UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3001
Zillow
ZG
$7.63B
| $2.67M | ﹤0.01% |
90,428
-534,511
| -86% | -$21.2M |
|
|
EIGI
3002
DELISTED
Endurance International Group Holdings, Inc.
EIGI
| $2.67M | ﹤0.01% |
712,539
-139,689
| -16% | -$664K |
|
3003
Silicon Motion
SIMO
$8.68B
| $2.67M | ﹤0.01% |
75,514
-7,605
| -9% | -$276K |
|
|
MNR
3004
DELISTED
Monmouth Real Estate Investment Corp
MNR
| $2.67M | ﹤0.01% |
185,155
+48,389
| +35% | +$663K |
|
3005
Fate Therapeutics
FATE
$326M
| $2.66M | ﹤0.01% |
171,505
+133,074
| +346% | +$2.55M |
|
3006
CALL
Baxter International
BAX
$14.2B
| $2.66M | ﹤0.01% |
+30,400
| New | +$2.6M |
|
3007
BlackRock Income Trust
BKT
$341M
| $2.66M | ﹤0.01% |
145,597
+4,441
| +3% | +$80.5K |
|
3008
White Mountains Insurance
WTM
$5.13B
| $2.66M | ﹤0.01% |
2,459
+527
| +27% | +$562K |
|
3009
CALL
Constellation Brands
STZ
$23.2B
| $2.65M | ﹤0.01% |
+12,800
| New | +$2.57M |
|
3010
The Ensign Group
ENSG
$10.7B
| $2.65M | ﹤0.01% |
59,772
+19,943
| +50% | +$987K |
|
|
CEQP
3011
CALL
DELISTED
Crestwood Equity Partners LP
CEQP
| $2.65M | ﹤0.01% |
+72,500
| New | +$2.63M |
|
|
RARX
3012
DELISTED
Ra Pharmaceuticals, Inc. Common Stock
RARX
| $2.65M | ﹤0.01% |
111,881
+86,337
| +338% | +$2.56M |
|
3013
CALL
SSR Mining
SSRM
$6.48B
| $2.64M | ﹤0.01% |
182,000
+159,000
| +691% | +$2.45M |
|
3014
CALL
RTX Corp
RTX
$301B
| $2.64M | ﹤0.01% |
+30,703
| New | +$2.55M |
|
3015
FIVE9
FIVN
$2.54B
| $2.64M | ﹤0.01% |
49,072
+29,071
| +145% | +$1.64M |
|
3016
CALL
Williams Companies
WMB
$86.1B
| $2.63M | ﹤0.01% |
109,500
-20,200
| -16% | -$509K |
|
3017
Prudential
PUK
$35.2B
| $2.63M | ﹤0.01% |
74,599
-2,914
| -4% | -$108K |
|
|
JHS
3018
John Hancock Income Securities Trust
JHS
$127M
| $2.63M | ﹤0.01% |
181,446
+14,680
| +9% | +$213K |
|
3019
Moog Inc Class A
MOG.A
$12.8B
| $2.63M | ﹤0.01% |
32,437
+9,003
| +38% | +$766K |
|
3020
Simpson Manufacturing
SSD
$8.16B
| $2.63M | ﹤0.01% |
37,855
+17,177
| +83% | +$1.12M |
|
3021
PUT
Northrop Grumman
NOC
$81.2B
| $2.62M | ﹤0.01% |
7,000
| – | – |
|
|
BYM
3022
DELISTED
BlackRock Municipal Income Quality Trust
BYM
| $2.62M | ﹤0.01% |
185,361
+16,146
| +10% | +$227K |
|
3023
Invesco S&P 500 High Beta ETF
SPHB
$1.02B
| $2.62M | ﹤0.01% |
63,446
-10,284
| -14% | -$430K |
|
3024
iShares MSCI Turkey ETF
TUR
$213M
| $2.62M | ﹤0.01% |
98,120
+6,531
| +7% | +$165K |
|
3025
Genworth Financial
GNW
$3.71B
| $2.62M | ﹤0.01% |
595,065
+394,362
| +196% | +$1.64M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.