UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
IAA
276
CALL
DELISTED
IAA, Inc. Common Stock
IAA
| $226M | 0.07% |
4,142,100
+469,000
| +13% | +$26M |
|
277
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.2B
| $225M | 0.07% |
4,112,613
+211,726
| +5% | +$11.7M |
|
278
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.2B
| $223M | 0.07% |
796,614
+13,823
| +2% | +$3.96M |
|
279
PUT
Alphabet (Google) Class A
GOOGL
$4.64T
| $222M | 0.07% |
1,660,880
+237,680
| +17% | +$32.3M |
|
|
TWTR
280
PUT
DELISTED
Twitter, Inc.
TWTR
| $222M | 0.07% |
3,675,312
+80,861
| +2% | +$5.31M |
|
281
Marvell Technology
MRVL
$198B
| $221M | 0.07% |
3,667,319
+481,157
| +15% | +$28.8M |
|
282
Energy Transfer Partners
ET
$70.5B
| $220M | 0.07% |
22,974,565
-4,391,633
| -16% | -$42.2M |
|
283
iShares Russell 2000 Growth ETF
IWO
$15B
| $216M | 0.07% |
734,302
+10,339
| +1% | +$3.11M |
|
284
PUT
Walt Disney
DIS
$170B
| $215M | 0.07% |
1,273,590
+312,088
| +32% | +$55.6M |
|
285
Vanguard Total World Stock ETF
VT
$79.5B
| $215M | 0.07% |
2,111,509
+37,212
| +2% | +$3.9M |
|
286
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.4B
| $213M | 0.07% |
2,256,489
-42,813
| -2% | -$4.09M |
|
287
Kinder Morgan
KMI
$70.1B
| $212M | 0.07% |
12,677,892
+1,165,347
| +10% | +$19.8M |
|
|
288
PUT
Adobe
ADBE
$102B
| $212M | 0.07% |
368,060
-23,509
| -6% | -$14.8M |
|
289
Shopify
SHOP
$159B
| $212M | 0.07% |
1,561,640
-563,090
| -27% | -$84.4M |
|
290
iShares Core Dividend Growth ETF
DGRO
$43.4B
| $209M | 0.07% |
4,159,555
+63,122
| +2% | +$3.27M |
|
291
CALL
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.63B
| $207M | 0.07% |
2,144,500
-108,400
| -5% | -$9.23M |
|
292
Boston Scientific
BSX
$70.9B
| $207M | 0.07% |
4,762,213
+488,690
| +11% | +$21.6M |
|
|
DFS
293
DELISTED
Discover Financial Services
DFS
| $206M | 0.06% |
1,675,516
+282,586
| +20% | +$35.4M |
|
294
State Street SPDR S&P Dividend ETF
SDY
$23.8B
| $206M | 0.06% |
1,748,652
-78,174
| -4% | -$9.57M |
|
295
PUT
Wells Fargo
WFC
$268B
| $205M | 0.06% |
4,424,100
+379,800
| +9% | +$17.6M |
|
|
DOCU
296
DocuSign
DOCU
$10.9B
| $205M | 0.06% |
796,194
+144,850
| +22% | +$41.7M |
|
297
CSX Corp
CSX
$94.3B
| $204M | 0.06% |
6,862,922
+1,556,188
| +29% | +$49.8M |
|
|
PXD
298
DELISTED
Pioneer Natural Resource Co.
PXD
| $203M | 0.06% |
1,216,452
+304,330
| +33% | +$46M |
|
299
iShares US Technology ETF
IYW
$25.2B
| $202M | 0.06% |
1,999,440
-19,128
| -0.9% | -$2M |
|
300
KLA
KLAC
$256B
| $202M | 0.06% |
6,044,410
+352,940
| +6% | +$11.8M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,130 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.