UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3001
PUT
Packaging Corp of America
PKG
$22.7B
| $3.21M | ﹤0.01% |
20,900
+8,000
| +62% | +$1.17M |
|
3002
First Trust Dorsey Wright International Focus 5 ETF
IFV
$234M
| $3.2M | ﹤0.01% |
180,256
+30,301
| +20% | +$553K |
|
3003
Adeia
ADEA
$3.07B
| $3.18M | ﹤0.01% |
297,866
-178,822
| -38% | -$1.9M |
|
3004
FlexShares International Quality Dividend Dynamic Index Fund
IQDY
$113M
| $3.17M | ﹤0.01% |
126,448
+572
| +0.5% | +$15K |
|
3005
PUT
Jabil
JBL
$35.3B
| $3.17M | ﹤0.01% |
25,000
-147,500
| -86% | -$16.1M |
|
3006
TFI International
TFII
$11.4B
| $3.17M | ﹤0.01% |
24,704
-12,460
| -34% | -$1.58M |
|
3007
CPI Card Group
PMTS
$330M
| $3.17M | ﹤0.01% |
171,225
+19,135
| +13% | +$408K |
|
3008
Sabesp
SBS
$18.3B
| $3.16M | ﹤0.01% |
1,345,625
+11,380
| +0.9% | +$25.8K |
|
|
MCI
3009
Barings Corporate Investors
MCI
$341M
| $3.16M | ﹤0.01% |
198,361
-7,525
| -4% | -$115K |
|
3010
Aehr Test Systems
AEHR
$3.46B
| $3.16M | ﹤0.01% |
69,180
+924
| +1% | +$42.8K |
|
3011
CVR Energy
CVI
$3.26B
| $3.16M | ﹤0.01% |
92,741
+154
| +0.2% | +$5.26K |
|
|
GES
3012
PUT
DELISTED
Guess Inc
GES
| $3.15M | ﹤0.01% |
+145,400
| New | +$3.07M |
|
3013
CALL
Royal Caribbean
RCL
$82.4B
| $3.15M | ﹤0.01% |
34,136
-9,540
| -22% | -$956K |
|
3014
CALL
Sanofi
SNY
$104B
| $3.14M | ﹤0.01% |
+58,600
| New | +$3.12M |
|
3015
Hanover Insurance
THG
$7.86B
| $3.14M | ﹤0.01% |
28,322
+9,906
| +54% | +$1.09M |
|
3016
CALL
Amcor
AMCR
$21.8B
| $3.13M | ﹤0.01% |
68,440
-16,320
| -19% | -$786K |
|
3017
Schwab Fundamental US Broad Market Index ETF
FNDB
$1.47B
| $3.12M | ﹤0.01% |
170,112
-52,731
| -24% | -$1M |
|
|
THS
3018
DELISTED
Treehouse Foods
THS
| $3.11M | ﹤0.01% |
71,320
-27,795
| -28% | -$1.33M |
|
3019
Otter Tail
OTTR
$3.88B
| $3.1M | ﹤0.01% |
40,866
-13,117
| -24% | -$1.08M |
|
|
SRG
3020
CALL
Seritage Growth Properties
SRG
$136M
| $3.1M | ﹤0.01% |
+400,000
| New | +$3.35M |
|
3021
VanEck Preferred Securities ex Financials ETF
PFXF
$2.45B
| $3.1M | ﹤0.01% |
184,176
+46,164
| +33% | +$795K |
|
3022
Knife River
KNF
$3.83B
| $3.09M | ﹤0.01% |
63,358
-2,672
| -4% | -$127K |
|
3023
Gabelli Dividend & Income Trust
GDV
$2.67B
| $3.09M | ﹤0.01% |
158,781
-6,946
| -4% | -$145K |
|
3024
Insmed
INSM
$29.4B
| $3.09M | ﹤0.01% |
122,200
-46,643
| -28% | -$1.07M |
|
3025
First Trust S&P REIT Index Fund
FRI
$201M
| $3.09M | ﹤0.01% |
135,026
-5,779
| -4% | -$142K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.