UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$1.06B |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$590M |
| 3 |
Invesco QQQ Trust
QQQ
|
+$368M |
| 4 |
PLAN
Anaplan, Inc.
PLAN
|
+$264M |
| 5 |
UBS Group
UBS
|
+$223M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$717M |
| 2 |
Microsoft
MSFT
|
+$677M |
| 3 |
Apple
AAPL
|
+$653M |
| 4 |
Amazon
AMZN
|
+$641M |
| 5 |
Meta Platforms (Facebook)
META
|
+$351M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.23% |
| 2 | Financials | 6.63% |
| 3 | Healthcare | 5.96% |
| 4 | Consumer Discretionary | 5.78% |
| 5 | Industrials | 4.3% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2976
Stem
STEM
$50.9M
| $4.33M | ﹤0.01% |
11,423
-2,653
| -19% | -$1.15M |
|
2977
Brown & Brown
BRO
$24B
| $4.33M | ﹤0.01% |
61,625
-161,499
| -72% | -$10.4M |
|
2978
WhiteHorse Finance
WHF
$144M
| $4.32M | ﹤0.01% |
278,790
-48,246
| -15% | -$746K |
|
|
FSD
2979
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
| $4.31M | ﹤0.01% |
276,451
+16,819
| +6% | +$265K |
|
2980
iShares Russell 2500 ETF
SMMD
$3.73B
| $4.29M | ﹤0.01% |
64,680
+38,537
| +147% | +$2.56M |
|
2981
Lindsay Corp
LNN
$1.17B
| $4.29M | ﹤0.01% |
28,231
+9,180
| +48% | +$1.4M |
|
|
ETX
2982
Eaton Vance Municipal Income 2028 Term Trust
ETX
$199M
| $4.29M | ﹤0.01% |
199,454
+21,116
| +12% | +$465K |
|
2983
iShares Asia 50 ETF
AIA
$4.91B
| $4.29M | ﹤0.01% |
55,982
-4,761
| -8% | -$376K |
|
2984
Invesco Russell 1000 Equal Weight ETF
EQAL
$839M
| $4.29M | ﹤0.01% |
90,534
+48,763
| +117% | +$2.27M |
|
2985
CALL
Aecom
ACM
$9.42B
| $4.29M | ﹤0.01% |
+55,400
| New | +$3.89M |
|
2986
Cooper-Standard Automotive
CPS
$504M
| $4.29M | ﹤0.01% |
191,197
-3,333
| -2% | -$78.5K |
|
2987
WillScot Mobile Mini Holdings
WSC
$4.18B
| $4.29M | ﹤0.01% |
104,916
-18,802
| -15% | -$694K |
|
2988
US Physical Therapy
USPH
$1.24B
| $4.28M | ﹤0.01% |
44,831
+44,442
| +11,425% | +$4.46M |
|
|
PLL
2989
PUT
DELISTED
Piedmont Lithium
PLL
| $4.28M | ﹤0.01% |
+81,600
| New | +$4.78M |
|
2990
CALL
International Paper
IP
$21.9B
| $4.28M | ﹤0.01% |
91,036
-141,259
| -61% | -$6.97M |
|
2991
Invesco KBW High Dividend Yield Financial ETF
KBWD
$423M
| $4.28M | ﹤0.01% |
210,839
-6,859
| -3% | -$142K |
|
2992
PUT
Under Armour
UAA
$2.5B
| $4.28M | ﹤0.01% |
201,800
-184,600
| -48% | -$4.19M |
|
2993
California Resources
CRC
$4.77B
| $4.27M | ﹤0.01% |
100,073
+99,973
| +99,973% | +$4.28M |
|
2994
iShares JPMorgan EM Corporate Bond ETF
CEMB
$412M
| $4.27M | ﹤0.01% |
83,748
+3,988
| +5% | +$204K |
|
2995
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$916M
| $4.26M | ﹤0.01% |
309,121
+3,321
| +1% | +$45.8K |
|
2996
CALL
Royal Gold
RGLD
$19.8B
| $4.26M | ﹤0.01% |
+40,500
| New | +$4.08M |
|
2997
CALL
Vodafone
VOD
$36.4B
| $4.25M | ﹤0.01% |
+284,700
| New | +$4.34M |
|
|
FDEU
2998
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
| $4.25M | ﹤0.01% |
319,959
-121,500
| -28% | -$1.57M |
|
2999
WisdomTree International MidCap Dividend Fund
DIM
$168M
| $4.25M | ﹤0.01% |
63,153
+1,297
| +2% | +$87.1K |
|
|
TGNA
3000
DELISTED
TEGNA Inc
TGNA
| $4.25M | ﹤0.01% |
228,737
+122,907
| +116% | +$2.46M |
|
Similar funds
UBS Group's Q4 2021 Portfolio in Review
As of Q4 2021, UBS Group held 11,479 positions worth $349B, up 9.9% from $318B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q4 2021 filing shows 1,739 new, 5,110 increased, 3,129 reduced and 997 closed positions. Its largest new stake was Hertz: 1,027,564 shares worth $25.7M. The largest sale was iShares Russell 2000 ETF, an estimated $717M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2021 buy was Hertz: 1,027,564 shares worth $25.7M.
- UBS Group added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $1.06B increase.
- UBS Group's biggest Q4 2021 reduction was iShares Russell 2000 ETF, cutting an estimated $717M.
- UBS Group fully exited Kansas City Southern in Q4 2021, selling an estimated $81.9M.
- UBS Group's ten largest holdings make up 14% of its $349B portfolio in Q4 2021.
- UBS Group opened 1,739 new positions and closed 997 in Q4 2021.
- UBS Group's portfolio value rose 9.9% quarter-over-quarter to $349B.
Based on UBS Group's 13F filing for Q4 2021, filed 14 Feb 2022.