UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AGR
3001
DELISTED
Avangrid, Inc.
AGR
| $2.25M | ﹤0.01% |
47,396
-2,271
| -5% | -$105K |
|
3002
Oxford Industries
OXM
$568M
| $2.24M | ﹤0.01% |
35,272
+4,909
| +16% | +$300K |
|
|
GBT
3003
DELISTED
Global Blood Therapeutics, Inc.
GBT
| $2.24M | ﹤0.01% |
72,170
+6,827
| +10% | +$192K |
|
3004
Accuray
ARAY
$31.6M
| $2.24M | ﹤0.01% |
560,239
+118,466
| +27% | +$509K |
|
|
EOI
3005
Eaton Vance Enhanced Equity Income Fund
EOI
$819M
| $2.24M | ﹤0.01% |
159,611
+1,456
| +0.9% | +$19.8K |
|
3006
SITE Centers
SITC
$176M
| $2.24M | ﹤0.01% |
189,451
-22,479
| -11% | -$282K |
|
|
CXE
3007
DELISTED
MFS High Income Municipal Trust
CXE
| $2.23M | ﹤0.01% |
426,465
+159,511
| +60% | +$842K |
|
|
MHI
3008
DELISTED
Pioneer Municipal High Income Fund
MHI
| $2.23M | ﹤0.01% |
185,736
-1,480
| -0.8% | -$17.9K |
|
3009
NewMarket
NEU
$7.82B
| $2.23M | ﹤0.01% |
5,249
+2,018
| +62% | +$881K |
|
|
BITA
3010
PUT
DELISTED
Bitauto Holdings Limited
BITA
| $2.23M | ﹤0.01% |
+50,000
| New | +$1.81M |
|
3011
PUT
Agnico Eagle Mines
AEM
$74.4B
| $2.23M | ﹤0.01% |
49,400
+3,000
| +6% | +$140K |
|
3012
Nomura Holdings
NMR
$28B
| $2.22M | ﹤0.01% |
398,805
+11,137
| +3% | +$63.8K |
|
3013
ITT
ITT
$17.7B
| $2.22M | ﹤0.01% |
50,149
+10,392
| +26% | +$428K |
|
3014
Cohen & Steers Closed End Opportunity Fund
FOF
$376M
| $2.21M | ﹤0.01% |
167,703
+11,262
| +7% | +$148K |
|
3015
Host Hotels & Resorts
HST
$17.1B
| $2.21M | ﹤0.01% |
119,400
+28,072
| +31% | +$511K |
|
|
ENIA
3016
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
| $2.2M | ﹤0.01% |
215,531
+1,740
| +0.8% | +$17.7K |
|
3017
Global X SuperDividend US ETF
DIV
$784M
| $2.2M | ﹤0.01% |
86,195
+5,778
| +7% | +$146K |
|
3018
Applied Optoelectronics
AAOI
$8.8B
| $2.2M | ﹤0.01% |
33,974
-7,446
| -18% | -$526K |
|
3019
Murphy Oil
MUR
$5.5B
| $2.2M | ﹤0.01% |
82,655
-52,378
| -39% | -$1.31M |
|
3020
CALL
Advanced Micro Devices
AMD
$790B
| $2.19M | ﹤0.01% |
172,000
+47,000
| +38% | +$613K |
|
3021
Madison Square Garden
MSGS
$9.31B
| $2.19M | ﹤0.01% |
14,362
+6,774
| +89% | +$1.02M |
|
3022
Universal Electronics
UEIC
$59.2M
| $2.19M | ﹤0.01% |
34,570
+1,195
| +4% | +$74.5K |
|
3023
CALL
Infosys
INFY
$49.8B
| $2.19M | ﹤0.01% |
300,000
-400,000
| -57% | -$3.03M |
|
3024
PUT
NetApp
NTAP
$36.1B
| $2.19M | ﹤0.01% |
+50,000
| New | +$2.06M |
|
3025
Cleveland-Cliffs
CLF
$6.4B
| $2.18M | ﹤0.01% |
305,444
-71,201
| -19% | -$532K |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.