UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2976
Littelfuse
LFUS
$11.6B
| $2.75M | ﹤0.01% |
15,484
+11,239
| +265% | +$1.9M |
|
|
PNNT
2977
Pennant Park Investment Corp
PNNT
$241M
| $2.75M | ﹤0.01% |
437,818
-105,915
| -19% | -$677K |
|
|
EQC
2978
DELISTED
Equity Commonwealth
EQC
| $2.74M | ﹤0.01% |
80,126
-22,077
| -22% | -$742K |
|
|
BMCH
2979
DELISTED
BMC Stock Holdings, Inc
BMCH
| $2.74M | ﹤0.01% |
104,547
+60,769
| +139% | +$1.45M |
|
2980
CALL
Procter & Gamble
PG
$339B
| $2.74M | ﹤0.01% |
22,000
| – | – |
|
2981
iShares MSCI France ETF
EWQ
$345M
| $2.73M | ﹤0.01% |
90,543
+14,515
| +19% | +$434K |
|
2982
ACI Worldwide
ACIW
$5.42B
| $2.73M | ﹤0.01% |
87,058
+46,556
| +115% | +$1.48M |
|
|
OPLN
2983
Openlane
OPLN
$4.54B
| $2.72M | ﹤0.01% |
110,796
+72,651
| +190% | +$1.86M |
|
2984
iShares MSCI Emerging Markets Asia ETF
EEMA
$860M
| $2.72M | ﹤0.01% |
42,659
-1,801
| -4% | -$115K |
|
|
NIE
2985
Virtus Equity & Convertible Income Fund
NIE
$732M
| $2.71M | ﹤0.01% |
125,639
+9,076
| +8% | +$198K |
|
2986
Diodes
DIOD
$4.84B
| $2.71M | ﹤0.01% |
67,550
+51,331
| +316% | +$1.99M |
|
2987
PUT
Royal Caribbean
RCL
$85.6B
| $2.71M | ﹤0.01% |
25,000
-15,000
| -38% | -$1.65M |
|
|
HMSY
2988
DELISTED
HMS Holdings Corp.
HMSY
| $2.71M | ﹤0.01% |
78,528
+53,426
| +213% | +$1.93M |
|
2989
PUT
Travelers Companies
TRV
$80.2B
| $2.71M | ﹤0.01% |
18,200
| – | – |
|
2990
Acadia Healthcare
ACHC
$2.94B
| $2.7M | ﹤0.01% |
86,869
-8,654
| -9% | -$264K |
|
2991
Cathay General Bancorp
CATY
$4.24B
| $2.7M | ﹤0.01% |
77,684
+32,222
| +71% | +$1.12M |
|
2992
iShares International Treasury Bond ETF
IGOV
$1.54B
| $2.7M | ﹤0.01% |
53,436
+7,056
| +15% | +$358K |
|
2993
ABM Industries
ABM
$2.84B
| $2.69M | ﹤0.01% |
74,015
+40,652
| +122% | +$1.58M |
|
|
PINC
2994
DELISTED
Premier
PINC
| $2.69M | ﹤0.01% |
92,831
+13,645
| +17% | +$508K |
|
2995
Atlanta Braves Holdings Series A
BATRA
$3.43B
| $2.68M | ﹤0.01% |
96,222
+6,576
| +7% | +$186K |
|
2996
H.B. Fuller
FUL
$3.28B
| $2.68M | ﹤0.01% |
57,477
+34,265
| +148% | +$1.57M |
|
2997
Invesco S&P SmallCap Health Care ETF
PSCH
$168M
| $2.67M | ﹤0.01% |
70,695
-14,277
| -17% | -$553K |
|
2998
Independent Bank
INDB
$3.97B
| $2.67M | ﹤0.01% |
35,812
+18,561
| +108% | +$1.35M |
|
2999
FlexShares STOXX Global ESG Select Index Fund
ESGG
$115M
| $2.67M | ﹤0.01% |
26,895
-5,448
| -17% | -$538K |
|
|
JPI
3000
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
| $2.67M | ﹤0.01% |
108,045
+3,026
| +3% | +$73.2K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.