UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$834M |
| 2 |
Alibaba
BABA
|
+$559M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$557M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$459M |
| 5 |
Stellantis
STLA
|
+$454M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$828M |
| 2 |
Apple
AAPL
|
+$800M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$654M |
| 4 |
Boeing
BA
|
+$592M |
| 5 |
JPMorgan Chase
JPM
|
+$416M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.37% |
| 2 | Healthcare | 6.89% |
| 3 | Financials | 5.79% |
| 4 | Consumer Discretionary | 5.66% |
| 5 | Communication Services | 4.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3026
Pathward Financial
CASH
$1.81B
| $1.5M | ﹤0.01% |
69,128
-21,448
| -24% | -$707K |
|
3027
FTAI Aviation
FTAI
$22.1B
| $1.5M | ﹤0.01% |
214,346
+13,356
| +7% | +$189K |
|
3028
JPMorgan BetaBuilders Japan ETF
BBJP
$18.7B
| $1.5M | ﹤0.01% |
36,585
+26,549
| +265% | +$1.21M |
|
3029
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.3M
| $1.49M | ﹤0.01% |
24,555
+228
| +0.9% | +$13.8K |
|
3030
Vistra
VST
$48B
| $1.49M | ﹤0.01% |
93,547
-531,123
| -85% | -$10.8M |
|
3031
PUT
Kinross Gold
KGC
$32.5B
| $1.49M | ﹤0.01% |
375,000
| – | – |
|
3032
Invesco BulletShares 2027 Corporate Bond ETF
BSCR
$4.59B
| $1.49M | ﹤0.01% |
75,307
-10,614
| -12% | -$221K |
|
3033
iShares US Pharmaceuticals ETF
IHE
$1.66B
| $1.49M | ﹤0.01% |
33,186
+3,486
| +12% | +$176K |
|
3034
Mueller Water Products
MWA
$4.07B
| $1.49M | ﹤0.01% |
185,758
-103,137
| -36% | -$1.13M |
|
3035
Schneider National
SNDR
$6.18B
| $1.49M | ﹤0.01% |
76,779
-177
| -0.2% | -$3.67K |
|
3036
BlackRock Enhanced International Dividend Trust
BGY
$533M
| $1.48M | ﹤0.01% |
328,578
-152,121
| -32% | -$816K |
|
3037
BlackRock Floating Rate Income Strategies Fund
FRA
$388M
| $1.48M | ﹤0.01% |
147,775
-34,089
| -19% | -$421K |
|
3038
PUT
Kosmos Energy
KOS
$1.49B
| $1.48M | ﹤0.01% |
1,650,000
| – | – |
|
3039
ITT
ITT
$18.9B
| $1.48M | ﹤0.01% |
32,529
-58,181
| -64% | -$3.61M |
|
3040
Heron Therapeutics
HRTX
$63.4M
| $1.47M | ﹤0.01% |
125,320
+26,784
| +27% | +$503K |
|
3041
VanEck Preferred Securities ex Financials ETF
PFXF
$2.45B
| $1.47M | ﹤0.01% |
89,181
+11,346
| +15% | +$218K |
|
3042
Diodes
DIOD
$4.65B
| $1.47M | ﹤0.01% |
36,191
-26,672
| -42% | -$1.28M |
|
|
XFLT
3043
XAI Floating Rate & Alternative Income Trust
XFLT
$289M
| $1.47M | ﹤0.01% |
65,374
+310
| +0.5% | +$11.4K |
|
3044
GrafTech
EAF
$205M
| $1.47M | ﹤0.01% |
18,065
+16,026
| +786% | +$1.54M |
|
3045
Cloudflare
NET
$111B
| $1.47M | ﹤0.01% |
62,447
+53,724
| +616% | +$1.04M |
|
3046
Veracyte
VCYT
$3.72B
| $1.46M | ﹤0.01% |
60,136
+37,969
| +171% | +$956K |
|
3047
Invesco CurrencyShares Japanese Yen Trust
FXY
$426M
| $1.46M | ﹤0.01% |
16,552
-4,491
| -21% | -$391K |
|
3048
iShares US Digital Infrastructure and Real Estate ETF
IDGT
$519M
| $1.46M | ﹤0.01% |
33,751
-27,601
| -45% | -$1.4M |
|
3049
iPath Select MLP ETN
ATMP
$632M
| $1.46M | ﹤0.01% |
177,212
+30,313
| +21% | +$436K |
|
3050
CALL
Williams Companies
WMB
$87.9B
| $1.46M | ﹤0.01% |
103,000
+91,000
| +758% | +$1.76M |
|
Similar funds
UBS Group's Q1 2020 Portfolio in Review
As of Q1 2020, UBS Group held 8,948 positions worth $212B, down 26% from $287B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group withdrew a net $21.6B in Q1 2020, closing 880 positions and reducing 4,775 holdings. Its most notable exit was Wellcare Health Plans, Inc., an estimated $196M position sold in full.
By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.8% a quarter earlier, followed by Healthcare and Financials.
Against the trend, UBS Group opened a new position in VelocityShares Daily 2x VIX Short Term ETN worth $221M.
- UBS Group's largest Q1 2020 buy was VelocityShares Daily 2x VIX Short Term ETN: 705,722 shares worth $221M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $834M increase.
- UBS Group's biggest Q1 2020 reduction was Microsoft, cutting an estimated $828M.
- UBS Group fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $196M.
- UBS Group's ten largest holdings make up 17% of its $212B portfolio in Q1 2020.
- UBS Group opened 748 new positions and closed 880 in Q1 2020.
- UBS Group's portfolio value fell 26% quarter-over-quarter to $212B.
Based on UBS Group's 13F filing for Q1 2020, filed 1 May 2020.