UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ENX
3001
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
| $3.65M | ﹤0.01% |
297,227
-10,362
| -3% | -$131K |
|
3002
Appian
APPN
$2.55B
| $3.65M | ﹤0.01% |
39,401
-3,939
| -9% | -$436K |
|
|
DPG
3003
Duff & Phelps Utility and Infrastructure Fund
DPG
$517M
| $3.64M | ﹤0.01% |
271,373
-180,781
| -40% | -$2.59M |
|
3004
PUT
Phillips 66
PSX
$86B
| $3.63M | ﹤0.01% |
51,900
| – | – |
|
3005
PUT
DNOW Inc
DNOW
$3.01B
| $3.63M | ﹤0.01% |
475,000
| – | – |
|
3006
Invesco CurrencyShares Japanese Yen Trust
FXY
$426M
| $3.63M | ﹤0.01% |
43,027
-8,282
| -16% | -$708K |
|
3007
Flowers Foods
FLO
$1.51B
| $3.63M | ﹤0.01% |
153,703
-42,736
| -22% | -$1.01M |
|
3008
Valvoline
VVV
$4.3B
| $3.63M | ﹤0.01% |
116,511
-6,987
| -6% | -$217K |
|
|
JOBS
3009
DELISTED
51job Inc
JOBS
| $3.63M | ﹤0.01% |
52,239
+1,359
| +3% | +$100K |
|
|
BLUE
3010
DELISTED
bluebird bio
BLUE
| $3.63M | ﹤0.01% |
14,653
+13,654
| +1,367% | +$3.9M |
|
|
PDM
3011
Piedmont Realty Trust
PDM
$1.16B
| $3.63M | ﹤0.01% |
208,057
+30,791
| +17% | +$561K |
|
3012
PUT
CSX Corp
CSX
$92.8B
| $3.63M | ﹤0.01% |
121,932
| – | – |
|
3013
CareTrust REIT
CTRE
$9.55B
| $3.62M | ﹤0.01% |
178,357
-17,509
| -9% | -$395K |
|
3014
TD Synnex
SNX
$20.3B
| $3.62M | ﹤0.01% |
34,786
-2,471
| -7% | -$295K |
|
3015
NiSource
NI
$20B
| $3.61M | ﹤0.01% |
149,124
-150,486
| -50% | -$3.75M |
|
3016
Invesco Global Clean Energy ETF
PBD
$191M
| $3.61M | ﹤0.01% |
129,569
+7,072
| +6% | +$207K |
|
3017
Acadia Pharmaceuticals
ACAD
$5.06B
| $3.61M | ﹤0.01% |
217,503
+205,648
| +1,735% | +$3.96M |
|
3018
Children's Place
PLCE
$58.3M
| $3.61M | ﹤0.01% |
47,977
+20,700
| +76% | +$1.84M |
|
3019
White Mountains Insurance
WTM
$5.04B
| $3.61M | ﹤0.01% |
3,376
-293
| -8% | -$327K |
|
3020
POSCO
PKX
$17.7B
| $3.61M | ﹤0.01% |
52,281
-1,326
| -2% | -$97.7K |
|
3021
CALL
Aon
AON
$75.7B
| $3.6M | ﹤0.01% |
+12,600
| New | +$3.38M |
|
3022
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$585M
| $3.6M | ﹤0.01% |
99,836
-11,582
| -10% | -$426K |
|
3023
Graham Holdings Company
GHC
$4.99B
| $3.6M | ﹤0.01% |
6,105
+1,783
| +41% | +$1.11M |
|
3024
Delek US
DK
$3.72B
| $3.6M | ﹤0.01% |
200,048
-21,793
| -10% | -$371K |
|
|
FCT
3025
First Trust Senior Floating Rate Income Fund II
FCT
$251M
| $3.6M | ﹤0.01% |
293,724
+15,831
| +6% | +$196K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.