| $2.37M | ﹤0.01% |
38,100
+1,600
| +4% | +$95K |
|
|
XFLT
3058
XAI Floating Rate & Alternative Income Trust
XFLT
$289M
| $2.36M | ﹤0.01% |
48,231
+4,606
| +11% | +$226K |
|
3059
W&T Offshore
WTI
$518M
| $2.36M | ﹤0.01% |
244,974
+145,044
| +145% | +$1.05M |
|
3060
PUT
Viatris
VTRS
$18.9B
| $2.36M | ﹤0.01% |
64,400
+34,400
| +115% | +$1.29M |
|
3061
Invesco S&P 500 High Beta ETF
SPHB
$1.02B
| $2.35M | ﹤0.01% |
52,273
-10,394
| -17% | -$462K |
|
3062
Nuveen ESG US Aggregate Bond ETF
NUBD
$464M
| $2.35M | ﹤0.01% |
97,535
-2,372
| -2% | -$57.4K |
|
3063
Boise Cascade
BCC
$3.02B
| $2.35M | ﹤0.01% |
63,822
-97,224
| -60% | -$4.23M |
|
3064
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$261M
| $2.35M | ﹤0.01% |
24,216
-95,921
| -80% | -$9.37M |
|
|
MUI
3065
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
| $2.35M | ﹤0.01% |
179,412
-53,417
| -23% | -$703K |
|
3066
CALL
WIX.com
WIX
$2.52B
| $2.35M | ﹤0.01% |
+19,600
| New | +$2.1M |
|
3067
Independence Realty Trust
IRT
$4.07B
| $2.34M | ﹤0.01% |
222,525
+38,227
| +21% | +$390K |
|
3068
Usana Health Sciences
USNA
$286M
| $2.34M | ﹤0.01% |
19,442
-34,974
| -64% | -$4.34M |
|
3069
Clearway Energy Class C
CWEN
$6.7B
| $2.34M | ﹤0.01% |
121,324
+32,340
| +36% | +$617K |
|
|
POLY
3070
DELISTED
Plantronics, Inc.
POLY
| $2.33M | ﹤0.01% |
38,686
+14,023
| +57% | +$959K |
|
|
PVTL
3071
DELISTED
Pivotal Software, Inc.
PVTL
| $2.33M | ﹤0.01% |
119,094
+73,866
| +163% | +$1.8M |
|
3072
Franklin Electric
FELE
$4.84B
| $2.33M | ﹤0.01% |
49,335
+5,266
| +12% | +$253K |
|
|
SNR
3073
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
| $2.33M | ﹤0.01% |
394,078
-36,228
| -8% | -$240K |
|
3074
US Commodity Index
USCI
$365M
| $2.32M | ﹤0.01% |
54,676
+5,155
| +10% | +$216K |
|
3075
iShares MSCI Philippines ETF
EPHE
$145M
| $2.32M | ﹤0.01% |
77,224
-5,352
| -6% | -$169K |
|
Similar funds
UBS Group's Q3 2018 Portfolio in Review
As of Q3 2018, UBS Group held 8,674 positions worth $252B, up 9.2% from $231B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group deployed $10.3B of net new capital in Q3 2018, opening 642 new positions and adding to 4,135 existing holdings. Its largest new stake was State Street Communication Services Select Sector SPDR ETF: 727,823 shares worth $35.7M.
By sector, the portfolio is most concentrated in Technology at 9.3% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Sempra, an estimated $524M trimmed.
- UBS Group's largest Q3 2018 buy was State Street Communication Services Select Sector SPDR ETF: 727,823 shares worth $35.7M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2018, an estimated $880M increase.
- UBS Group's biggest Q3 2018 reduction was Sempra, cutting an estimated $524M.
- UBS Group fully exited Williams Partners L.P. in Q3 2018, selling an estimated $274M.
- UBS Group's ten largest holdings make up 15% of its $252B portfolio in Q3 2018.
- UBS Group opened 642 new positions and closed 634 in Q3 2018.
- UBS Group's portfolio value rose 9.2% quarter-over-quarter to $252B.
Based on UBS Group's 13F filing for Q3 2018, filed 14 Nov 2018.