UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3026
iShares Global Comm Services ETF
IXP
$571M
| $3.59M | ﹤0.01% |
42,477
+11,480
| +37% | +$1M |
|
|
CALY
3027
CALL
Callaway Golf Company
CALY
$3.04B
| $3.59M | ﹤0.01% |
+130,000
| New | +$3.95M |
|
3028
Sprott Gold Miners ETF
SGDM
$661M
| $3.59M | ﹤0.01% |
144,676
+240
| +0.2% | +$6.55K |
|
|
FM
3029
DELISTED
iShares Frontier and Select EM ETF
FM
| $3.59M | ﹤0.01% |
105,827
-2,048
| -2% | -$68.7K |
|
3030
Chegg
CHGG
$94.8M
| $3.58M | ﹤0.01% |
52,628
-124,806
| -70% | -$10.2M |
|
3031
CALL
Bumble
BMBL
$360M
| $3.58M | ﹤0.01% |
71,600
+15,500
| +28% | +$806K |
|
3032
Murphy USA
MUSA
$10.2B
| $3.58M | ﹤0.01% |
21,391
-4,721
| -18% | -$712K |
|
3033
State Street SPDR Dow Jones International Real Estate ETF
RWX
$267M
| $3.58M | ﹤0.01% |
100,798
-39,157
| -28% | -$1.47M |
|
|
PCK
3034
DELISTED
Pimco California Municipal Income Fund II
PCK
| $3.58M | ﹤0.01% |
371,297
+31,213
| +9% | +$301K |
|
3035
CALL
The Mosaic Company
MOS
$7.46B
| $3.57M | ﹤0.01% |
100,000
| – | – |
|
3036
Invesco Building & Construction ETF
PKB
$393M
| $3.57M | ﹤0.01% |
75,291
-8,597
| -10% | -$428K |
|
3037
Navient
NAVI
$796M
| $3.56M | ﹤0.01% |
180,560
+7,095
| +4% | +$152K |
|
3038
Essential Properties Realty Trust
EPRT
$6.53B
| $3.56M | ﹤0.01% |
127,430
+99,004
| +348% | +$2.95M |
|
3039
Tortoise North American Pipeline ETF
TPYP
$863M
| $3.55M | ﹤0.01% |
163,044
+4,895
| +3% | +$107K |
|
3040
PUT
Kinder Morgan
KMI
$69.9B
| $3.55M | ﹤0.01% |
212,300
+208,000
| +4,837% | +$3.53M |
|
3041
PUT
Canadian National Railway
CNI
$75.7B
| $3.55M | ﹤0.01% |
30,700
-28,300
| -48% | -$3.13M |
|
3042
CALL
ZIM Integrated Shipping Services
ZIM
$3.04B
| $3.55M | ﹤0.01% |
+70,000
| New | +$3.27M |
|
3043
Karyopharm Therapeutics
KPTI
$44.4M
| $3.54M | ﹤0.01% |
40,566
+20,997
| +107% | +$2.18M |
|
3044
Carlyle Secured Lending
CGBD
$766M
| $3.54M | ﹤0.01% |
263,929
+40,130
| +18% | +$548K |
|
3045
CALL
SS&C Technologies
SSNC
$18.7B
| $3.54M | ﹤0.01% |
51,000
+29,600
| +138% | +$2.19M |
|
3046
Advanced Energy
AEIS
$12.6B
| $3.54M | ﹤0.01% |
40,312
-14,194
| -26% | -$1.33M |
|
3047
Bloomin' Brands
BLMN
$944M
| $3.53M | ﹤0.01% |
141,270
+61,675
| +77% | +$1.6M |
|
3048
CALL
Williams Companies
WMB
$87.9B
| $3.53M | ﹤0.01% |
+136,100
| New | +$3.43M |
|
3049
CALL
Cheniere Energy
LNG
$54.9B
| $3.53M | ﹤0.01% |
+36,100
| New | +$3.16M |
|
3050
Kinsale Capital Group
KNSL
$8.4B
| $3.52M | ﹤0.01% |
21,801
-80
| -0.4% | -$13.9K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.