UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3026
FlexShares Quality Dividend Defensive Index Fund
QDEF
$562M
| $2.62M | ﹤0.01% |
57,258
+1,376
| +2% | +$62.3K |
|
3027
Apogee Enterprises
APOG
$908M
| $2.62M | ﹤0.01% |
67,079
-6,873
| -9% | -$272K |
|
3028
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
| $2.61M | ﹤0.01% |
103,354
+49,948
| +94% | +$1.26M |
|
3029
Frontline
FRO
$8.85B
| $2.61M | ﹤0.01% |
287,127
-177,578
| -38% | -$1.43M |
|
3030
Opko Health
OPK
$1.02B
| $2.61M | ﹤0.01% |
1,249,736
+511,041
| +69% | +$1.04M |
|
|
SMAR
3031
DELISTED
Smartsheet Inc.
SMAR
| $2.61M | ﹤0.01% |
72,473
+32,866
| +83% | +$1.57M |
|
|
ATNX
3032
DELISTED
Athenex, Inc. Common Stock
ATNX
| $2.61M | ﹤0.01% |
10,730
+7,510
| +233% | +$2.46M |
|
|
HEES
3033
DELISTED
H&E Equipment Services
HEES
| $2.61M | ﹤0.01% |
90,404
+20,128
| +29% | +$544K |
|
3034
Ameris Bancorp
ABCB
$5.89B
| $2.61M | ﹤0.01% |
64,791
+59,725
| +1,179% | +$2.25M |
|
|
JPXN
3035
iShares JPX-Nikkei 400 ETF
JPXN
$140M
| $2.6M | ﹤0.01% |
42,628
+6,558
| +18% | +$385K |
|
3036
Applied Industrial Technologies
AIT
$13.3B
| $2.6M | ﹤0.01% |
45,836
+15,648
| +52% | +$880K |
|
3037
ProQR Therapeutics
PRQR
$265M
| $2.6M | ﹤0.01% |
451,693
-15,092
| -3% | -$121K |
|
|
PGRE
3038
DELISTED
Paramount Group
PGRE
| $2.6M | ﹤0.01% |
194,820
+36,961
| +23% | +$498K |
|
|
MFL
3039
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
| $2.6M | ﹤0.01% |
191,808
+13,347
| +7% | +$179K |
|
|
PEGI
3040
DELISTED
Pattern Energy Group Inc. Class A
PEGI
| $2.6M | ﹤0.01% |
96,357
-57,765
| -37% | -$1.46M |
|
3041
Nexstar Media Group
NXST
$5.97B
| $2.59M | ﹤0.01% |
25,333
-5,518
| -18% | -$558K |
|
3042
CALL
Tapestry
TPR
$32.8B
| $2.59M | ﹤0.01% |
99,400
+6,900
| +7% | +$182K |
|
|
CBPX
3043
DELISTED
CONTINENTAL BUILDING PRODUCTS, INC.
CBPX
| $2.59M | ﹤0.01% |
94,871
-4,676
| -5% | -$118K |
|
3044
First Financial Bankshares
FFIN
$4.97B
| $2.59M | ﹤0.01% |
77,616
+49,822
| +179% | +$1.57M |
|
3045
CALL
Chewy
CHWY
$9.63B
| $2.59M | ﹤0.01% |
+105,200
| New | +$3.32M |
|
3046
Independence Realty Trust
IRT
$4.07B
| $2.59M | ﹤0.01% |
180,735
-24,664
| -12% | -$324K |
|
3047
CALL
Texas Instruments
TXN
$261B
| $2.58M | ﹤0.01% |
+20,000
| New | +$2.46M |
|
3048
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$693M
| $2.58M | ﹤0.01% |
59,495
-1,197
| -2% | -$52.8K |
|
3049
CALL
Kroger
KR
$34.8B
| $2.58M | ﹤0.01% |
+100,000
| New | +$2.33M |
|
3050
Darling Ingredients
DAR
$9.44B
| $2.58M | ﹤0.01% |
134,696
+68,429
| +103% | +$1.34M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.