UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3026
LPL Financial
LPLA
$28.6B
| $3.31M | ﹤0.01% |
35,877
+2,032
| +6% | +$174K |
|
|
X
3027
CALL
DELISTED
US Steel
X
| $3.31M | ﹤0.01% |
290,000
-212,400
| -42% | -$2.64M |
|
3028
Pathward Financial
CASH
$1.8B
| $3.31M | ﹤0.01% |
90,576
+14,666
| +19% | +$499K |
|
3029
Resources Connection
RGP
$145M
| $3.3M | ﹤0.01% |
202,292
+176,091
| +672% | +$2.68M |
|
3030
Essential Properties Realty Trust
EPRT
$6.62B
| $3.3M | ﹤0.01% |
133,057
+31,301
| +31% | +$787K |
|
3031
CALL
Huazhu Hotels Group
HTHT
$13B
| $3.29M | ﹤0.01% |
+82,200
| New | +$2.97M |
|
|
3032
PUT
Huazhu Hotels Group
HTHT
$13B
| $3.29M | ﹤0.01% |
+82,200
| New | +$2.97M |
|
3033
Nuveen ESG Mid-Cap Value ETF
NUMV
$458M
| $3.29M | ﹤0.01% |
108,781
+6,269
| +6% | +$187K |
|
3034
Viking Therapeutics
VKTX
$4B
| $3.29M | ﹤0.01% |
409,834
-169,656
| -29% | -$1.24M |
|
3035
Newmark Group
NMRK
$2.63B
| $3.29M | ﹤0.01% |
244,123
+42,315
| +21% | +$494K |
|
3036
Snap
SNAP
$9.01B
| $3.28M | ﹤0.01% |
201,001
-995,315
| -83% | -$14.6M |
|
|
MAGN
3037
Magnera Corp
MAGN
$460M
| $3.28M | ﹤0.01% |
13,790
+3,315
| +32% | +$737K |
|
3038
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.32B
| $3.27M | ﹤0.01% |
97,569
+1,809
| +2% | +$57.6K |
|
3039
International Bancshares
IBOC
$4.57B
| $3.27M | ﹤0.01% |
75,929
+23,334
| +44% | +$967K |
|
|
JWN
3040
CALL
DELISTED
Nordstrom
JWN
| $3.27M | ﹤0.01% |
79,800
-2,000
| -2% | -$74K |
|
3041
Capitol Federal Financial
CFFN
$1.1B
| $3.26M | ﹤0.01% |
237,415
+108,464
| +84% | +$1.53M |
|
3042
Alaunos Therapeutics
TCRT
$4.86M
| $3.26M | ﹤0.01% |
4,600
-1,704
| -27% | -$1.17M |
|
3043
ENI
E
$77.5B
| $3.25M | ﹤0.01% |
105,136
-11,424
| -10% | -$350K |
|
3044
Cavco Industries
CVCO
$4.55B
| $3.25M | ﹤0.01% |
16,651
-12,012
| -42% | -$2.35M |
|
3045
CALL
Sea Limited
SE
$69.5B
| $3.25M | ﹤0.01% |
+80,800
| New | +$2.72M |
|
3046
Greif
GEF
$5.04B
| $3.25M | ﹤0.01% |
73,453
+31,308
| +74% | +$1.3M |
|
3047
ESCO Technologies
ESE
$7.92B
| $3.24M | ﹤0.01% |
35,070
+13,462
| +62% | +$1.15M |
|
|
HOLI
3048
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
| $3.24M | ﹤0.01% |
197,699
-37,816
| -16% | -$574K |
|
3049
Amcor
AMCR
$22.1B
| $3.24M | ﹤0.01% |
59,746
+2,241
| +4% | +$112K |
|
|
EXAS
3050
PUT
DELISTED
Exact Sciences
EXAS
| $3.24M | ﹤0.01% |
+35,000
| New | +$3.08M |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,306 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.