UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
276
Illinois Tool Works
ITW
$82.6B
| $187M | 0.07% |
1,042,394
+172,861
| +20% | +$29.3M |
|
277
Duke Energy
DUK
$97.8B
| $186M | 0.06% |
2,039,875
+288,865
| +16% | +$26.5M |
|
278
Howmet Aerospace
HWM
$113B
| $186M | 0.06% |
7,868,323
+1,488,920
| +23% | +$33.3M |
|
279
TSMC
TSM
$2.1T
| $185M | 0.06% |
3,191,395
+164,698
| +5% | +$8.74M |
|
280
CALL
Wynn Resorts
WYNN
$10.3B
| $184M | 0.06% |
1,324,800
+1,273,800
| +2,498% | +$155M |
|
281
Yum! Brands
YUM
$42.2B
| $183M | 0.06% |
1,817,165
+377,044
| +26% | +$39.1M |
|
282
FedEx
FDX
$72.7B
| $181M | 0.06% |
1,196,677
+580,989
| +94% | +$89.5M |
|
283
Schwab US Large- Cap ETF
SCHX
$71.8B
| $177M | 0.06% |
13,828,530
+2,344,152
| +20% | +$28.7M |
|
284
iShares Select Dividend ETF
DVY
$23.5B
| $176M | 0.06% |
1,668,464
+69,831
| +4% | +$7.19M |
|
285
CALL
Bank of America
BAC
$435B
| $176M | 0.06% |
5,001,900
+3,173,900
| +174% | +$103M |
|
286
Becton Dickinson
BDX
$45.6B
| $176M | 0.06% |
661,580
+23,515
| +4% | +$5.86M |
|
|
287
CALL
VanEck Gold Miners ETF
GDX
$22.7B
| $174M | 0.06% |
5,957,830
-2,472,670
| -29% | -$67.6M |
|
288
iShares Preferred and Income Securities ETF
PFF
$13.3B
| $173M | 0.06% |
4,608,015
+274,118
| +6% | +$10.2M |
|
289
General Mills
GIS
$19.1B
| $172M | 0.06% |
3,217,852
-31,602
| -1% | -$1.67M |
|
290
CALL
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
| $172M | 0.06% |
5,587,000
-2,718,700
| -33% | -$79.8M |
|
291
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.1B
| $170M | 0.06% |
1,237,096
+197,325
| +19% | +$26.1M |
|
292
Pacer Trendpilot US Large Cap ETF
PTLC
$3.26B
| $169M | 0.06% |
5,053,080
+388,100
| +8% | +$12.5M |
|
293
Zoetis
ZTS
$32.4B
| $168M | 0.06% |
1,266,172
+391,131
| +45% | +$48.6M |
|
294
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
| $167M | 0.06% |
1,833,009
+37,202
| +2% | +$3.39M |
|
295
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.1B
| $167M | 0.06% |
838,959
+51,078
| +6% | +$9.69M |
|
296
iShares International Select Dividend ETF
IDV
$8.45B
| $166M | 0.06% |
4,939,183
+721,596
| +17% | +$23.2M |
|
297
Edwards Lifesciences
EW
$49.6B
| $165M | 0.06% |
2,127,468
-276,705
| -12% | -$21.6M |
|
298
CSX Corp
CSX
$93.4B
| $165M | 0.06% |
6,857,085
+1,231,389
| +22% | +$29.1M |
|
299
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.62B
| $165M | 0.06% |
5,610,558
+71,440
| +1% | +$2.05M |
|
300
Schwab US Broad Market ETF
SCHB
$43.2B
| $164M | 0.06% |
12,835,998
-286,254
| -2% | -$3.51M |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,307 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.