UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
PBFX
2976
DELISTED
PBF LOGISTICS LP
PBFX
| $3.75M | ﹤0.01% |
297,009
+8,371
| +3% | +$107K |
|
2977
Cerus
CERS
$508M
| $3.75M | ﹤0.01% |
615,050
+573,420
| +1,377% | +$3.34M |
|
2978
iShares MSCI Denmark ETF
EDEN
$204M
| $3.73M | ﹤0.01% |
34,766
+22
| +0.1% | +$2.49K |
|
|
MFA
2979
MFA Financial
MFA
$919M
| $3.73M | ﹤0.01% |
204,137
+150,205
| +279% | +$2.79M |
|
2980
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$694M
| $3.73M | ﹤0.01% |
63,544
+579
| +0.9% | +$34.7K |
|
2981
Icahn Enterprises
IEP
$5.28B
| $3.73M | ﹤0.01% |
74,587
+26,406
| +55% | +$1.46M |
|
2982
CALL
3M
MMM
$93.9B
| $3.73M | ﹤0.01% |
25,393
+2,990
| +13% | +$484K |
|
2983
Middlesex Water
MSEX
$1.09B
| $3.72M | ﹤0.01% |
36,241
-1,536
| -4% | -$158K |
|
2984
CALL
Cellebrite
CLBT
$3.97B
| $3.72M | ﹤0.01% |
+402,000
| New | +$4.2M |
|
|
CMRC
2985
Commerce.com Inc Series 1
CMRC
$175M
| $3.71M | ﹤0.01% |
73,367
-95,101
| -56% | -$5.8M |
|
|
AKTS
2986
DELISTED
Akoustis Technologies Inc
AKTS
| $3.71M | ﹤0.01% |
382,925
+29,434
| +8% | +$282K |
|
|
GBT
2987
DELISTED
Global Blood Therapeutics, Inc.
GBT
| $3.71M | ﹤0.01% |
145,780
+87,820
| +152% | +$2.58M |
|
2988
C.H. Robinson
CHRW
$17.3B
| $3.71M | ﹤0.01% |
42,673
-130,624
| -75% | -$11.8M |
|
|
FIRY
2989
Firy Inc
FIRY
$164M
| $3.71M | ﹤0.01% |
18,897
-2,632
| -12% | -$681K |
|
2990
ProShares Online Retail ETF
ONLN
$66.7M
| $3.7M | ﹤0.01% |
56,316
-33,175
| -37% | -$2.42M |
|
2991
Assured Guaranty
AGO
$3.36B
| $3.69M | ﹤0.01% |
78,911
-13,396
| -15% | -$640K |
|
2992
Fulgent Genetics
FLGT
$524M
| $3.68M | ﹤0.01% |
40,923
+11,880
| +41% | +$1.08M |
|
2993
CALL
Qorvo
QRVO
$8.56B
| $3.68M | ﹤0.01% |
+22,000
| New | +$4.09M |
|
|
MMU
2994
Western Asset Managed Municipals Fund
MMU
$552M
| $3.68M | ﹤0.01% |
275,645
+2,538
| +0.9% | +$34.4K |
|
|
EFR
2995
Eaton Vance Senior Floating-Rate Fund
EFR
$319M
| $3.67M | ﹤0.01% |
251,139
-24,007
| -9% | -$342K |
|
2996
CALL
FMC
FMC
$1.31B
| $3.66M | ﹤0.01% |
+40,000
| New | +$3.95M |
|
|
SRNE
2997
DELISTED
Sorrento Therapeutics, Inc.
SRNE
| $3.66M | ﹤0.01% |
479,619
+324,010
| +208% | +$2.75M |
|
2998
Casey's General Stores
CASY
$31.6B
| $3.66M | ﹤0.01% |
19,415
+6,867
| +55% | +$1.35M |
|
2999
iShares US Digital Infrastructure and Real Estate ETF
IDGT
$519M
| $3.66M | ﹤0.01% |
52,951
+18,295
| +53% | +$1.31M |
|
3000
La-Z-Boy
LZB
$1.66B
| $3.66M | ﹤0.01% |
113,469
+22,677
| +25% | +$782K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.