UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3026
Douglas Emmett
DEI
$1.99B
| $2.18M | ﹤0.01% |
55,409
+26,345
| +91% | +$1.01M |
|
3027
Trex
TREX
$4.66B
| $2.18M | ﹤0.01% |
97,004
+86,536
| +827% | +$1.65M |
|
|
SPE.PRB
3028
DELISTED
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
| $2.18M | ﹤0.01% |
85,307
-6,511
| -7% | -$167K |
|
|
PRA
3029
DELISTED
ProAssurance
PRA
| $2.18M | ﹤0.01% |
39,936
+3,390
| +9% | +$192K |
|
|
GGN
3030
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$770M
| $2.18M | ﹤0.01% |
388,485
-658,485
| -63% | -$3.68M |
|
3031
Restaurant Brands International
QSR
$25.3B
| $2.18M | ﹤0.01% |
34,077
+820
| +2% | +$50.7K |
|
3032
PUT
Synchrony
SYF
$25.3B
| $2.17M | ﹤0.01% |
70,000
+30,000
| +75% | +$897K |
|
3033
Prothena Corp
PRTA
$436M
| $2.17M | ﹤0.01% |
33,539
+5,256
| +19% | +$322K |
|
|
PPT
3034
Franklin Premier Income Trust
PPT
$327M
| $2.17M | ﹤0.01% |
407,707
+90,564
| +29% | +$488K |
|
3035
Pricesmart
PSMT
$6.08B
| $2.17M | ﹤0.01% |
24,297
-1,343
| -5% | -$113K |
|
3036
United Therapeutics
UTHR
$25.7B
| $2.17M | ﹤0.01% |
18,478
-1,862
| -9% | -$238K |
|
3037
Evercore
EVR
$12.3B
| $2.16M | ﹤0.01% |
26,936
-17,958
| -40% | -$1.35M |
|
3038
Ultrapar
UGP
$6.94B
| $2.16M | ﹤0.01% |
181,430
+13,418
| +8% | +$158K |
|
3039
Algonquin Power & Utilities
AQN
$4.42B
| $2.16M | ﹤0.01% |
204,058
-134,031
| -40% | -$1.42M |
|
3040
Coca-Cola Femsa
KOF
$22.5B
| $2.15M | ﹤0.01% |
27,934
-2,317
| -8% | -$193K |
|
3041
iShares MSCI Philippines ETF
EPHE
$146M
| $2.15M | ﹤0.01% |
58,271
-5,234
| -8% | -$190K |
|
3042
Lesaka Technologies
LSAK
$401M
| $2.15M | ﹤0.01% |
221,053
+5,410
| +3% | +$52.3K |
|
3043
Petrobras Class A
PBR.A
$109B
| $2.15M | ﹤0.01% |
222,482
-98,654
| -31% | -$859K |
|
|
BITA
3044
DELISTED
Bitauto Holdings Limited
BITA
| $2.15M | ﹤0.01% |
48,063
-119,004
| -71% | -$4.3M |
|
|
WEB
3045
DELISTED
Web.com Group, Inc.
WEB
| $2.14M | ﹤0.01% |
85,567
+9,828
| +13% | +$236K |
|
|
IPFF
3046
DELISTED
iShares International Preferred Stock ETF
IPFF
| $2.14M | ﹤0.01% |
115,308
-11,439
| -9% | -$210K |
|
3047
Knight Transportation
KNX
$11.1B
| $2.14M | ﹤0.01% |
+51,451
| New | +$1.95M |
|
3048
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.57B
| $2.14M | ﹤0.01% |
20,277
+836
| +4% | +$88.2K |
|
3049
Reaves Utility Income Fund
UTG
$3.55B
| $2.13M | ﹤0.01% |
67,335
-18,501
| -22% | -$642K |
|
3050
PUT
Invesco CurrencyShares Japanese Yen Trust
FXY
$453M
| $2.13M | ﹤0.01% |
25,000
| – | – |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.